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arXiv:2207.09348 · Quantum

Extending the fair sampling assumption using causal diagrams

Valentin Gebhart, Augusto Smerzi

Published Jan 13, 2023• 3 citations
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Abstract

Discarding undesirable measurement results in Bell experiments opens the detection loophole that prevents a conclusive demonstration of nonlocality. As closing the detection loophole represents a major technical challenge for many practical Bell experiments, it is customary to assume the so-called fair sampling assumption (FSA) that, in its original form, states that the collectively postselected statistics are a fair sample of the ideal statistics. Here, we analyze the FSA from the viewpoint of causal inference: We derive a causal structure that must be present in any causal model that faithfully encapsulates the FSA. This provides an easy, intuitive, and unifying approach that includes different accepted forms of the FSA and underlines what is really assumed when using the FSA. We then show that the FSA can not only be applied in scenarios with non-ideal detectors or transmission losses, but also in ideal experiments where only parts of the correlations are postselected, e.g., when the particles' destinations are in a superposition state. Finally, we demonstrate that the FSA is also applicable in multipartite scenarios that test for (genuine) multipartite nonlocality.

DOI
10.22331/q-2023-01-13-897

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Discarding undesirable measurement results in Bell experiments opens the detection loophole that prevents a conclusive demonstration of nonlocality. As closing the detection loophole represents a major technical challenge for many practical Bell experiments, it is customary to assume the so-called fair sampling assumption (FSA) that, in its original form, states that the collectively postselected statistics are a fair sample of the ideal statistics. Here, we analyze the FSA from the viewpoint of causal inference: We derive a causal structure that must be present in any causal model that faithfully encapsulates the FSA. This provides an easy, intuitive, and unifying approach that includes different accepted forms of the FSA and underlines what is really assumed when using the FSA. We then show that the FSA can not only be applied in scenarios with non-ideal detectors or transmission losses, but also in ideal experiments where only parts of the correlations are postselected, e.g., when the particles' destinations are in a superposition state. Finally, we demonstrate that the FSA is also applicable in multipartite scenarios that test for (genuine) multipartite nonlocality.
Reasoning about Bell nonlocality from the correlations observed in post-selected data is always a matter of concern. This is because conditioning on the outcomes is a source of non-causal correlations, known as a selection bias , rising doubts whether the conclusion concerns the actual causal process or maybe it is just an effect of processing the data. Yet, even in the idealised case without detection inefficiencies, post-selection is an integral part of experimental designs, not least because it is a part of the entanglement generation process itself. In this paper we discuss a broad class of scenarios with post-selection on multiple spatially distributed outcomes. A simple criterion is worked out, called the all-but-one principle, showing when the conclusions about nonlocality from breaking Bell inequalities with post-selected data remain in force. Generality of this result, attained by adopting the high-level diagrammatic tools of causal inference, provides safe grounds for systematic reasoning based on the standard form of multipartite Bell inequalities in a wide array of entanglement generation schemes, without worrying about the dangers of selection bias. In particular, it can be applied to post-selection defined by single-particle events in each detection chanel when the number of particles in the system is conserved.
Almost all Bell inequality experiments to date have used postselection and therefore relied on the fair sampling assumption for their interpretation. The standard form of the fair sampling assumption is that the loss is independent of the measurement settings, so the ensemble of detected systems provides a fair statistical sample of the total ensemble. This is often assumed to be needed to interpret Bell inequality experiments as ruling out hidden-variable theories. Here we show that it is not necessary; the loss can depend on measurement settings, provided the detection efficiency factorizes as a function of the measurement settings and any hidden variable. This condition implies that Tsirelson's bound must be satisfied for entangled states. On the other hand, we show that it is possible for Tsirelson's bound to be violated while the Clauser-Horne-Shimony-Holt (CHSH)-Bell inequality still holds for unentangled states, and present an experimentally feasible example.
It is generally assumed that sources randomly sending two particles to one or two different observers, random destination sources (RDSs), cannot be used for genuine quantum nonlocality tests because of the postselection loophole. We demonstrate that Bell experiments not affected by the postselection loophole may be performed with (i) an RDS and local postselection using perfect detectors, (ii) an RDS, local postselection, and fair sampling assumption with any detection efficiency, and (iii) an RDS and a threshold detection efficiency required to avoid the detection loophole. These results allow the adoption of RDS setups which are simpler and more efficient for long-distance free-space Bell tests, and extend the range of physical systems which can be used for loophole-free Bell tests.
