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arXiv:2206.14167 · SciPost Physics

Ballistic macroscopic fluctuation theory

Benjamin Doyon, Gabriele Perfetto, Tomohiro Sasamoto, Takato Yoshimura

Published Oct 4, 2023• 57 citations
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Abstract

We introduce a new universal framework describing fluctuations and correlations in quantum and classical many-body systems, at the Euler hydrodynamic scale of space and time. The framework adapts the ideas of the conventional macroscopic fluctuation theory (MFT) to systems that support ballistic transport. The resulting “ballistic MFT” (BMFT) is solely based on the Euler hydrodynamics data of the many-body system. Within this framework, mesoscopic observables are classical random variables depending only on the fluctuating conserved densities, and Euler-scale fluctuations are obtained by deterministically transporting thermodynamic fluctuations via the Euler hydrodynamics. Using the BMFT, we show that long-range correlations in space generically develop over time from long-wavelength inhomogeneous initial states in interacting models. This result, which we verify by numerical calculations, challenges the long-held paradigm that at the Euler scale, fluid cells may be considered uncorrelated. We also show that the Gallavotti-Cohen fluctuation theorem for non-equilibrium ballistic transport follows purely from time-reversal invariance of the Euler hydrodynamics. We check the validity of the BMFT by applying it to integrable systems, and in particular the hard-rod gas, with extensive simulations that confirm our analytical results.

