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arXiv:2202.11590 · IEEE Transactions on Information Theory

Optimal Second-Order Rates for Quantum Soft Covering and Privacy Amplification

Yuchen Shen, Li Gao, Hao–Chung Cheng

Published Jan 10, 2024• 18 citations
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Abstract

We study quantum soft covering and privacy amplification against quantum side information. The former task aims to approximate a quantum state by sampling from a prior distribution and querying a quantum channel. The latter task aims to extract uniform and independent randomness against quantum adversaries. For both tasks, we use trace distance to measure the closeness between the processed state and the ideal target state. We show that the minimal amount of samples for achieving an ε-covering is given by the (1 − ε)-hypothesis testing information (with additional logarithmic additive terms), while the maximal extractable randomness for an ε-secret extractor is characterized by the conditional (1 − ε)-hypothesis testing entropy. When performing independent and identical repetitions of the tasks, our one-shot characterizations lead to tight asymptotic expansions of the above-mentioned operational quantities. We establish their second-order rates given by the quantum mutual information variance and the quantum conditional information variance, respectively. Moreover, our results extend to the moderate deviation regime, which are the optimal asymptotic rates when the trace distances vanish at sub-exponential speed. Our proof technique is direct analysis of trace distance without smoothing.

DOI
10.1109/tit.2024.3351963

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We study quantum soft covering and privacy amplification against quantum side information. The former task aims to approximate a quantum state by sampling from a prior distribution and querying a quantum channel. The latter task aims to extract uniform and independent randomness against quantum adversaries. For both tasks, we use trace distance to measure the closeness between the processed state and the ideal target state. We show that the minimal amount of samples for achieving an ε-covering is given by the (1 − ε)-hypothesis testing information (with additional logarithmic additive terms), while the maximal extractable randomness for an ε-secret extractor is characterized by the conditional (1 − ε)-hypothesis testing entropy. When performing independent and identical repetitions of the tasks, our one-shot characterizations lead to tight asymptotic expansions of the above-mentioned operational quantities. We establish their second-order rates given by the quantum mutual information variance and the quantum conditional information variance, respectively. Moreover, our results extend to the moderate deviation regime, which are the optimal asymptotic rates when the trace distances vanish at sub-exponential speed. Our proof technique is direct analysis of trace distance without smoothing.
We introduce an improved one-shot characterisation of randomness extraction against quantum side information (privacy amplification), strengthening known one-shot bounds and providing a unified derivation of the tightest known asymptotic constraints. Our main tool is a new class of smooth conditional entropies defined by lifting classical smooth divergences through measurements. A key role is played by the measured smooth Rényi relative entropy of order 2, which we show to admit an equivalent variational form: it can be understood as allowing for smoothing over not only states, but also non-positive Hermitian operators. Building on this, we establish a tightened leftover hash lemma, significantly improving over all known smooth min-entropy bounds on extractable randomness and recovering the sharpest classical achievability results. We extend these methods to decoupling, the coherent analogue of privacy amplification, obtaining a corresponding improved one-shot bound. Relaxing our smooth entropy bounds leads to one-shot achievability results in terms of measured Rényi divergences, tightening the bounds of [Dupuis, arXiv:2105.05342] and recovering state-of-the-art asymptotic i.i.d. error exponents. We show an approximate optimality of our results by giving a matching one-shot converse bound up to additive logarithmic terms. This yields an optimal second-order asymptotic expansion of privacy amplification under trace distance, establishing a significantly tighter one-shot achievability result than previously shown in [Shen et al., arXiv:2202.11590] and proving its optimality for all hash functions.
