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arXiv:2208.05824 · Physical review. B./Physical review. B

Consistency of potential energy in the dynamical vertex approximation

Julian Stobbe, G. Rohringer

Published Nov 1, 2022• 9 citations
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Abstract

In the last decades, dynamical mean-field theory (DMFT) and its diagrammatic extensions have been successfully applied to describe local and nonlocal correlation effects in correlated electron systems. Unfortunately, except for the exact solution, it is impossible to fulfill both the Pauli principle and conservation laws at the same time. Consequently, fundamental observables such as the kinetic and potential energies are ambiguously defined. In this work, we propose an approach to overcome the ambiguity in the calculation of the potential energy within the ladder dynamical vertex approximation ($\mathrm{D}\mathrm{\ensuremath{\Gamma}}\mathrm{A}$) by introducing an effective mass renormalization parameter in both the charge and the spin susceptibility of the system. We then apply our method to the half-filled single-band Hubbard model on a three-dimensional bipartite cubic lattice. We find (i) at weak-to-intermediate coupling, a reasonable modification of the transition temperature ${T}_{\mathrm{N}}$ to the antiferromagnetically ordered state with respect to previous ladder $\mathrm{D}\mathrm{\ensuremath{\Gamma}}\mathrm{A}$ calculations without charge renormalization. This is in good agreement with dual fermion and Monte Carlo results; (ii) the renormalization of charge fluctuations in our new approach leads to a unique value for the potential energy which is substantially lower than corresponding ones from DMFT and non-self-consistent ladder $\mathrm{D}\mathrm{\ensuremath{\Gamma}}\mathrm{A}$; and (iii) the hierarchy of the kinetic energies between the DMFT and the ladder $\mathrm{D}\mathrm{\ensuremath{\Gamma}}\mathrm{A}$ in the weak coupling regime is restored by the consideration of charge renormalization.

