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arXiv:2212.06878 · Global Journal of Human Social Science

Improving our understanding of the Klein-Gordon equation

Peter John Bussey

Published Dec 13, 2022• 5 citations
arXivHTMLPDF

Abstract

A detailed consideration of the Klein-Gordon equation in relativistic quantum mechanics is presented in order to offer more clarity than many standard approaches. The equation is frequently employed in the research literature, even though problems have often been raised regarding its second-order nature, the status of its negative-energy solutions and the formulation of particle density and flux. Most of these problems can be avoided by dismissing the negative-energy solutions. An application of the equation to a broad wave-packet shows that a small amendment to the usual relativistic formalism can be helpful to demonstrate continuity with the non-relativistic case, although difficulties remain when the proposed quantum state has a broad relativistic energy distribution.

DOI
10.48550/arxiv.2212.06878

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A detailed consideration of the Klein-Gordon equation in relativistic quantum mechanics is presented in order to offer more clarity than many standard approaches. The equation is frequently employed in the research literature, even though problems have often been raised regarding its second-order nature, the status of its negative-energy solutions and the formulation of particle density and flux. Most of these problems can be avoided by dismissing the negative-energy solutions. An application of the equation to a broad wave-packet shows that a small amendment to the usual relativistic formalism can be helpful to demonstrate continuity with the non-relativistic case, although difficulties remain when the proposed quantum state has a broad relativistic energy distribution.
A new relativistic quantum wave equation has been derived by applying the quantum prescription to the momentum and the kinetic energy rather than to the momentum and the total energy, since after all it is the kinetic energy that generates the momentum. The resulting equation reduces to the Schrodinger equation in the nonrelativistic limit and to the Klein-Gordon equation for “massless particles” in the relativistic limit, i.e., if the velocity of the particle approaches that of light, c. For massive particles in general, the new equation deviates from the Klein-Gordon equation. The same equation is shown to decouple according to the Dirac formalism, yielding a modified form of Dirac equation. When applied to a rest particle, the modified Dirac equation is shown to avoid a negative energy solution and instead include a constant solution. The other, the time-dependent particle solution of the modified Dirac equation, has the characteristic frequency Mc2/(ћ/2) , i.e., twice those of the Dirac solutions, Mc2/ћ.
The Klein–Gordon equation constitutes the earliest consistent attempt to reconcile the Schrödinger wave equation with the requirements of special relativity. Starting from the relativistic energy– momentum relation E 2 = p2 c2 + m2 c4 , one obtains a second-order hyperbolic partial differential equation whose solutions describe spin-0 fields. This enquiry reconstructs the historical derivation, examines the interpretation of the conserved current, analyses the appearance of negative-energy modes and their eventual resolution through quantum field theory, and situates the equation within contemporary applications ranging from the Higgs mechanism to cosmological scalar fields. Limitations of the single-particle interpretation are emphasised, and the equation is placed in the broader geometric and information-theoretic context of modern relativistic quantum theory. Also available on Academia.edu: https://www.academia.edu/attachments/133574004/download_file?s=portfolio
Abstract The Klein–Gordon and the Dirac equations are studied as candidates for a relativistic generalisation of the Schrödinger equation. We show that the first is unacceptable because it admits solutions with arbitrarily large negative energy and has no conserved current with positive definite probability density. The Dirac equation on the other hand does have a physically acceptable conserved current, but it too suffers from the presence of negative energy solutions. We show that the latter can be interpreted as describing anti-particles. In either case there is no fully consistent interpretation as a single-particle wave equation and we are led to a formalism admitting an infinite number of degrees of freedom, that is a quantum field theory. We can still use the Dirac equation at low energies when the effects of anti-particles are negligible and we study applications in atomic physics.