We establish a one-shot strong converse bound for privacy amplification against quantum side information with trace distance as a security criterion. Firstly, our result shows that the trace distance converges to 1 exponentially fast for any finite blocklength when the rate of the extractable randomness exceeds the conditional von Neumann entropy of Alice given Eavesdropper. Secondly, we obtain a second-order converse bound for the maximal extractable randomness. Thirdly, our result extends to the moderate deviation regime. Namely, when the rate of the extractable randomness approaches the conditional von Neumann entropy from above with speed slower than O(1/nO\left( {1/\sqrt n } \right.O(1/n​, the trace distance still converges to 1 asymptotically. Lastly, our result yields strong converse to entropy accumulation, which complements the recent result by Dupuis [arXiv:2105.05342]. The full manuscript can be assessed in [1], [2].
In this work, we propose a soft covering problem for fully quantum channels using relative entropy as a criterion for operator closeness. We establish covering lemmas by deriving one-shot bounds on the achievable rates in terms of smooth min-entropies. In the asymptotic regime, we show that the infimum of the rate, defined as the logarithm of the minimum rank of the encoded input state, is given by the minimal coherent information between the reference and output systems that yields the target output state. Furthermore, we present a one-shot quantum decoupling theorem that also employs a relative-entropy criterion. Due to the Pinsker inequality, our one-shot results based on the relative-entropy criterion are tighter than the corresponding results based on the trace norm considered in the literature. In addition, we establish achievable error exponents and second-order rates for quantum soft covering under both trace-distance and relative-entropy criteria.
How well can we approximate a quantum channel output state using a random codebook with a certain size? In this work, we study the quantum soft covering problem. Namely, we use a random codebook with codewords independently sampled from a prior distribution and send it through a classical-quantum channel to approximate the target state. When using a random codebook sampled from an independent and identically distributed prior with a rate above the quantum mutual information, we show that the expected trace distance between the codebook-induced state and the target state decays with exponent given by the sandwiched Rényi information. On the other hand, when the rate of the codebook size is below the quantum mutual information, the trace distance converges to one exponentially fast. We obtain similar results when using a random constant composition codebook, whereas the sandwiched Augustin information expresses the error exponent. In addition to the above large deviation analysis, our results also hold in the moderate deviation regime. That is, we show that even when the rate of the codebook size approaches the quantum mutual information moderately quickly, the trace distance still vanishes asymptotically.
Anshu et al. recently introduced "partially" smoothed information measures and used them to derive tighter bounds for several information-processing tasks, including quantum state merging and privacy amplification against quantum adversaries [arXiv:1807.05630 [quant-ph]]. Yet, a tight second- order asymptotic expansion of the partially smoothed conditional min-entropy in the i.i.d. setting remains an open question. Here we establish the second-order term in the expansion for pure states, and find that it differs from that of the original "globally" smoothed conditional min-entropy. Remarkably, this reveals that the second-order term is not uniform across states, since for other classes of states the second-order term for partially and globally smoothed quantities coincides. By relating the task of quantum compression to that of quantum state merging, our derived expansion allows us to determine the second-order asymptotic expansion of the optimal rate of quantum data compression. This closes a gap in the bounds determined by Datta and Leditzky [IEEE Trans. Inf. Theory 61, 582 (2015)], and shows that the straightforward compression protocol of cutting off the eigenspace of least weight is indeed asymptotically optimal at second order.
We determine the exact strong converse exponent of quantum soft covering under the sandwiched R{é}nyi divergence for all orders α∈[12,∞)α\in[\frac{1}{2},\infty)α∈[21​,∞). For α∈[12,1)α\in[\frac{1}{2},1)α∈[21​,1), the exponent is characterized by the two-parameter club-sandwiched mutual information, whereas for α∈[1,∞)α\in[1,\infty)α∈[1,∞), it is characterized by the order-ααα sandwiched R{é}nyi mutual information. We also determine the exact strong converse exponent of privacy amplification against quantum side information under the sandwiched R{é}nyi divergence for α∈(2,∞)α\in(2,\infty)α∈(2,∞), expressed in terms of the corresponding order-ααα sandwiched R{é}nyi conditional entropy. To the best of our knowledge, these results provide the first exact characterization of the strong converse exponent of quantum soft covering and the first precise operational interpretation of the two-parameter club-sandwiched mutual information in the quantum setting. The key ingredient is that we establish the exponential rate of the KKK-functional, which is instrumental in deriving the strong converse exponent of quantum soft covering for α∈[12,1)α\in[\frac{1}{2},1)α∈[21​,1).