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arXiv:2208.13754 · Quantum Reports

Simple and Rigorous Proof Method for the Security of Practical Quantum Key Distribution in the Single-Qubit Regime Using Mismatched Basis Measurements

Michel Boyer, Gilles Brassard A, Nicolas Godbout, Rotem Liss, Stéphane Virally

Published Jan 18, 2023• 3 citations
arXivHTMLPDF

Abstract

Quantum key distribution (QKD) protocols aim at allowing two parties to generate a secret shared key. While many QKD protocols have been proven unconditionally secure in theory, practical security analyses of experimental QKD implementations typically do not take into account all possible loopholes, and practical devices are still not fully characterized for obtaining tight and realistic key rates. We present a simple method of computing secure key rates for any practical implementation of discrete-variable QKD (which can also apply to measurement-device-independent QKD), initially in the single-qubit lossless regime, and we rigorously prove its unconditional security against any possible attack. We hope our method becomes one of the standard tools used for analysing, benchmarking, and standardizing all practical realizations of QKD.

DOI
10.3390/quantum5010005

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Quantum key distribution (QKD) protocols aim at allowing two parties to generate a secret shared key. While many QKD protocols have been proven unconditionally secure in theory, practical security analyses of experimental QKD implementations typically do not take into account all possible loopholes, and practical devices are still not fully characterized for obtaining tight and realistic key rates. We present a simple method of computing secure key rates for any practical implementation of discrete-variable QKD (which can also apply to measurement-device-independent QKD), initially in the single-qubit lossless regime, and we rigorously prove its unconditional security against any possible attack. We hope our method becomes one of the standard tools used for analysing, benchmarking, and standardizing all practical realizations of QKD.
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There is a large gap between theory and practice in quantum key distribution (QKD) because real devices do not satisfy the assumptions required by the security proofs. Here, we close this gap by introducing a simple and practical measurement-device-independent-QKD type of protocol, based on the transmission of coherent light, for which we prove its security against any possible imperfection and/or side channel from the quantum communication part of the QKD devices. Our approach only requires to experimentally characterize an upper bound of one single parameter for each of the pulses sent, which describes the quality of the source. Moreover, unlike device-independent (DI) QKD, it can accommodate information leakage from the users' laboratories, which is essential to guarantee the security of QKD implementations. In this sense, its security goes beyond that provided by DI QKD, yet it delivers a secret key rate that is various orders of magnitude greater than that of DI QKD.
In contrast to classical public-key cryptosystems, where the security of encoded messages relies on on computational assumptions, Quantum Key Distribution (QKD) enables two distant parties to establish a shared secret key that, when combined with a one-time pad, provides information-theoretically secure encryption, provided that the QKD protocol is supported by a rigorous security proof. In the last decades, security proofs robust against a wide range of eavesdropping strategies have established the theoretical soundness of several QKD protocols. However, most proofs are based on idealized models of the physical systems involved in such protocols and often include assumptions that are not satisfied in practical implementations. This mismatch creates a gap between theoretical security guarantees and actual experimental realizations, making QKD protocols vulnerable to attacks. To ensure the security of real-world QKD systems, it is therefore essential to account for imperfections in security analyses. In this article, we present an overview of recent analytical and numerical developments in QKD security proofs, which provide a versatile approach for incorporating imperfections and re-establishing the security of quantum communication protocols under realistic conditions.
In this thesis we develop practical tools for quantum key distribution (QKD) security proofs. We apply the tools to provide security proofs for several protocols, ranging from discrete variable protocols in high dimensions, protocols with realistic implementations, measurement device independent QKD and continuous-variable QKD. The security proofs are based on the Devetak-Winter security framework [I. Devetak and A. Winter, Proc. of the Roy. Soc. of London Series A, 461, 207 (2005); B. Kraus, N. Gisin, and R. Renner, Phys. Rev. Lett., 95 080501 (2005)]. \n \nIn the key rate calculation, it is often convenient to assume that the optimal attack is symmetric. \nUnder the assumption that the parameter estimation is based on coarse-grained observations, we show that the optimal attack is symmetric, if the protocol and the postselection have sufficient