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arXiv:2211.05966 · npj Computational Materials

Dynamical downfolding for localized quantum states

Mariya Romanova, Guorong Weng, Arsineh Apelian, Vojtěch Vlček

Published Jul 19, 2023• 19 citations
arXivHTMLPDF

Abstract

Abstract We introduce an approach to treat localized correlated electronic states in the otherwise weakly correlated host medium. Here, the environment is dynamically downfolded on the correlated subspace. It is captured via renormalization of one and two quasiparticle interaction terms which are evaluated using many-body perturbation theory. We outline the strategy on how to take the dynamical effects into account by going beyond the static limit approximation. Further, we introduce an efficient stochastic implementation that enables treating the host environment with a large number of electrons at a minimal computational cost. For a small explicitly correlated subspace, the dynamical effects are critical. We demonstrate the methodology by reproducing optical excitations in the negatively charged NV center defect in diamond, that agree with experimental results.

DOI
10.1038/s41524-023-01078-5

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Abstract We introduce an approach to treat localized correlated electronic states in the otherwise weakly correlated host medium. Here, the environment is dynamically downfolded on the correlated subspace. It is captured via renormalization of one and two quasiparticle interaction terms which are evaluated using many-body perturbation theory. We outline the strategy on how to take the dynamical effects into account by going beyond the static limit approximation. Further, we introduce an efficient stochastic implementation that enables treating the host environment with a large number of electrons at a minimal computational cost. For a small explicitly correlated subspace, the dynamical effects are critical. We demonstrate the methodology by reproducing optical excitations in the negatively charged NV center defect in diamond, that agree with experimental results.
We explore the principles of many-body Hamiltonian complexity reduction via downfolding on an effective low-dimensional representation. We present a unique measure of fidelity between the effective (reduced-rank) description and the full many-body treatment for arbitrary (i.e., ground and excited) states. When the entire problem is mapped on a system of interacting quasiparticles [npj Computational Materials 9 (1), 126, 2023], the effective Hamiltonians can faithfully reproduce the physics only when a clear energy scale separation exists between the subsystems and its environment. We also demonstrate that it is necessary to include quasiparticle renormalization at distinct energy scales, capturing the distinct interaction between subsystems and their surrounding environments. Numerical results from simple, exactly solvable models highlight the limitations and strengths of this approach, particularly for ground and low-lying excited states. This work lays the groundwork for applying dynamical downfolding techniques to problems concerned with (quantum) interfaces.
We explore the principles of many-body Hamiltonian complexity reduction via downfolding on an effective low-dimensional representation. We show that the renormalization factor provides a unique measure of the quality of the compression as it directly represents the projection between the approximate stationary state of the many-body Hamiltonian and the full many-body wavefunction. Hence, the renormalization factor is a measure of fidelity between the effective (reduced-rank) description and the full many-body treatment for arbitrary (i.e., ground and excited) states. When the entire problem is mapped on a system of interacting quasiparticles [Romanova et al., npj Comput. Mater. 9, 126 (2023)], the effective Hamiltonians can faithfully reproduce the physics only when a clear energy scale separation exists between the subsystems and their environment. We also demonstrate that it is necessary to include quasiparticle renormalization at distinct energy scales, capturing the distinct interaction between subsystems and their surrounding environments. Numerical results from simple, exactly solvable models highlight the limitations and strengths of this approach, particularly for ground and low-lying excited states. This work lays the groundwork for applying dynamical downfolding techniques to problems concerned with (quantum) interfaces.
This thesis develops stochastic many-body methodologies for the electronic structure description of chemically relevant systems with strong electron correlation and nonequilibrium dynamics. Many phenomena of interest in chemistry and materials science, including excited-state processes, charge transfer at catalytic interfaces, and plasmon-mediated photocatalysis, require an accurate treatment of interacting electrons beyond mean-field theory. However, direct solutions of the many-body Schrodinger equation remain computationally intractable for realistic systems due to the exponential growth of the configurational Hilbert space with system size. This challenge motivates the development of reduced representations and embedding strategies capable of retaining essential correlation effects at lower computational cost. The work presented here focuses on stochastic matrix compression and downfolding techniques for many-body electronic structure theory. In particular, new stochastic compression approaches are introduced for the efficient representation of many-body Hamiltonians and correlated wavefunctions within reduced active subspaces. These methods extend stochastic electronic structure techniques beyond their traditional applications in many-body perturbation theory and provide a framework for treating correlated subsystems embedded within large chemical environments. Applications of