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arXiv:2301.06669 · Physical review. B./Physical review. B

Deep learning of phase transitions for quantum spin chains from correlation aspects

Ming-Chiang Chung, Guangyu Huang, Ian P. McCulloch, Yuan-Hong Tsai

Published Jun 29, 2023• 6 citations
arXivHTMLPDF

Abstract

Using machine learning (ML) to recognize different phases of matter and to infer the entire phase diagram has proven to be an effective tool given a large dataset. In our previous proposals, we have successfully explored phase transitions for topological phases of matter at low dimensions either in a supervised or an unsupervised learning protocol with the assistance of quantum-information-related quantities. In this work, we adopt our previous ML procedures to study quantum phase transitions of magnetism systems such as the $XY$ and $XXZ$ spin chains by using spin-spin correlation functions as the input data. We find that our proposed approach not only maps out the phase diagrams with accurate phase boundaries, but also indicates some features that have not been observed in the field of machine learning before. In particular, we define so-called relevant correlation functions to some corresponding phases that can always distinguish between those and their neighbors. Based on the unsupervised learning protocol we proposed [Phys. Rev. B 104, 165108 (2021)], the reduced latent representations of the inputs combined with the clustering algorithm show the connectedness or disconnectedness between neighboring clusters (phases) just corresponding to the continuous or disrupt quantum phase transition, respectively. This property reminds us of the behavior of order parameters. Moreover, in the silhouette analysis we show that the ferromagnetic states in the $XXZ$ model with various anisotropy parameters correspond to almost the same silhouette value, while the critical or antiferromagnetic states behave quite differently. The analysis further indicates that the minima of silhouette values are close to the phase-transition points, showing strong positive correlation. These results again justify the usefulness of our proposed ML procedures, and they move us a step further toward understanding the relation between ML and quantum phase transitions from correlation function aspects.

