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arXiv:2205.01161 · Journal of Physics Condensed Matter

The cumulant Green’s functions method for the Hubbard model

R.N. Lira, Peter S. Riseborough, Jereson Silva-Valencia, Marcos Sergio Figueira

Published Mar 21, 2023• 2 citations
arXivHTMLPDF

Abstract

Abstract We use the cumulant Green’s functions method (CGFM) to study the single-band Hubbard model. The starting point of the method is to diagonalize a cluster (‘seed’) containing N correlated sites and employ the cumulants calculated from the cluster solution to obtain the full Green’s functions for the lattice. All calculations are done directly; no variational or self-consistent process is needed. We benchmark the one-dimensional results for the gap, the double occupancy, and the ground-state energy as functions of the electronic correlation at half-filling and the occupation numbers as functions of the chemical potential obtained from the CGFM against the corresponding results of the thermodynamic Bethe ansatz and the quantum transfer matrix methods. The particle-hole symmetry of the density of states is fulfilled, and the gap, occupation numbers, and ground-state energy tend systematically to the known results as the cluster size increases. We include a straightforward application of the CGFM to simulate the singles occupation of an optical lattice experiment with lithium-6 atoms in an eight-site Fermi-Hubbard chain near half-filling. The method can be applied to any parameter space for one, two, or three-dimensional Hubbard Hamiltonians and extended to other strongly correlated models, like the Anderson Hamiltonian, the t − J, Kondo, and Coqblin-Schrieffer models.