The Klein-Gordon equation describes the wave-like behavior of spinless particles since it is Lorentz invariant. While it seemed initially ripe for explaining the electronic structure of the hydrogen atom, the lack of a unconditional positive probability density really limited its applications. Yet, it is intimately connected with fermions. Any solution to the Dirac equation is automatically a solution to the Klein-Gordon equation. What is even more surprising, the Klein-Gordon equation for a free particle turns into the Schrödinger equation in the non-relativistic limit. In this work we show that these problems disappear when we use the relativistic mass instead of the rest mass. While the Klein-Gordon equation losses its Lorentz invariance because of this transformation, it gains most of the features present the Schrödinger equation, including the unconditional positivity of probability density, while keeping most of its relativistic characteristics intact, including the matter-wave dispersion relation. What is even more surprising, the non-relativistic, quasi-static limit of the Klein-Gordon equation with relativistic mass is simply the Schrödinger equation under all possible conditions. So, it can be argued that this Klein-Gordon equation is a sort of relativistic Schrödinger equation.
The Klein–Gordon equation, written down in 1926 by Oskar Klein and Walter Gordon (and earlier in unpublished form by Schrödinger himself), is the natural relativistic extension of quantum mechanics for spin‑zero particles: (□ + m²c²/ℏ²) Ψ = 0 where □ = (1/c²) ∂ₜ² − ∇². The equation is second‑order in both time and space, treats them symmetrically, and reduces to the free‑particle Schrödinger equation in the non‑relativistic limit. Its plane‑wave solutions satisfy the relativistic mass‑shell condition E² = p²c² + m²c⁴. Why is a relativistic version needed at all? The Schrödinger equation describes how quantum systems evolve when they’re moving slowly compared to the speed of light — fine for atoms, molecules, and everyday chemistry, where electrons move at less than 1% of c. But the Schrödinger equation is first‑order in time and second‑order in space, treating the two on different footings. Special relativity says space and time are unified into a single four‑dimensional structure where Lorentz transformations mix them, and any equation that privileges time over space breaks Lorentz invariance. A truly fundamental quantum equation must respect this symmetry. Klein–Gordon is the minimal scalar‑field equation that does. The standard derivation runs by analogy: start with the relativistic energy–momentum relation E² = p²c² + m²c⁴, replace E by iℏ∂ₜ and p by −iℏ∇, apply both sides to a wavefunction. This produces the right equation but it’s not really a derivation — it’s a guess motivated by the Schrödinger operator‑substitution procedure. This walkthrough shows how the Event Density framework derives the Klein–Gordon equation from substrate primitives — the same primitives that gave the Born rule, the Schrödinger equation, and the Bell–Tsirelson bound — plus the commitment to Lorentz covariance. The participation measure becomes Lorentz‑covariant. The unique second‑order Lorentz‑scalar differential operator on a scalar field is the d’Alembertian; the minimum‑order Lorentz‑scalar linear equation is therefore (□ + M²) Ψ = 0. Dimensional analysis fixes M² = m²c²/ℏ². Local U(1) gauge invariance forces the covariant derivative and the conserved four‑current. The non‑relativistic limit, via rest‑energy factorization, recovers the free‑particle Schrödinger equation exactly. The structural payoff: the Klein–Gordon equation is what you get when the substrate ontology is pushed through a Lorentz‑covariant reformulation. No new primitives are required. Relativistic and non‑relativistic quantum mechanics are not two theories glued together by analogy; they are the same substrate ontology applied at different velocity regimes. The walkthrough is honest about the known caveats — negative‑energy solutions and the non‑positive‑definite j₀ current — both of which resolve at the Dirac level and at QFT.
This chapter introduces the concepts of the relativistic theory to basic problems of quantum physics, in particular, the extension of the Schrodinger equation to a relativistic form. Starting from the fundamental laws of relativity, the chapter evaluates the Klein–Gordon equation and investigates if the equation can be considered a generalization of the non-relativistic Schrodinger equation to the case of the relativistic energy. The chapter shows that the wave function, which is a solution to the Klein–Gordon equation, cannot be connected with the probability wave function. For this reason, the Dirac equation is used to solve the problems faced by the Klein–Gordon equation. The Dirac equation also includes the spin. The advantage of the Dirac equation over the Schrodinger and Klein–Gordon equations is that it naturally includes the spin. In the Schrodinger and Klein–Gordon equations, the spin is not present and has to be added to the wave function manually whenever the wave function determines a system with the spin.