DOI
10.21468/scipostphys.15.4.136

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We introduce a new universal framework describing fluctuations and correlations in quantum and classical many-body systems, at the Euler hydrodynamic scale of space and time. The framework adapts the ideas of the conventional macroscopic fluctuation theory (MFT) to systems that support ballistic transport. The resulting “ballistic MFT” (BMFT) is solely based on the Euler hydrodynamics data of the many-body system. Within this framework, mesoscopic observables are classical random variables depending only on the fluctuating conserved densities, and Euler-scale fluctuations are obtained by deterministically transporting thermodynamic fluctuations via the Euler hydrodynamics. Using the BMFT, we show that long-range correlations in space generically develop over time from long-wavelength inhomogeneous initial states in interacting models. This result, which we verify by numerical calculations, challenges the long-held paradigm that at the Euler scale, fluid cells may be considered uncorrelated. We also show that the Gallavotti-Cohen fluctuation theorem for non-equilibrium ballistic transport follows purely from time-reversal invariance of the Euler hydrodynamics. We check the validity of the BMFT by applying it to integrable systems, and in particular the hard-rod gas, with extensive simulations that confirm our analytical results.
Abstract Recently, a theoretical framework known as ballistic macroscopic fluctuation theory has been developed to study large-scale fluctuations and correlations in many-body systems exhibiting ballistic transport. In this paper, we review this theory in the context of a one-dimensional gas of hard rods. The initial configurations of the rods are sampled from a probability distribution characterized by slowly varying conserved density profiles across space. Beginning from a microscopic description, we first formulate the macroscopic fluctuation theory in terms of the phase-space density of quasiparticles. In the second part, we apply this framework to compute the two-point, two-time correlation functions of the conserved densities in the Euler scaling limit. We derive an explicit expression for the correlation function which not only reveals its inherent symmetries, but is also straightforward to evaluate numerically for a given initial state. Our results also recover known expressions for space-time correlations in equilibrium for the hard-rod gas.
At large scales of space and time, the nonequilibrium dynamics of local observables in extensive many-body systems is well described by hydrodynamics. At the Euler scale, one assumes that each mesoscopic region independently reaches a state of maximal entropy under the constraints given by the available conservation laws. Away from phase transitions, maximal entropy states show exponential correlation decay, and independence of fluid cells might be assumed to subsist during the course of time evolution. We show that this picture is incorrect: under ballistic scaling, regions separated by macroscopic distances "develop long-range correlations as time passes." These correlations take a universal form that only depends on the Euler hydrodynamics of the model. They are rooted in the large-scale motion of interacting fluid modes and are the dominant long-range correlations developing in time from long-wavelength, entropy-maximized states. They require "the presence of interaction" and "at least two different fluid modes" and are of a fundamentally different nature from well-known long-range correlations occurring from diffusive spreading or from quasiparticle excitations produced in far-from-equilibrium quenches. We provide a universal theoretical framework to exactly evaluate them, an adaptation of the macroscopic fluctuation theory to the Euler scale. We verify our exact predictions in the hard-rod gas, by comparing with numerical simulations and finding excellent agreement.
In the hydrodynamic theory, the nonequilibrium dynamics of a many-body system is approximated, at large scales of space and time, by irreversible relaxation to local entropy maximization. This results in a convective equation corrected by viscous or diffusive terms in a gradient expansion, such as the Navier-Stokes equations. Diffusive terms are evaluated using the Kubo formula, and possibly arising from an emergent noise due to discarded microscopic degrees of freedom. In one dimension of space, diffusive scaling is often broken as noise leads to superdiffusion. But in linearly degenerate hydrodynamics, such as that of integrable models, diffusive behaviors are observed, and it has long been thought that the standard diffusive picture remains valid. In this Letter, we show that in such systems, the Navier-Stokes equation breaks down beyond linear response. We demonstrate that diffusive-order corrections do not take the form of a gradient expansion. Instead, they are completely determined by ballistic transport of initial-state fluctuations, and obtained from the nonlocal two-point correlations recently predicted by the ballistic macroscopic fluctuation theory; the resulting hydrodynamic equations are reversible. To do so, we establish a regularized fluctuation theory, putting on a firm basis the recent idea that ballistic transport of initial-state fluctuations determines fluctuations and correlations beyond the Euler scale. This extends the idea of "diffusion from convection" previously developed to explain the Kubo formula in integrable systems to generic nonequilibrium settings.
We derive an exact formula for the scaled cumulant generating function of the time-integrated current associated to an arbitrary ballistically transported conserved charge. Our results rely on the Euler-scale description of interacting, many-body, integrable models out of equilibrium given by the generalized hydrodynamics, and on the large deviation theory. Crucially, our findings extend previous studies by accounting for inhomogeneous and dynamical initial states in interacting systems. We present exact expressions for the first three cumulants of the time-integrated current. Considering the non-interacting limit of our general expression for the scaled cumulant generating function, we further show that for the partitioning protocol initial state our result coincides with previous results of the literature. Given the universality of the generalized hydrodynamics, the expression obtained for the scaled cumulant generating function is applicable to any interacting integrable model obeying the hydrodynamic equations, both classical and quantum.
A universal characterization of non-equilibrium steady states in interacting quantum many-body systems remains one of the central challenges of statistical physics. Here, we address this problem for a paradigmatic model of diffusive interacting quantum matter---the boundary-driven XXZ spin chain with bulk dephasing---and derive, directly from its microscopic Lindblad dynamics, an emergent classical Macroscopic Fluctuation Theory (MFT) governing its large-scale fluctuations. Crucially, the resulting hydrodynamics carries a density-dependent diffusivity and mobility as the fingerprint of interactions. This effective description enables the exact computation of the stationary density profile, long-range correlations, and the full counting statistics of the current, in excellent agreement with tensor-network simulations. Our work demonstrates that noisy quantum many-body systems can realize the universality class of genuinely interacting diffusive matter, beyond the constant-diffusivity class of the symmetric simple exclusion process, and establishes MFT as a powerful universal framework for interacting diffusive quantum systems.
We devise an iterative scheme for numerically calculating dynamical two-point correlation functions in integrable many-body systems, in the Eulerian scaling limit. Expressions for these were originally derived in Ref. [1] by combining the fluctuation-dissipation principle with generalized hydrodynamics. Crucially, the scheme is able to address non-stationary, inhomogeneous situations, when motion occurs at the Euler-scale of hydrodynamics. In such situations, in interacting systems, the simple correlations due to fluid modes propagating with the flow receive subtle corrections, which we test. Using our scheme, we study the spreading of correlations in several integrable models from inhomogeneous initial states. For the classical hard-rod model we compare our results with Monte-Carlo simulations and observe excellent agreement at long time-scales, thus providing the first demonstration of validity for the expressions derived in Ref. [1]. We also observe the onset of the Euler-scale limit for the dynamical correlations.