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arXiv:2212.06004

Biorthogonal Renormalization

Elisabet Edvardsson, J Lukas K König, Marcus Stålhammar

Published Dec 12, 2022• 1 citation
arXivHTMLPDF

Abstract

The biorthogonal formalism extends conventional quantum mechanics to the non-Hermitian realm. It has, however, been pointed out that the biorthogonal inner product changes with the scaling of the eigenvectors, an ambiguity whose physical significance is still being debated. Here, we revisit this issue and argue when this choice of normalization is of physical importance. We illustrate in which settings quantities such as expectation values and transition probabilities depend on the scaling of eigenvectors, and in which settings the biorthogonal formalism remains unambiguous. To resolve the apparent scaling ambiguity, we introduce an inner product independent of the gauge choice of basis and show that its corresponding mathematical structure is consistent with quantum mechanics. Using this formalism, we identify a deeper problem relating to the physicality of Hilbert space representations, which we illustrate using the position basis. Apart from increasing the understanding of the mathematical foundations upon which many physical results rely, our findings also pave the way towards consistent comparisons between systems described by non-Hermitian Hamiltonians.

DOI
10.48550/arxiv.2212.06004

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The biorthogonal formalism extends conventional quantum mechanics to the non-Hermitian realm. It has, however, been pointed out that the biorthogonal inner product changes with the scaling of the eigenvectors, an ambiguity whose physical significance is still being debated. Here, we revisit this issue and argue when this choice of normalization is of physical importance. We illustrate in which settings quantities such as expectation values and transition probabilities depend on the scaling of eigenvectors, and in which settings the biorthogonal formalism remains unambiguous. To resolve the apparent scaling ambiguity, we introduce an inner product independent of the gauge choice of basis and show that its corresponding mathematical structure is consistent with quantum mechanics. Using this formalism, we identify a deeper problem relating to the physicality of Hilbert space representations, which we illustrate using the position basis. Apart from increasing the understanding of the mathematical foundations upon which many physical results rely, our findings also pave the way towards consistent comparisons between systems described by non-Hermitian Hamiltonians.
A diagonalizable non-Hermitian Hamiltonian having a real spectrum may be used to define a unitary quantum system, if one modifies the inner product of the Hilbert space properly. We give a comprehensive and essentially self-contained review of the basic ideas and techniques responsible for the recent developments in this subject. We provide a critical assessment of the role of the geometry of the Hilbert space in conventional quantum mechanics to reveal the basic physical principle motivating our study. We then offer a survey of the necessary mathematical tools, present their utility in establishing a lucid and precise formulation of a unitary quantum theory based on a non-Hermitian Hamiltonian, and elaborate on a number of relevant issues of fundamental importance. In particular, we discuss the role of the antilinear symmetries such as [Formula: see text], the true meaning and significance of the so-called charge operators [Formula: see text] and the [Formula: see text]-inner products, the nature of the physical observables, the equivalent description of such models using ordinary Hermitian quantum mechanics, the pertaining duality between local-non-Hermitian versus nonlocal-Hermitian descriptions of their dynamics, the corresponding classical systems, the pseudo-Hermitian canonical quantization scheme, various methods of calculating the (pseudo-) metric operators, subtleties of dealing with time-dependent quasi-Hermitian Hamiltonians and the path-integral formulation of the theory, and the structure of the state space and its ramifications for the quantum Brachistochrone problem. We also explore some concrete physical applications and manifestations of the abstract concepts and tools that have been developed in the course of this investigation. These include applications in nuclear physics, condensed matter physics, relativistic quantum mechanics and quantum field theory, quantum cosmology, electromagnetic wave propagation, open quantum systems, magnetohydrodynamics, quantum chaos and biophysics.
A non-Hermitian operator with a real spectrum and a complete set of eigenvectors may serve as the Hamiltonian operator for a unitary quantum system provided that one makes an appropriate choice for the defining the inner product of physical Hilbert state. We study the consequences of such a choice for the representation of states in terms of projection operators and the geometry of the state space. This allows for a careful treatment of the quantum Brachistochrone problem and shows that it is indeed impossible to achieve faster unitary evolutions using PT-symmetric or other non-Hermitian Hamiltonians than those given by Hermitian Hamiltonians.