symmetries. \nAs an example we calculate the key rates of protocols using 2, d and d+1 mutually unbiased bases in d-dimensional Hilbert spaces. \n \nWe investigate the connection between the optimal collective eavesdropping attack and the optimal cloning attack, in which the eavesdropper employs an optimal cloner to attack the protocol. \nWe find that, in general, it does not hold that the optimal attack is an optimal cloner. However, there are classes of protocols, for which we can identify the optimal attack by an optimal cloner. \nWe analyze protocols with mutually unbiased bases in d dimensions, and show that for the protocols with 2 and d+1 mutually unbiased bases the optimal attack is an optimal cloner, but for the protocols with d mutually unbiased bases, it is not. \n \nIn optical implementations of the phase-encoded BB84 protocol, the bit information is usually encoded in the phase of two consecutive photon pulses generated in a Mach-Zehnder interferometer. In the actual experimental realization, the loss in the arms of the Mach-Zehnder interferometer is not balanced, for example because only one arm contains a lossy phase modulator. \nSince the imbalance changes the structure of the signals states and measurements, the BB84 security analysis no longer applies in this scenario. \nWe provide a security proof for the unbalanced phase-encoded BB84. The loss does lower the key rate compared to a protocol without loss. However, for a realistic parameter regime, the same key rate is found by applying the original BB84 security analysis. \n \nRecently, the security of a measurement device-independent QKD setup with BB84 signal states was proven in Refs. [H.-K. Lo, M. Curty, and B. Qi, Phys. Rev. Lett., 108 (2012); S. L. Braunstein and S. Pirandola, Phys. Rev. Lett., 108 (2012)]. In this setup Alice and Bob send quantum states to an intermediate node, which performs the measurement, and is assumed to be controlled by Eve. \nWe analyze the security of a measurement device-independent QKD protocol with B92 signal states, and calculate the key rates numerically for a realistic implementation. \nBased on our security proof we were able to prove the security of the strong reference pulse B92 protocol. \n \nWe analyze the security of continuous-variable protocols using the entropic uncertainty relations established in Ref. [M. Berta, M. Christandl, R. Colbeck, J. M. Renes, and R. Renner, Nature Physics 6, 659 (2010)] to provide an estimate of the key rate based on the observed first and second moments. We analyze a protocol with squeezed coherent states and the 2-state protocol with two coherent states with opposite phases.
This thesis is concerned with rigorous security analyses of practical Quantum Key Distribution (QKD) protocols, using a variety of modern proof techniques. The main results are as follows. First, we establish a security proof for variable-length QKD protocols against IID collective attacks, and extend this result to coherent attacks using the postselection technique. In doing so, we resolve a long-standing flaw in the application of the postselection technique to QKD, thereby placing it on a rigorous mathematical footing. Second, we develop a method to bound phase error rates in entropic uncertainty relation-based and phase error rate-based proofs, using only the observed statistics of the protocol, even when detectors are imperfect and only approximately characterized. This removes a key assumption of identical detector behaviour and enables these techniques to be applied in realistic settings. Third, we present a very general security analysis based on the marginal-constrained entropy accumulation theorem. The resulting framework can be readily adapted to practical imperfections and side channels, and is suitable for certification efforts. Finally, we show that the security of QKD protocols under realistic authentication assumptions can be reduced to the standard idealized setting, where authentication is assumed to behave honestly, with only minor protocol modifications. A distinctive feature of this thesis is its unified presentation of several major QKD security proof frameworks using consistent protocol descriptions and notation. Consequently, this thesis is intended not only as a collection of new technical results, but also as a useful reference for understanding rigorous security analysis in quantum key distribution.
The main goal of this research project is to analyse the security of practical implementations of discrete-variable QKD systems. While it is true that in theory QKD can offer unconditional security based on the laws of physics, in practice, however, at the moment it does not, because typical security proofs of QKD include assumptions that are not actually met by current implementations, as they usually ignore many experimental device imperfections. This means that these proofs cannot be applied to practical realisations because real devices behave differently from the theoretical models that are assumed in the proofs. This project aims to fill in this big gap between the theory and the practice of QKD by developing efficient security proof methods for the finite sample-size setting scenario that can include typical devices’ flaws to be applied to QKD experiments, particularly to decoy-state-based QKD platforms.