DOI
10.1103/physrevb.106.205101

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In the last decades, dynamical mean-field theory (DMFT) and its diagrammatic extensions have been successfully applied to describe local and nonlocal correlation effects in correlated electron systems. Unfortunately, except for the exact solution, it is impossible to fulfill both the Pauli principle and conservation laws at the same time. Consequently, fundamental observables such as the kinetic and potential energies are ambiguously defined. In this work, we propose an approach to overcome the ambiguity in the calculation of the potential energy within the ladder dynamical vertex approximation (D\ensuremathΓA\mathrm{D}\mathrm{\ensuremath{\Gamma}}\mathrm{A}D\ensuremathΓA) by introducing an effective mass renormalization parameter in both the charge and the spin susceptibility of the system. We then apply our method to the half-filled single-band Hubbard model on a three-dimensional bipartite cubic lattice. We find (i) at weak-to-intermediate coupling, a reasonable modification of the transition temperature TN{T}_{\mathrm{N}}TN​ to the antiferromagnetically ordered state with respect to previous ladder D\ensuremathΓA\mathrm{D}\mathrm{\ensuremath{\Gamma}}\mathrm{A}D\ensuremathΓA calculations without charge renormalization. This is in good agreement with dual fermion and Monte Carlo results; (ii) the renormalization of charge fluctuations in our new approach leads to a unique value for the potential energy which is substantially lower than corresponding ones from DMFT and non-self-consistent ladder D\ensuremathΓA\mathrm{D}\mathrm{\ensuremath{\Gamma}}\mathrm{A}D\ensuremathΓA; and (iii) the hierarchy of the kinetic energies between the DMFT and the ladder D\ensuremathΓA\mathrm{D}\mathrm{\ensuremath{\Gamma}}\mathrm{A}D\ensuremathΓA in the weak coupling regime is restored by the consideration of charge renormalization.
In this paper, we investigate the impact of nonlocal correlations on charge fluctuations in the two-dimensional single-band Hubbard model close to the Mott metal-to-insulator transition, employing the ladder dynamical vertex approximation. At half filling and for interaction strengths and temperatures where the system is in the Mott insulating phase, charge fluctuations are strongly suppressed. Under these conditions, dynamical mean-field theory (DMFT) calculations predict a strong enhancement of the charge susceptibility at small (electron or hole) doping. However, these DMFT results include only the effects of purely local correlations despite the importance of nonlocal correlations in two-dimensional systems. We have, hence, carried out ladder dynamical vertex approximation $(\mathrm{lD}\mathrm{\ensuremath{\Gamma}}\mathrm{A})$ simulations which allow for the inclusion of such nonlocal correlation effects while retaining the local ones of DMFT. Our $\mathrm{lD}\mathrm{\ensuremath{\Gamma}}\mathrm{A}$ numerical data show that close to half filling the large uniform charge susceptibility of DMFT is strongly suppressed by nonlocal fluctuations but gradually increases with (electron) doping. At a certain doping value, charge fluctuations eventually become larger in $\mathrm{lD}\mathrm{\ensuremath{\Gamma}}\mathrm{A}$ with respect to DMFT, indicating that the absence of nonlocal correlations underestimates the mobility of the charge carriers in this parameter regime. This metallization effect is also reflected in an enhancement of the $\mathrm{lD}\mathrm{\ensuremath{\Gamma}}\mathrm{A}$ kinetic and potential energies and a corresponding reduction of the (absolute value of the) $\mathrm{lD}\mathrm{\ensuremath{\Gamma}}\mathrm{A}$ Matsubara self-energy with respect to DMFT.
In this paper, we investigate how nonlocal correlations affect, selectively, the physics of correlated electrons over different energy scales, from the Fermi level to the band edges. This goal is achieved by applying a diagrammatic extension of dynamical mean field theory (DMFT), the dynamical vertex approximation $(\mathrm{D}\mathrm{\ensuremath{\Gamma}}\mathrm{A})$, to study several spectral and thermodynamic properties of the unfrustrated Hubbard model in two and three dimensions. Specifically, we focus first on the low-energy regime by computing the electronic scattering rate and the quasiparticle mass renormalization for decreasing temperatures at a fixed interaction strength. This way, we obtain a precise characterization of the several steps through which the Fermi-liquid physics is progressively destroyed by nonlocal correlations. Our study is then extended to a broader energy range, by analyzing the temperature behavior of the kinetic and potential energy, as well as of the corresponding energy distribution functions. Our findings allow us to identify a smooth but definite evolution of the nature of nonlocal correlations by increasing interaction: They either increase or decrease the kinetic energy w.r.t. DMFT depending on the interaction strength being weak or strong, respectively. This reflects the corresponding evolution of the ground state from a nesting-driven (Slater) to a superexchange-driven (Heisenberg) antiferromagnet (AF), whose fingerprints are, thus, recognizable in the spatial correlations of the paramagnetic phase. Finally, a critical analysis of our numerical results of the potential energy at the largest interaction allows us to identify possible procedures to improve the ladder-based algorithms adopted in the dynamical vertex approximation.
