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arXiv:2205.05786 · Nature Communications

Quantum variational algorithms are swamped with traps

Eric R. Anschuetz, Bobak T. Kiani

Published Dec 15, 2022• 228 citations
arXivHTMLPDF

Abstract

One of the most important properties of classical neural networks is how surprisingly trainable they are, though their training algorithms typically rely on optimizing complicated, nonconvex loss functions. Previous results have shown that unlike the case in classical neural networks, variational quantum models are often not trainable. The most studied phenomenon is the onset of barren plateaus in the training landscape of these quantum models, typically when the models are very deep. This focus on barren plateaus has made the phenomenon almost synonymous with the trainability of quantum models. Here, we show that barren plateaus are only a part of the story. We prove that a wide class of variational quantum models-which are shallow, and exhibit no barren plateaus-have only a superpolynomially small fraction of local minima within any constant energy from the global minimum, rendering these models untrainable if no good initial guess of the optimal parameters is known. We also study the trainability of variational quantum algorithms from a statistical query framework, and show that noisy optimization of a wide variety of quantum models is impossible with a sub-exponential number of queries. Finally, we numerically confirm our results on a variety of problem instances. Though we exclude a wide variety of quantum algorithms here, we give reason for optimism for certain classes of variational algorithms and discuss potential ways forward in showing the practical utility of such algorithms.