DOI
10.1103/physrevb.107.214451

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We investigate the role of different correlation functions in reconstructing the phase diagram of the spin-1 bilinear-biquadratic chain, parametrized by the angle θθθ between the bilinear and biquadratic couplings, using our previously developed label-free machine-learning pipeline \cite{Ming21, Ming23}, in which an autoencoder compresses iDMRG correlation matrices into latent features and K-means clustering with silhouette analysis groups them into phases. Without any prior labels, the scheme reveals four natural phases, the Haldane, dimerized, critical trimerized, and ferromagnetic phases, and accurately locates the Takhtajan-Babujian (θ=−π/4θ=-π/4θ=−π/4), SU(3)SU(3)SU(3)-symmetric Uimin-Lai-Sutherland (θ=π/4θ=π/4θ=π/4), and Ferro-Dimer (θ=5π/4θ=5π/4θ=5π/4) transition points; a shallow supervised refinement further sharpens the phase boundaries. We find that different correlation functions play fundamentally different roles in phase identification. The SU(3)SU(3)SU(3)-symmetric correlation alone selects a four-cluster partition that can be associated with the four phases, whereas the spin-spin and dimer-dimer correlations must be combined to recover the complete phase diagram. In contrast, the trimer-trimer correlation behaves as a marginal correlation: it is insufficient for phase identification by itself but improves the precision of the predicted phase boundaries when combined with the other correlations. Furthermore, the latent representations and silhouette values reveal signatures that we relate to the θθθ dependence of the correlations within each phase and, tentatively, to the underlying renormalization-group structure. These results demonstrate that machine learning can not only identify quantum phases but also uncover the physical information encoded in different correlation functions.
Machine learning techniques have been shown to be effective to recognize different phases of matter and produce phase diagrams in the parameter space of interest, while they usually require prior labeled data to perform well. Here, we propose a machine learning procedure, mainly in an unsupervised manner, which can first identify topological/nontopological phases and then refine the locations of phase boundaries. By following this proposed procedure, we expand our previous work on the one-dimensional ppp-wave superconductor [Tsai et al., Phys. Rev. B 102, 054512 (2020)] and further on the Su-Schrieffer-Heeger model, with an emphasis on using the quantum-entanglement-based quantities as the input features. We find that our method not only reproduces similar results to the previous work with sharp phase boundaries but importantly it also does not rely on prior knowledge of the phase space, e.g., the number of phases present. We conclude with a few remarks about its potential, limitations, and explanatory power.
The identification and characterization of phase transitions is one of the oldest and most central problems in condensed matter physics, traditionally approached through order parameters, free-energy expansions, renormalization-group analysis, and direct numerical simulation. Over the past decade, machine learning (ML) has emerged as a complementary and, in some regimes, transformative methodology for this task. Supervised classifiers can learn to distinguish phases directly from raw configurations without an a priori order parameter; unsupervised and self-supervised techniques such as principal component analysis, autoencoders, and learning-by-confusion can locate transition points with minimal or no labeled data; and generative and variational architectures, including neural-network quantum states, now approximate ground-state wavefunctions of strongly correlated systems well beyond the reach of exact diagonalization. This paper reviews the theoretical foundations of phase transitions relevant to machine-learning applications, surveys the principal families of algorithms used to detect and classify phases, and examines their application across classical spin systems, percolation, topological and quantum phases, strongly correlated electron systems, and experimentally measured spectroscopic data. Representative case studies are discussed, including convolutional and graph-neural-network classifiers of lattice configurations, explainable-ML detection of thermodynamic transitions in photoemission spectra, and deep-learning-guided discovery of high-temperature superconductors. The review closes with a critical discussion of persistent challenges interpretability, data scarcity in correlated-electron experiments, generalization across Hamiltonians, and the reliability of learned order parameters near criticality and outlines directions for future research, including physics-informed architectures, uncertainty quantification, and closed-loop integration with autonomous experimentation.
Studying quantum phase transitions through order parameters is a traditional method, but studying phase transitions by machine learning is a brand new field. The ability of machine learning to classify, identify, or interpret massive data sets may provide physicists with similar analyses of the exponentially large data sets embodied in the Hilbert space of quantum many-body system. In this work, we propose a method of using unsupervised learning algorithm of the Gaussian mixture model to classify the state vectors of the J1-J2 antiferromagnetic Heisenberg spin chain system, then the supervised learning algorithm of the convolutional neural network is used to identify the classification point given by the unsupervised learning algorithm, and the cross-validation method is adopted to verify the learning effect. Using this method, we study the J1-J2 Heisenberg spin chain system with chain length N = 8, 10, 12, 16 and obtain the same conclusion. The first order phase transition point of J1-J2 antiferromagnetic Heisenberg spin chain system can be accurately found from the ground state vector, but the infinite order phase transition point cannot be found from the ground state vector. The first order and the infinite order phase transition point can be found from the first excited state vector, which indirectly shows that the first excited state may contain more information than the ground state of J1-J2 antiferromagnetic Heisenberg spin chain system. The visualization of the state vector shows the reliability of the machine learning algorithm, which can extract the feature information from the state vector. The result reveals that the machine learning techniques can directly find some possible phase transition points from a large set of state vectorwithout prior knowledge of the energy or locality conditions of the Hamiltonian, which may assists us in studying unknown systems. Supervised learning can verify the phase transition points given by unsupervised learning, thereby indicating that we can discover some useful information about unknown systems only through machine learning techniques. Machine learning techniques can be a basic research tool in strong quantum-correlated systems, and it can be adapted to more complex systems, which can help us dig up hidden information.
The classification of phase transitions is a central and challenging task in condensed matter physics. Typically, it relies on the identification of order parameters and the analysis of singularities in the free energy and its derivatives. Here, we propose an alternative framework to identify quantum phase transitions, employing both unsupervised and supervised machine learning techniques. Using the axial next-nearest-neighbor Ising (ANNNI) model as a benchmark, we show how unsupervised learning can detect three phases (ferromagnetic, paramagnetic, and a cluster of the antiphase with the floating phase) as well as two distinct regions within the paramagnetic phase. Employing supervised learning we show that transfer learning becomes possible: a machine trained only with nearest-neighbor interactions can learn to identify a new type of phase occurring when next-nearest-neighbor interactions are introduced. All our results rely on few- and low-dimensional input data (up to twelve lattice sites), thus providing a computational friendly and general framework for the study of phase transitions in many-body systems.
The power of machine learning algorithms to automatically classify different phases of matter and detect quantum phase transitions without necessity to characterize phases by various quantities like local order parameters or topological invariants as in conventional approaches defined machine learning phases of matter as a new research frontier and basic research tool in condensed matter and statistical physics. We study quantum criticality in the spin-1/2 square-lattice J1-J2 model with additional plaquette structure by combination of reinforcement and supervised machine learning techniques. In our calculations the ground-state spin-spin correlation matrices for several system sizes are first found by restricted Boltzmann machine based variational Monte Carlo method, equivalent to reinforcement learning, and then used as a training data for convolutional neural network based supervised machine learning algorithm for phases classification. The model exhibits a quantum phase transition from paramagnetic plaquette resonating valence bond state to an antiferromagnetic state and has been a topic of great interest because of its close connection to cuprate superconductors and possibility of realization in cold atoms experiments. We consider both frustrated and unfrustrated regimes and compare our results with the results obtained previously with other methods. We find that our results are in good agreement with the results obtained by coupled cluster and real space renormalization group methods for both frustrated and unfrustrated regimes. The quantum Monte Carlo and finite-size scaling result for the unfrustrated case however slightly differs from our result for the critical value of the inter-plaquette coupling strength, although the results are still in reasonable agreement.