Despite acute interest in the dynamics of non-Hermitian systems, there is a lack of consensus in the mathematical formulation of non-Hermitian quantum mechanics in the community. Different methodologies are used in the literature to study non-Hermitian dynamics. This ranges from consistent frameworks like biorthogonal quantum mechanics and metric approach characterized by modified inner products, to normalization by time-dependent norms inspired by open quantum systems. In this work, we systematically explore the similarities and differences among these various methods. Utilizing illustrative models with exact solutions, we demonstrate that these methods produce not only quantitatively different results but also distinct physical interpretations. For dissipative systems where non-Hermiticity arises as an approximation, we find that simply dividing by the norm in the PT -broken regime closely aligns with the full master equation solutions. In contrast, for quantum systems where non-Hermiticity can be engineered exactly, incorporating metric dynamics is crucial for the probabilistic interpretation of quantum mechanics, necessitating the generalizations of similarity transformations and unitarity to non-Hermitian systems. This study lays the groundwork for further exploration of non-Hermitian Hamiltonians, potentially leveraging generalized transformations for novel physical phenomena.
The description of states and dynamics in non-Hermitian systems is fundamentally linked to the choice of an appropriate theoretical framework -- a point of ongoing debate in the field. This work addresses this issue by proposing a consistent formulation that reconciles existing controversies and establishes a unified theoretical understanding. Our approach rests on two foundational premises: (i) the dynamics of both left and right-vectors of a non-Hermitian system must satisfy the Schrödinger equation; (ii) the theoretical framework must preserve gauge invariance, ensuring that physical quantities are independent of unobservable phase choices. Building on these physically motivated assumptions, we refine the biorthogonal framework, leading to a gauge-invariant non-Hermitian quantum theory. Our framework naturally encompasses the open-system effective non-Hermitian evolution as a special case, and can naturally reduce to standard quantum mechanics in the Hermitian limit. As a concrete application, we analyze the dynamical phase transition in a one-dimensional Su-Schrieffer-Heeger (SSH) model within this gauge-invariant non-Hermitian quantum theory. Notably, our formulation naturally generalizes the known condition for such transitions in Hermitian two-band systems, namely, dki⋅dkf=0\mathbf{d}_{k}^i\cdot\mathbf{d}_{k}^f=0dki​⋅dkf​=0, to the non-Hermitian case, where it takes the form Re[dkidki⋅dkfdkf]=0\mathrm{Re}\Bigl[\frac{\mathbf{d}_{k}^i}{d_{k}^i}\cdot\frac{\mathbf{d}_{k}^f}{d_{k}^f}\Bigr]=0Re[dki​dki​​⋅dkf​dkf​​]=0. Furthermore, we identify entirely new dynamical phase transitions that cannot be characterized by the winding number. We hope that this gauge-invariant non-Hermitian quantum theory will find broad applications in the study of non-Hermitian systems.
A diagonalizable non-Hermitian Hamiltonian having a real spectrum may be used to define a unitary quantum system, if one modifies the inner product of the Hilbert space properly. We give a comprehensive and essentially self-contained review of the basic ideas and techniques responsible for the recent developments in this subject. We provide a critical assessment of the role of the geometry of the Hilbert space in conventional quantum mechanics to reveal the basic physical principle motivating our study. We then offer a survey of the necessary mathematical tools and elaborate on a number of relevant issues of fundamental importance. In particular, we discuss the role of the antilinear symmetries such as PT, the true meaning and significance of the charge operators C and the CPT-inner products, the nature of the physical observables, the equivalent description of such models using ordinary Hermitian quantum mechanics, the pertaining duality between local-non-Hermitian versus nonlocal-Hermitian descriptions of their dynamics, the corresponding classical systems, the pseudo-Hermitian canonical quantization scheme, various methods of calculating the (pseudo-) metric operators, subtleties of dealing with time-dependent quasi-Hermitian Hamiltonians and the path-integral formulation of the theory, and the structure of the state space and its ramifications for the quantum Brachistochrone problem. We also explore some concrete physical applications of the abstract concepts and tools that have been developed in the course of this investigation. These include applications in nuclear physics, condensed matter physics, relativistic quantum mechanics and quantum field theory, quantum cosmology, electromagnetic wave propagation, open quantum systems, magnetohydrodynamics, quantum chaos, and biophysics.
In recent years, non-Hermitian quantum physics has gained a great deal of popularity in the quantum optics and condensed matter communities in order to model quantum systems with varying symmetries. In this paper, we identify a non-standard inner product that implies bosonic commutator relations for local electric and magnetic field observables and leads to a natural local biorthogonal description of the quantised electromagnetic field. When comparing this description with an alternative local Hermitian description, in which the states of local photonic particles, i.e., of so-called bosons localised in position (blips), are orthogonal under the conventional Hermitian inner product, we find that there is an equivalence between the two approaches. Careful consideration needs to be given to the physical interpretation of the different descriptions. Whether a Hermitian or a non-Hermitian approach is more suitable depends on the circumstances that we want to model.