DOI
10.1088/1361-648x/acc628

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Abstract We use the cumulant Green’s functions method (CGFM) to study the single-band Hubbard model. The starting point of the method is to diagonalize a cluster (‘seed’) containing N correlated sites and employ the cumulants calculated from the cluster solution to obtain the full Green’s functions for the lattice. All calculations are done directly; no variational or self-consistent process is needed. We benchmark the one-dimensional results for the gap, the double occupancy, and the ground-state energy as functions of the electronic correlation at half-filling and the occupation numbers as functions of the chemical potential obtained from the CGFM against the corresponding results of the thermodynamic Bethe ansatz and the quantum transfer matrix methods. The particle-hole symmetry of the density of states is fulfilled, and the gap, occupation numbers, and ground-state energy tend systematically to the known results as the cluster size increases. We include a straightforward application of the CGFM to simulate the singles occupation of an optical lattice experiment with lithium-6 atoms in an eight-site Fermi-Hubbard chain near half-filling. The method can be applied to any parameter space for one, two, or three-dimensional Hubbard Hamiltonians and extended to other strongly correlated models, like the Anderson Hamiltonian, the t − J, Kondo, and Coqblin-Schrieffer models.
The single-band Hubbard Hamiltonian [1] is the simplest model of interacting electrons in a lattice.It was developed by John Hubbard, who introduced the model to take into account the local electronic correlations in narrow energy bands.The model has a kinetic term that allows hopping of electrons between atomic sites and a term that considers the on-site interaction between electrons.This model is largely used in solid state physics to study magnetic properties of solids, insulator-metal transition (Mott transition) and high temperature superconductors.However, this is a problem that has exact analytical solution in a very few limiting cases and must be treated approximately or numerically.In this work, we propose a new methodology to analytically solve the Hubbard Hamiltonian, mapping it into a two-site model (the Hubbard dimer).To obtain the Green's function for the lattice, we employed the cumulant expansion technique, using as a 'seed' the exact two-site Green's function (the atomic method) [2].From the Green's function, we obtained the density of states [DOS] and the occupation numbers as functions of the external parameters of the model, and compared the results with the Hubbard I approximation [1].
In this Thesis, we develop and apply an accurate method to determine the ground-state properties of strongly-correlated electrons in the framework of lattice model Hamiltonians. In lattice density-functional theory (LDFT) the basic variable is the one-particle density matrix γ. From a generalized HK theorem, the ground state energy Egs[γgs] = minγ E[γ] is obtained by minimizing the energy-functional E[γ] over all the physical or representable γ. The energy functional can be divided into two contributions: the kinetic-energy functional T [γ], which linear dependence on γ is exactly known, and the correlation-energy functional W [γ], which dependence on γ is not explicitly known. Finding accurate approximations for W [γ] constitutes the actual challenge of this thesis. Part of this work is based on previous studies which derive an approximation of W [γ] for the Hubbard Hamiltonian based on scaling hypothesis and an exact analytical results for the Hubbard dimer. However, this approach is limited to spin independent and homogeneous systems. In order to extend the scope of LDFT, we have developed three different approaches to derive W [γ] in order to study broken symmetry problems. First we extend the previous scaling functional to system having charge transfer. By a systematic study of the dependence of W [γ] on the charge distribution we find similar scaling properties as for the homogeneous case. An extension to the Hubbard model on bipartite lattices is then derived and applied to finite and infinite systems with repulsive and attractive interactions. The high accuracy of this functional is demonstrated. Nevertheless, this approach is difficult to transfer to more complex systems, since the calculation of W [γ] applies to the system as a whole. To overcome this problem, we derive another approximation based on local scaling properties. This functional is formulated on-site so that it can be applied to any ordered or disordered Hamiltonian with on-site interaction. As applications we study the metal-insulator transition in the ionic Hubbard model in oneand two-dimensions, as well as the one-dimensional Hubbard chain with first and second nearest neighbor hoppings. Finally, we develop a numerical approach of W [γ], on the basis on exact diagonalizations of an effective many-body Hamiltonian corresponding to a cluster surrounded by an effective medium. This effective Hamiltonian depends on the density matrix γ and allows to derive approximation to W [γ] which improve systematically with increasing cluster size. The formulation is spin-dependent and allows a straightforward generalization to multi-orbital correlated systems such spd-Hamiltonians. In addition it take into account the effects of short-range charge and spin fluctuations in the functional. The accuracy of the method is demonstrated for the Hubbard model by comparison with the Bethe-Ansatz solution (1D) and quantum Monte Carlo simulations (2D). Finally, an outlook or relevant future developments of the theory is provided.
The objective of this work is the theoretical study of the one band Hubbard model for solids and the introduction of an alternative methodology to circumvent its limitations. To this objective, a Hamiltonian composed of two atoms (the Hubbard dimmer) is introduced and solved analitically. From this Hamiltonian, the atomic Green’s functions are obtained for the dimmer, which is used as a seed for a cumulant expansion and to obtain the Green’s functions for the lattice. The density of states for several values of interest for the parameters of the problem is calculated, as well as the occupation numbers. The analysis of the dimmer Hamiltonian reveals four important competitive interactions: ferromagnetic, antiferromagnetic and superconducting with positive or negative coupling constants. As a result of using the dimmer solution, the particle-hole simetry for high values of the electronic correlation is recovered, the Mott transition is obtained in a consistent way (the electronic correlation is no longer overestimated) and by the analysis of the ocupation numbers of the model for different values of the chemical potential, one can observe a competition between fundamental states of the model near the energy region Eo + U, as well as a magnetic phase and a Kondo effect region.
We investigate the performance of Green's function coupled cluster singles and doubles (CCSD) method as a solver for Green's function embedding methods. To develop an efficient CC solver, we construct the one-particle Green's function from the coupled cluster (CC) wave function based on the non-Hermitian Lanczos algorithm. The major advantage of this method is that its scaling does not depend on the number of frequency points. We have tested the applicability of the CC Green's function solver in the weakly to strongly correlated regimes by employing it for a half-filled one-dimensional (1D) Hubbard model projected onto a single-site impurity problem and a half-filled two-dimensional (2D) Hubbard model projected onto a four-site impurity problem. For the 1D Hubbard model, for all interaction strengths, we observe an excellent agreement with the full configuration interaction (FCI) technique, both for the self-energy and spectral function. For the 2D Hubbard, we have employed an open-shell version of the current implementation and observed some discrepancies from FCI in the strongly correlated regime. Finally, on an example of a small ammonia cluster, we analyze the performance of Green's function CCSD solver within the Self-Energy Embedding Theory (SEET) with Hartree-Fock (HF) and Green's Function second order (GF2) for the treatment of the environment.
Numerical exact diagonalisation (ED) of the Hubbard model is traditionally constrained by the exponential growth of the Hilbert space. In this study, we implemented a symmetry-based ED framework to investigate the one-dimensional Hubbard model at half-filling for system sizes up to L=16. By exploiting particle number conservation, spin projection, and translation invariance, we significantly reduced the Hamiltonian dimension, enabling the resolution of ground state energies and dispersion relations without additional approximations. Our results confirmed the transition from a metallic to a correlated insulating regime with increasing on-site repulsion U. Furthermore, extending calculations from ten to sixteen sites revealed scaling trends that asymptotically approached the thermodynamic limit predicted by the Bethe Ansatz (𝐿= ∞). These results served as precise, reproducible benchmarks for validating approximate many-body techniques such as the Density Matrix Renormalisation Group (DMRG).
This review explains the relationship between density functional theory and strongly correlated models using the simplest possible example, the two-site Hubbard model. The relationship to traditional quantum chemistry is included. Even in this elementary example, where the exact ground-state energy and site occupations can be found analytically, there is much to be explained in terms of the underlying logic and aims of Density Functional Theory. Although the usual solution is analytic, the density functional is given only implicitly. We overcome this difficulty using the Levy-Lieb construction to create a parametrization of the exact function with negligible errors. The symmetric case is most commonly studied, but we find a rich variation in behavior by including asymmetry, as strong correlation physics vies with charge-transfer effects. We explore the behavior of the gap and the many-body Green’s function, demonstrating the ‘failure ’ of the Kohn-Sham method to reproduce the fundamental gap. We perform benchmark calculations of the occupation and components of the KS potentials, the correlation kinetic energies, and the adiabatic connection. We test several approximate functionals (restricted and unrestricted Hartree-Fock and Bethe Ansatz Local Density Approximation) to show their successes and limitations. We also discuss and illustrate the concept of the derivative discontinuity. Useful appendices include analytic expressions for Density