We discuss Bell nonlocality in quantum networks with unreliable sources. Our main result is a condition on the observed data that ensures that inconclusive events can be safely discarded, without introducing any loophole. More formally, we characterize the fair-sampling property for measurements in a network. When all measurements are fair-sampling, we show that the postselection of conclusive outcomes does not compromise the assumption of source independence, hence avoiding the detection loophole. Furthermore, we show that in some cases, the fair-sampling property can in fact be certified directly from observed data. To show this, we prove that saturation of the Finner inequality provides a self-test of the underlying quantum model. We illustrate the relevance of our results by demonstrating an improvement in device-independent randomness generation for a photonic Bell test with a probabilistic source and for the triangle network.
Device-independent certifications employ Bell tests to guarantee the proper functioning of an apparatus from the sole knowledge of observed measurement statistics, i.e. without assumptions on the internal functioning of the devices. When these Bell tests are implemented with devices having too low efficiency, one has to post-select the events that lead to successful detections and thus rely on a fair sampling assumption. The question that we address in this paper is what remains of a device-independent certification under fair sampling. We provide an intuitive description of post-selections in terms of filters and define the fair sampling assumption as a property of these filters, equivalent to the definition introduced in Ref. \cite{Berry10}. When this assumption is fulfilled, the post-selected data is reproduced by an ideal experiment where lossless devices measure a filtered state which can be obtained from the actual state via local probabilistic maps. Trusted conclusions can thus be obtained on the quantum properties of this filtered state and the corresponding measurement statistics can reliably be used, e.g., for randomness generation or quantum key distribution. We also explore a stronger notion of fair sampling leading to the conclusion that the post-selected data is a fair representation of the data that would be obtained with lossless detections. Furthermore, we show that our conclusions hold in cases of small deviations from exact fair sampling. Finally, we describe setups previously or potentially used in Bell-type experiments under fair sampling and identify the underlying device-specific assumptions.
Summary form only given. In a Bell experiment, one prepares pairs of entangled particles and sends them to two observers, Alice and Bob, for measurement and detection [1]. For some choices of their measurement settings, Alice and Bob may observe strong correlations between their results in accordance with the predictions of quantum mechanical theory. Conversely, any physical theory that assumes no physical influence can be faster than the speed of light and that properties of physical systems are elements of reality [2] - a local realistic theory - can predict only a limited amount of correlation between Alice's and Bob's measurement outcomes. Upon observing correlations sufficient to violate Bell's inequality, Alice and Bob must abandon local realism.It is common that in an experiment, some particles emitted by the source will not be detected. Then the subset of detected particles might display correlations that violate the Bell inequality although the entire ensemble can be described by a local realistic theory [3]. To achieve a conclusive Bell violation without assuming that the detected particles are a “fair” sample, a highly efficient setup is necessary. Due to experimental limitations, fair sampling has been assumed in most Bell experiments performed to date, and it has never been possible to avoid this assumption with photons due to the absence of efficient sources and detectors. Here we report the first Bell experiment with photons that does not rely on any fair-sampling assumption. In our experiment we employ the Eberhard inequality, a Bell inequality that by construction does not rely on the fair-sampling assumption [4]. Our source of entangled photon pairs utilizes bulk-crystal spontaneous parametric downconversion in a Sagnac configuration, which has shown to be very efficient [5, 6]. For photon detection, we employ superconducting transition-edge sensors, which not only offer high efficiency but also are intrinsically free of dark counts [7]. This combination of features is imperative for an experiment in which no correction of count rates can be tolerated. We achieve uncorrected coupling efficiencies over 73% in each arm of our source, facilitating a violation of the inequality by nearly 70 standard deviations after five minutes of measurement. Since the first experimental Bell test, a satisfactory laboratory realization of the motivating gedankenexperiment has remained an outstanding challenge. The two other main assumptions include “locality” [8, 9] and “freedom of choice” [10]. Invoking any of these renders an experiment vulnerable to explanation by a local realistic theory. The realization of an experiment that is free of all three assumptions-a so-called loopholefree Bell test-remains an important outstanding goal for the physics community with strong implications for quantum technologies. We note that with our experiment, photons are the first physical system for which each of these three assumptions has been successfully addressed, albeit in different experiments. This represents promise for practical applications like one-sided device-independent quantum key distribution [11], and in an additional test, we also demonstrate that our experimental apparatus is capable of implementing this protocol on both sides.