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arXiv:2208.00944 · Journal of High Energy Physics

The smallest interacting universe

Modjtaba Shokrian Zini, Adam R. Brown, Michael Hartley Freedman

Published Jan 16, 2023• 2 citations
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Abstract

Abstract We study a mechanism by which the most basic structures of quantum physics can emerge from the most meager of starting points, a Hilbert space, lacking any preassigned structure such as a tensor decomposition, and a loss function. In a simple toy model of the universe, we hypothesize a fundamental loss functional for the combined Hamiltonian and quantum state, and then minimize this loss functional by gradient descent. We find that this minimization gives rise to a co-emergence of locality, i.e. a tensor product structure simultaneously respected by both the Hamiltonian and the state, suggesting that locality can emerge by a process analogous to spontaneous symmetry breaking. We discuss the relevance of this program to the arrow of time problem. In our toy model, we interpret the emergence of a tensor factorization as the appearance of individual degrees of freedom within a previously undifferentiated (raw) Hilbert space. Earlier work [5, 6] looked at the emergence of locality in Hamiltonians only, and in that context found strong numerical confirmation of the hypothesis that raw Hilbert spaces of dim = n are unstable and prefer to settle on tensor factorization when n is not prime, expressing, for example, n = pq, and in [6] even primes were seen to “factor” after first shedding a small summand, e.g. 7 = 1 + 2 · 3. This was found in the context of a rather general potential functional F on the space of metrics {gij} on $$ \mathfrak{su} $$ su (n), the Lie algebra of symmetries. This emergence of qunits through operator-level spontaneous symmetry breaking (SSB) may help us understand why the world seems to consist of myriad interacting degrees of freedom. But understanding why the universe has an initial Hamiltonian H0 with a many-body structure is of limited conceptual value unless the initial state, ∣ψ0〉, is also structured by this tensor decomposition. Here we adapt F to become a functional on {g, | ψ0〉} = (metrics) × (initial states), and find SSB now produces a conspiracy between g and ∣ψ0〉, where they simultaneously attain low entropy by jointly settling on the same qubit decomposition. Extreme scaling of the computational problem has confined us to studying ℂ4 breaking to ℂ2 ⊗ ℂ2 and ℂ8 breaking to ℂ2 ⊗ ℂ4 or ℂ2 ⊗ ℂ2 ⊗ ℂ2.