DOI
10.1038/s41467-022-35364-5

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One of the most important properties of classical neural networks is how surprisingly trainable they are, though their training algorithms typically rely on optimizing complicated, nonconvex loss functions. Previous results have shown that unlike the case in classical neural networks, variational quantum models are often not trainable. The most studied phenomenon is the onset of barren plateaus in the training landscape of these quantum models, typically when the models are very deep. This focus on barren plateaus has made the phenomenon almost synonymous with the trainability of quantum models. Here, we show that barren plateaus are only a part of the story. We prove that a wide class of variational quantum models-which are shallow, and exhibit no barren plateaus-have only a superpolynomially small fraction of local minima within any constant energy from the global minimum, rendering these models untrainable if no good initial guess of the optimal parameters is known. We also study the trainability of variational quantum algorithms from a statistical query framework, and show that noisy optimization of a wide variety of quantum models is impossible with a sub-exponential number of queries. Finally, we numerically confirm our results on a variety of problem instances. Though we exclude a wide variety of quantum algorithms here, we give reason for optimism for certain classes of variational algorithms and discuss potential ways forward in showing the practical utility of such algorithms.
Two main challenges preventing efficient training of variational quantum algorithms and quantum machine learning models are local minima and barren plateaus. Typically, barren plateaus are associated with deep circuits, while shallow circuits have been shown to suffer from suboptimal local minima. We point out a simple mechanism that creates exponentially many low-quality local minima specifically in the barren plateau regime. These local minima are trivial solutions that optimize only a few terms in the loss function, leaving the rest on their barren plateaus. More precisely, we show the existence of approximate local minima, optimizing a single loss term, and conjecture the existence of exact local minima, optimizing only a logarithmic fraction of all loss function terms. One implication of our findings is that many, if not most, regions with large gradients are vicinities of poor local minima. This highlights additional challenges in finding efficient initialization strategies.
Abstract We define laziness to describe a large suppression of variational parameter updates for neural networks, classical or quantum. In the quantum case, the suppression is exponential in the number of qubits for randomized variational quantum circuits. We discuss the difference between laziness and barren plateau in quantum machine learning created by quantum physicists in McClean et al (2018 Nat. Commun. 9 1–6) for the flatness of the loss function landscape during gradient descent. We address a novel theoretical understanding of those two phenomena in light of the theory of neural tangent kernels. For noiseless quantum circuits, without the measurement noise, the loss function landscape is complicated in the overparametrized regime with a large number of trainable variational angles. Instead, around a random starting point in optimization, there are large numbers of local minima that are good enough and could minimize the mean square loss function, where we still have quantum laziness, but we do not have barren plateaus. However, the complicated landscape is not visible within a limited number of iterations, and low precision in quantum control and quantum sensing. Moreover, we look at the effect of noises during optimization by assuming intuitive noise models, and show that variational quantum algorithms are noise-resilient in the overparametrization regime. Our work precisely reformulates the quantum barren plateau statement towards a precision statement and justifies the statement in certain noise models, injects new hope toward near-term variational quantum algorithms, and provides theoretical connections toward classical machine learning. Our paper provides conceptual perspectives about quantum barren plateaus, together with discussions about the gradient descent dynamics in Liu et al (2023 Phys. Rev. Lett. 130 150601).
Realizing successful quantum algorithms on current generation of quantum hardware depends on developing appropriate parametrized quantum circuits, which are the quantum computing counterpart to classical neural networks. A key consideration in this context is the algorithm’s trainability that can be hindered by the existence of so-called barren plateaus. In this case, the algorithm suffers from exponentially vanishing gradients as the number of qubits increases, resulting in a flat optimization landscape and making an efficient training intractable. Due to its serious impact on the success of such algorithms, this problem has gained substantial attention in recent years of quantum computing research. Theoretical and heuristic approaches have been proposed to investigate, avoid and mitigate this issue. In this work, we explore this phenomenon in detail and study the underlying mathematical concepts in depth, investigating the factors that influence the structure of the optimization landscape. Using corresponding mathematical tools, we diagnose whether a given variational circuit will exhibit barren plateaus when going beyond tens of qubits. Additionally, a review of mitigation strategies will be provided. The theory will then be applied to a use case that involves image classification to evaluate whether the model is affected by this phenomenon and which hyperparameters improve or degrade the overall performance.
Variational quantum algorithms, which combine highly expressive parameterized quantum circuits (PQCs) and optimization techniques in machine learning, are one of the most promising applications of a near-term quantum computer. Despite their huge potential, the utility of variational quantum algorithms beyond tens of qubits is still questioned. One of the central problems is the trainability of PQCs. The cost function landscape of a randomly initialized PQC is often too flat, asking for an exponential amount of quantum resources to find a solution. This problem, dubbed barren plateaus , has gained lots of attention recently, but a general solution is still not available. In this paper, we solve this problem for the Hamiltonian variational ansatz (HVA), which is widely studied for solving quantum many-body problems. After showing that a circuit described by a time-evolution operator generated by a local Hamiltonian does not have exponentially small gradients, we derive parameter conditions for which the HVA is well approximated by such an operator. Based on this result, we propose an initialization scheme for the variational quantum algorithms and a parameter-constrained ansatz free from barren plateaus.
Quantum Neural Networks (QNNs), or the so-called variational quantum circuits, are important quantum applications both because of their similar promises as classical neural networks and because of the feasibility of their implementation on near-term intermediate-size noisy quantum machines (NISQ). However, the training task of QNNs is challenging and much less understood. We conduct a quantitative investigation on the landscape of loss functions of QNNs and identify a class of simple yet extremely hard QNN instances for training. Specifically, we show for typical under-parameterized QNNs, there exists a dataset that induces a loss function with the number of spurious local minima depending exponentially on the number of parameters. Moreover, we show the optimality of our construction by providing an almost matching upper bound on such dependence. While local minima in classical neural networks are due to non-linear activations, in quantum neural networks local minima appear as a result of the quantum interference phenomenon. Finally, we empirically confirm that our constructions can indeed be hard instances in practice with typical gradient-based optimizers, which demonstrates the practical value of our findings.
Barren plateaus-regions of exponentially small gradients-are a major obstacle for training variational quantum algorithms on non-trivial problem sizes. Existing results analyze specific causes in isolation, such as random deep circuits or global cost functions, but lack a unified picture that integrates circuit design, data encoding, cost structure, and noise. In this work, we develop a comprehensive theory of barren plateaus for parametrized quantum circuits. We prove that three mechanisms jointly control gradient scaling: (1) ansatz-induced concentration, where highly expressive or sufficiently deep circuits approximate unitary 2-designs causing gradient variance to scale as O(2 −n); (2) data-encoding-induced concentration, where certain feature maps wash out class-conditional structure; and (3) probleminduced concentration, where cost functions effectively average over exponentially many degrees of freedom. For each mechanism, we derive explicit scaling laws for the gradient variance as a function of qubit count n, depth L, and encoding complexity. We show that appropriately constrained expressibility, locality, and symmetry breaking can prevent gradients from vanishing exponentially and obtain conditions under which gradients remain at worst polynomially small. This yields architectural and initialization design principles for plateau-resistant circuits, including shallow, problem-informed ansätze, layer-wise training, and structured data encodings. Numerical experiments on up to 100 qubits for VQE, QAOA, and quantum classifiers confirm our theoretical predictions and demonstrate 10-100× improvements in effective gradient magnitudes over standard architectures. Our framework subsumes existing barren plateau results and provides a practical toolkit for diagnosing and mitigating trainability issues in variational quantum algorithms.