In this paper, we revisit the antiferromagnetic (AF) phase diagram of the single-band three-dimensional half-filled Hubbard model on a simple cubic lattice studied within the dynamical mean field theory (DMFT). Although this problem has been investigated extensively in the literature, a comprehensive understanding of the impact of the different one- and, in particular, two-particle local correlation functions of DMFT on the AF transition temperature is still missing. We have, hence, performed a fluctuation diagnostics of TNT_NTN​ with respect to different local bosonic fluctuations (charge, spin, particle-particle) contained in the two-particle vertex of DMFT. Our results indicate that, beyond weak coupling, the screening of the DMFT vertex by local fluctuations leads to an enhancement of TNT_NTN​ with respect to a random phase approximation (RPA) like calculation where this vertex is replaced by the bare interaction. The overall suppression of TNT_NTN​ in DMFT with respect to RPA is then solely due to the incoherence introduced by the DMFT self-energy in the one-particle Green's functions. This illustrates the Janus faced role of the local moment formation in the DMFT solution of the Hubbard model which leads to completely opposite effects in the one- and two-particle correlations functions.
The dual fermion approach provides a formally exact prescription for calculating properties of a correlated electron system in terms of a diagrammatic expansion around dynamical mean-field theory (DMFT). Most practical implementations, however, neglect higher-order interaction vertices beyond two-particle scattering in the dual effective action and further truncate the diagrammatic expansion in the two-particle scattering vertex to a leading-order or ladder-type approximation. In this work, we compute the dual fermion expansion for the two-dimensional Hubbard model including all diagram topologies with two-particle interactions to high orders by means of a stochastic diagrammatic Monte Carlo algorithm. We benchmark the obtained self-energy against numerically exact diagrammatic determinant Monte Carlo simulations to systematically assess convergence of the dual fermion series and the validity of these approximations. We observe that, from high temperatures down to the vicinity of the DMFT N\'eel transition, the dual fermion series converges very quickly to the exact solution in the whole range of Hubbard interactions considered ($4\ensuremath{\le}U/t\ensuremath{\le}12$), implying that contributions from higher-order vertices are small. As the temperature is lowered further, we observe slower series convergence, convergence to incorrect solutions, and ultimately divergence. This happens in a regime where magnetic correlations become significant. We find, however, that the self-consistent particle-hole ladder approximation yields reasonable and often even highly accurate results in this regime.
In this paper, we revisit the antiferromagnetic (AF) phase diagram of the single-band three-dimensional half-filled Hubbard model on a simple cubic lattice studied within the dynamical mean field theory (DMFT). Although this problem has been investigated extensively in the literature, a comprehensive understanding of the impact of the different one- and, in particular, two-particle local correlation functions of DMFT on the AF transition temperature is still missing. We have, hence, performed a fluctuation analysis of TN{T}_{N}TN​ with respect to different local bosonic fluctuations (charge, spin, particle-particle) contained in the two-particle vertex of DMFT. Our results indicate that, beyond weak coupling, the screening of the DMFT vertex by local fluctuations leads to an enhancement of TN{T}_{N}TN​ with respect to a random phase approximation (RPA) like calculation where this vertex is replaced by the bare interaction. The overall suppression of TN{T}_{N}TN​ in DMFT with respect to RPA is then solely due to the incoherence introduced by the DMFT self-energy in the one-particle Green's functions. This illustrates the Janus-faced role of the local moment formation in the DMFT solution of the Hubbard model, which leads to completely opposite effects in the one- and two-particle correlation functions.
We propose an approach describing correlated electronic systems within the two-particle irreducible functional renormalization-group (2PI-fRG) approach, which uses initial self-energy and the two-particle irreducible vertices, obtained from (extended) dynamical mean-field theory [E(DMFT)]. Using the 2PI-fRG approach allows us to treat both local and nonlocal interactions. In the case of purely local interaction the corresponding equations have similar (although not identical) structure to the earlier developed DMFT+fRG (DMF2RG)({\mathrm{DMF}}^{2}\mathrm{RG})(DMF2RG) approach. In a simplest truncation, neglecting scale dependence of the two-particle irreducible vertices, we reproduce the results for the two-particle vertices/susceptibilities in the ladder approximation of the dual-boson (DB) or the dynamic vertex approximation approach; in more sophisticated truncations the method allows us to consider nonlocal corrections to the self-energy as well as the interplay of charge and spin correlations. The proposed scheme is tested on the two-dimensional standard and extended $U\text{\ensuremath{-}}V$ half-filled Hubbard models. For the standard Hubbard model we obtain nonlocal self-energy, which is in agreement with numerical studies; for the extended Hubbard model we find the boundary of charge instability, which agrees well with the results of the DB approach. We also ascertain that the effect of spin correlations on electron interaction in the charge channel, not considered previously in the DB approach, only slightly reduces critical next-nearest-neighbor interaction of charge instability of the extended Hubbard model at the considered finite low temperature, yielding better agreement with dynamic cluster approximation. The considered method is rather general and can be applied to study various phenomena in strongly correlated electronic systems.