DOI
10.1007/jhep01(2023)082

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Abstract We study a mechanism by which the most basic structures of quantum physics can emerge from the most meager of starting points, a Hilbert space, lacking any preassigned structure such as a tensor decomposition, and a loss function. In a simple toy model of the universe, we hypothesize a fundamental loss functional for the combined Hamiltonian and quantum state, and then minimize this loss functional by gradient descent. We find that this minimization gives rise to a co-emergence of locality, i.e. a tensor product structure simultaneously respected by both the Hamiltonian and the state, suggesting that locality can emerge by a process analogous to spontaneous symmetry breaking. We discuss the relevance of this program to the arrow of time problem. In our toy model, we interpret the emergence of a tensor factorization as the appearance of individual degrees of freedom within a previously undifferentiated (raw) Hilbert space. Earlier work [5, 6] looked at the emergence of locality in Hamiltonians only, and in that context found strong numerical confirmation of the hypothesis that raw Hilbert spaces of dim = n are unstable and prefer to settle on tensor factorization when n is not prime, expressing, for example, n = pq, and in [6] even primes were seen to “factor” after first shedding a small summand, e.g. 7 = 1 + 2 · 3. This was found in the context of a rather general potential functional F on the space of metrics {gij} on su\mathfrak{su}su su (n), the Lie algebra of symmetries. This emergence of qunits through operator-level spontaneous symmetry breaking (SSB) may help us understand why the world seems to consist of myriad interacting degrees of freedom. But understanding why the universe has an initial Hamiltonian H0 with a many-body structure is of limited conceptual value unless the initial state, ∣ψ0〉, is also structured by this tensor decomposition. Here we adapt F to become a functional on {g, | ψ0〉} = (metrics) × (initial states), and find SSB now produces a conspiracy between g and ∣ψ0〉, where they simultaneously attain low entropy by jointly settling on the same qubit decomposition. Extreme scaling of the computational problem has confined us to studying ℂ4 breaking to ℂ2 ⊗ ℂ2 and ℂ8 breaking to ℂ2 ⊗ ℂ4 or ℂ2 ⊗ ℂ2 ⊗ ℂ2.
Abstract We continue to explore, in the context of a toy model, the hypothesis that the interacting universe we see around us could result from single particle (undergraduate) quantum mechanics via a novel spontaneous symmetry breaking (SSB) acting at the level of probability distributions on Hamiltonians (rather than on states as is familiar from both Ginzburg-Landau superconductivity and the Higgs mechanism). In an earlier paper [1] we saw qubit structure emerge spontaneously on ℂ4 and ℂ8, and in this work we see ℂ6 spontaneously decomposing as ℂ2 ⊗ ℂ3 and very curiously ℂ5 (and ℂ7) splitting off one (one or three) directions and then factoring. This evidence provides additional support for the broad hypothesis: Nature will seek out tensor decompositions where none are present. We consider how this finding may form a basis for the origins of interaction and ask if it can be related to established foundational discussions such as string theory.
We assess the possibilities offered by Hilbert space fundamentalism, an attitude towards quantum physics according to which all physical structures (e.g. subsystems, locality, spacetime, preferred observables) should emerge from minimal quantum ingredients (typically a Hilbert space, Hamiltonian, and state). As a case study, we first mainly focus on the specific question of whether the Hamiltonian can uniquely determine a tensor product structure, a crucial challenge in the growing field of quantum mereology. The present paper reviews, clarifies, and critically examines two apparently conflicting theorems by Cotler et al. and Stoica. We resolve the tension, show how the former has been widely misinterpreted and why the latter is correct only in some weaker version. We then propose a correct mathematical way to address the general problem of preferred structures in quantum theory, relative to the characterization of emergent objects by unitary-invariant properties. Finally, we apply this formalism in the particular case we started with, and show that a Hamiltonian and a state are enough structure to uniquely select a preferred tensor product structure.
In this thesis, we lay out the goal, and a broad outline, for a program that takes quantum mechanics in its minimal form to be the fundamental ontology of the universe. Everything else, including features like space-time, matter and gravity associated with classical reality, are emergent from these minimal quantum elements. We argue that the Hilbert space of quantum gravity is locally finite-dimensional, in sharp contrast to that of conventional field theory, which could have observable consequences for gravity. We also treat time and space on an equal footing in Hilbert space in a reparametrization invariant setting and show how symmetry transformations, both global and local, can be treated as unitary basis changes. Motivated by the finite-dimensional context, we use Generalized Pauli Operators as finite-dimensional conjugate variables and define a purely Hilbert space notion of locality based on the spread induced by conjugate operators which we call "Operator Collimation." We study deviations in the spectrum of physical theories, particularly the quantum harmonic oscillator, induced by finite-dimensional effects, and show that by including a black hole-based bound in a lattice field theory, the quantum contribution to the vacuum energy can be suppressed by multiple orders of magnitude. We then show how one can recover subsystem structure in Hilbert space which exhibits emergent quasi-classical dynamics. We explicitly connect classical features (such as pointer states of the system being relatively robust to entanglement production under environmental monitoring and the existence of approximately classical trajectories) with features of the Hamiltonian. We develop an in-principle algorithm based on extremization of an entropic quantity that can sift through different factorizations of Hilbert space to pick out the one with manifest classical dynamics. This discussion is then extended to include direct sum decompositions and their compatibility with Hamiltonian evolution. Following this, we study quantum coarse-graining and state-reduction maps in a broad context. In addition to developing a first-principle quantum coarse-graining algorithm based on principle component analysis, we construct more general state-reduction maps specified by a restricted set of observables which do not span the full algebra (as could be the case of limited access in a laboratory or in various situations in quantum gravity). We also present a general, not inherently numeric, algorithm for finding irreducible representations of matrix algebras. Throughout the thesis, we discuss implications of our work in the broader goal of understanding quantum gravity from minimal elements in quantum mechanics.
We present a unified framework in which classical spacetime, locality, and the familiar spatial structure of physics emerge from purely quantum-mechanical principles. Starting from a single Hilbert space H_total with unitary evolution, we impose only two information-theoretic constraints: no-signaling (locality of dynamical unitaries) and no-forgetting (global unitarity). From these axioms, we derive two complementary selection principles that together determine the structure of physical reality: Dynamical Simplicity: This principle identifies the tensor factorization of Hilbert space that minimizes the locality cost of the Hamiltonian. We prove existence and generic uniqueness of this optimal factorization and show it corresponds to a basis of collective modes we term harmonions—emergent quasiparticle degrees of freedom that decouple the dynamics. Observational Stability: This principle identifies the pointer basis that survives environmental decoherence. We demonstrate that this is generically the spatial basis—local in the interaction graph but dynamically complex. Numerical experiments confirm that these two principles select different bases: the harmonion basis minimizes Hamiltonian complexity but suffers catastrophic decoherence (97% information loss), while the spatial basis is dynamically expensive but robust (3% information loss). Physical reality emerges as the compromise: a structure sufficiently simple to have tractable dynamics and sufficiently redundant to survive observation. We conclude that space is not fundamental—it is the fixed point where dynamical simplicity and observational stability meet. The harmonion is the substrate's natural language; space is what happens when the substrate observes itself.
We study the question of how to decompose Hilbert space into a preferred tensor-product factorization without any preexisting structure other than a Hamiltonian operator, in particular the case of a bipartite decomposition into ``system'' and ``environment.'' Such a decomposition can be defined by looking for subsystems that exhibit quasiclassical behavior. The correct decomposition is one in which pointer states of the system are relatively robust against environmental monitoring (their entanglement with the environment does not continually and dramatically increase) and remain localized around approximately classical trajectories. We present an in-principle algorithm for finding such a decomposition by minimizing a combination of entanglement growth and internal spreading of the system. Both of these properties are related to locality in different ways. This formalism is relevant to questions in the foundations of quantum mechanics and the emergence of spacetime from quantum entanglement.