these approaches are demonstrated across several classes of problems. First, stochastic downfolding methodologies are developed for the computation of charged excitations and Dyson orbitals relevant to catalytic interfaces and molecular spectroscopy. These techniques enable the treatment of large orbital spaces while maintaining accurate descriptions of electron correlation in the active region. Second, stochastic compression methods are applied to the computation of total energies in large solvated and reactive systems, where conventional correlated approaches become prohibitively expensive. Finally, the thesis explores nonequilibrium electronic dynamics at driven catalytic interfaces, including plasmon-assisted charge transfer processes. In this context, time-dependent many-body simulations reveal that transient driving fields can dynamically modify molecular spectral structure, opening additional resonant pathways for hot-carrier injection that are absent in equilibrium descriptions. Taken together, the methods developed in this thesis provide new strategies for reducing the computational complexity of correlated electronic structure calculations while preserving the essential physics of many-body interactions. These results broaden the applicability of stochastic and embedding-based approaches to large-scale equilibrium and nonequilibrium problems in chemistry, condensed matter physics, and materials science.
Accurate many-body treatments of condensed-phase systems are challenging because correlated solvers such as full configuration interaction (FCI) and the density matrix renormalization group (DMRG) scale exponentially with system size. Downfolding and embedding approaches mitigate this cost but typically require prior selection of a correlated subspace, which can be difficult to determine in heterogeneous or extended systems. Here, we introduce a stochastic cluster expansion framework for efficiently recovering the total correlation energy of large systems with near-DMRG accuracy, without the need to select an active space a priori. By combining correlation contributions from randomly sampled environment orbitals with an exactly treated subspace of interest, the method reproduces total energies for non-reacting and reactive systems while drastically reducing computational cost. The approach also provides a quantitative diagnostic for molecule-solvent correlation, guiding principled embedding decisions. This framework enables systematically improvable many-body calculations in extended systems, opening the door to high-accuracy studies of chemical processes in condensed phase environments.
Accurate many-body treatments of condensed-phase systems are challenging because correlated solvers such as the full configuration interaction (FCI) and the density matrix renormalization group (DMRG) scale exponentially with system size. Downfolding and embedding approaches mitigate this cost but typically require prior selection of a correlated subspace, which can be difficult to determine in heterogeneous or extended systems. Here, we introduce a stochastic cluster expansion framework for efficiently recovering the total correlation energy of large systems with near-DMRG accuracy and without the need to select an active space a priori . By combining correlation contributions from randomly sampled environment orbitals with an exactly treated subspace of interest, the method reproduces total energies for nonreacting and reactive systems while drastically reducing computational cost. The approach also provides a quantitative diagnostic for molecule–solvent correlation, guiding principled embedding decisions. This framework enables systematically improvable many-body calculations in extended systems, opening the door to high-accuracy studies of chemical processes in condensed phase environments.
A quantitative description of the excited electronic states of point defects and impurities is crucial for understanding materials properties, and possible applications of defects in quantum technologies. This is a considerable challenge for computational methods, since Kohn-Sham density functional theory (DFT) is inherently a ground-state theory, while higher-level methods are often too computationally expensive for defect systems. Recently, embedding approaches have been applied that treat defect states with many-body methods, while using DFT to describe the bulk host material. We implement such an embedding method, based on Wannierization of defect orbitals and the constrained random-phase approximation approach, and perform systematic characterization of the method for three distinct systems with current technological relevance: a carbon dimer replacing a B and N pair in bulk hexagonal BN (CBCN{\mathrm{C}}_{\text{B}}{\mathrm{C}}_{\text{N}}CB​CN​), the negatively charged nitrogen-vacancy center in diamond (${\mathrm{NV}}^{\ensuremath{-}}$), and an Fe impurity on the Al site in wurtzite AlN (FeAl{\text{Fe}}_{\text{Al}}FeAl​). In the context of these test-case defects, we demonstrate that crucial considerations of the methodology include convergence of the bulk screening of the active-space Coulomb interaction, the choice of exchange-correlation functional for the initial DFT calculation, and the treatment of the ``double-counting'' correction. For CBCN{\mathrm{C}}_{\text{B}}{\mathrm{C}}_{\text{N}}CB​CN​ we show that the embedding approach gives many-body states in agreement with analytical results on the Hubbard dimer model, which allows us to elucidate the effects of the DFT functional and double-counting correction. For the ${\mathrm{NV}}^{\ensuremath{-}}$ center, our method demonstrates good quantitative agreement with experiments for the zero-phonon line of the triplet-triplet transition. Finally, we illustrate challenges associated with this method for determining the energies and orderings of the complex spin multiplets in FeAl{\text{Fe}}_{\text{Al}}FeAl​.