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arXiv:2209.05523 · Quantum

Generalization despite overfitting in quantum machine learning models

Evan Peters, Maria Schuld

Published Dec 20, 2023• 63 citations
arXivHTMLPDF

Abstract

The widespread success of deep neural networks has revealed a surprise in classical machine learning: very complex models often generalize well while simultaneously overfitting training data. This phenomenon of benign overfitting has been studied for a variety of classical models with the goal of better understanding the mechanisms behind deep learning. Characterizing the phenomenon in the context of quantum machine learning might similarly improve our understanding of the relationship between overfitting, overparameterization, and generalization. In this work, we provide a characterization of benign overfitting in quantum models. To do this, we derive the behavior of a classical interpolating Fourier features models for regression on noisy signals, and show how a class of quantum models exhibits analogous features, thereby linking the structure of quantum circuits (such as data-encoding and state preparation operations) to overparameterization and overfitting in quantum models. We intuitively explain these features according to the ability of the quantum model to interpolate noisy data with locally "spiky" behavior and provide a concrete demonstration example of benign overfitting.

DOI
10.22331/q-2023-12-20-1210

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The widespread success of deep neural networks has revealed a surprise in classical machine learning: very complex models often generalize well while simultaneously overfitting training data. This phenomenon of benign overfitting has been studied for a variety of classical models with the goal of better understanding the mechanisms behind deep learning. Characterizing the phenomenon in the context of quantum machine learning might similarly improve our understanding of the relationship between overfitting, overparameterization, and generalization. In this work, we provide a characterization of benign overfitting in quantum models. To do this, we derive the behavior of a classical interpolating Fourier features models for regression on noisy signals, and show how a class of quantum models exhibits analogous features, thereby linking the structure of quantum circuits (such as data-encoding and state preparation operations) to overparameterization and overfitting in quantum models. We intuitively explain these features according to the ability of the quantum model to interpolate noisy data with locally "spiky" behavior and provide a concrete demonstration example of benign overfitting.
The double descent phenomenon challenges traditional statistical learning theory by revealing scenarios where larger models do not necessarily lead to reduced performance on unseen data. While this counterintuitive behavior has been observed in a variety of classical machine learning models, particularly modern neural network architectures, it remains elusive within the context of quantum machine learning. In this work, we analytically demonstrate that linear regression models in quantum feature spaces can exhibit double descent behavior by drawing on insights from classical linear regression and random matrix theory. Additionally, our numerical experiments on quantum kernel methods across different real-world datasets and system sizes further confirm the existence of a test error peak, a characteristic feature of double descent. Our findings provide evidence that quantum models can operate in the modern, overparameterized regime without experiencing overfitting, potentially opening pathways to improved learning performance beyond traditional statistical learning theory.
Kernel methods compare inputs through feature maps. Quantum kernels follow the same principle: input data are encoded into quantum states, which define quantum feature representations in Hilbert spaces. Kernel values are then obtained by estimating inner products between these states using suitable quantum circuit measurements. As a result, quantum kernels may be intractable to compute classically while remaining efficiently computable on quantum hardware, potentially leading to a quantum advantage. However, designing effective quantum kernels remains a major challenge. Many quantum kernels, such as the fidelity kernel, suffer from exponential concentration. This results in near-identity kernel matrices that fail to capture meaningful data correlations and lead to overfitting and poor generalization. In this paper, we propose a novel strategy for constructing quantum kernels that achieve good generalization performance, drawing inspiration from benign overfitting in classical machine learning. We introduce the concept of Local-Global quantum kernels, which combine two components: a local quantum kernel based on measurements of small subsystems, and a global quantum kernel derived from full-system measurements. To support the effectiveness of the proposed construction, we show theoretically and empirically that Local-Global quantum kernels exhibit benign overfitting.
Abstract In classical machine learning (ML), “overfitting” is the phenomenon occurring when a given model learns the training data excessively well, and it thus performs poorly on unseen data. A commonly employed technique in ML is the so called “dropout,” which prevents computational units from becoming too specialized, hence reducing the risk of overfitting. With the advent of quantum neural networks (QNNs) as learning models, overfitting might soon become an issue, owing to the increasing depth of quantum circuits as well as multiple embedding of classical features, which are employed to give the computational nonlinearity. Here, a generalized approach is presented to apply the dropout technique in QNN models, defining and analyzing different quantum dropout strategies to avoid overfitting and achieve a high level of generalization. This study allows to envision the power of quantum dropout in enabling generalization, providing useful guidelines on determining the maximal dropout probability for a given model, based on overparametrization theory. It also highlights how quantum dropout does not impact the features of the QNN models, such as expressibility and entanglement. All these conclusions are supported by extensive numerical simulations and may pave the way to efficiently employing deep quantum machine learning (QML) models based on state‐of‐the‐art QNNs.
A central challenge in quantum machine learning is understanding the scaling behavior of parameterized quantum circuits (PQCs). In particular, it remains unclear how their performance on unseen data changes as the number of trainable parameters increases. Prior works have derived formal generalization guarantees for quantum models, but it is well-known that many such results do not fully characterize generalization behavior in practice. In this work, we show that gradient-based PQCs can exhibit improved performance on unseen data as model size increases, displaying the phenomenon of double descent. This contrasts with the traditional view that larger models lead to degraded generalization. We provide analytical results rigorously underpinning this behavior by leveraging add-one-in perturbation techniques and spectral properties of random matrices. We support these results with numerical experiments on re-uploading PQCs across several data sets and training set sizes, consistently observing the predicted double descent behavior. While other obstacles on the path toward practical quantum machine learning remain, our finding that deeper parameterized quantum circuits do not necessarily exhibit degraded performance provides reasons for cautious optimism.
Quantum machine learning models have shown successful generalization performance even when trained with few data. In this work, through systematic randomization experiments, we show that traditional approaches to understanding generalization fail to explain the behavior of such quantum models. Our experiments reveal that state-of-the-art quantum neural networks accurately fit random states and random labeling of training data. This ability to memorize random data defies current notions of small generalization error, problematizing approaches that build on complexity measures such as the VC dimension, the Rademacher complexity, and all their uniform relatives. We complement our empirical results with a theoretical construction showing that quantum neural networks can fit arbitrary labels to quantum states, hinting at their memorization ability. Our results do not preclude the possibility of good generalization with few training data but rather rule out any possible guarantees based only on the properties of the model family. These findings expose a fundamental challenge in the conventional understanding of generalization in quantum machine learning and highlight the need for a paradigm shift in the study of quantum models for machine learning tasks.
Quantum machine learning models have shown successful generalization performance even when trained with few data. In this work, through systematic randomization experiments, we show that traditional approaches to understanding generalization fail to explain the behavior of such quantum models. Our experiments reveal that state-of-the-art quantum neural networks accurately fit random states and random labeling of training data. This ability to memorize random data defies current notions of small generalization error, problematizing approaches that build on complexity measures such as the VC dimension, the Rademacher complexity, and all their uniform relatives. We complement our empirical results with a theoretical construction showing that quantum neural networks can fit arbitrary labels to quantum states, hinting at their memorization ability. Our results do not preclude the possibility of good generalization with few training data but rather rule out any possible guarantees based only on the properties of the model family. These findings expose a fundamental challenge in the conventional understanding of generalization in quantum machine learning and highlight the need for a paradigm shift in the study of quantum models for machine learning tasks.