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arXiv:2202.03864 · Journal of Physics A Mathematical and Theoretical

The operational foundations of PT-symmetric and quasi-Hermitian quantum theory

Abhijeet Alase, Salini Karuvade, Carlo Maria Scandolo

Published May 5, 2022• 8 citations
arXivHTMLPDF

Abstract

Abstract PT-symmetric quantum theory was originally proposed with the aim of extending standard quantum theory by relaxing the Hermiticity constraint on Hamiltonians. However, no such extension has been formulated that consistently describes states, transformations, measurements and composition, which is a requirement for any physical theory. We aim to answer the question of whether a consistent physical theory with PT-symmetric observables extends standard quantum theory. We answer this question within the framework of general probabilistic theories, which is the most general framework for physical theories. We construct the set of states of a system that result from imposing PT-symmetry on the set of observables, and show that the resulting theory allows only one trivial state. We next consider the constraint of quasi-Hermiticity on observables, which guarantees the unitarity of evolution under a Hamiltonian with unbroken PT-symmetry. We show that such a system is equivalent to a standard quantum system. Finally, we show that if all observables are quasi-Hermitian as well as PT-symmetric, then the system is equivalent to a real quantum system. Thus our results show that neither PT-symmetry nor quasi-Hermiticity constraints are sufficient to extend standard quantum theory consistently.

DOI
10.1088/1751-8121/ac6d2d

Related papers

Comment on ‘The operational foundations of PT-symmetric and quasi-Hermitian quantum theory’

Miloslav Znojil

Abstract In Alase et al (2022 J. Phys. A: Math. Theor. 55 244003), Alase et al wrote that ‘the constraint of quasi-Hermiticity on observables’ is not ‘sufficient to extend the standard quantum theory’ because ‘such a system is equivalent to a standard quantum system.’ Three addenda elucidating the current state of the art are found necessary. The first one concerns the project: in the related literature the original ‘aim of extending standard quantum theory’ has already been abandoned shortly after its formulation. The second comment concerns the method, viz., the study in ‘the framework of general probabilistic theories’ (GPT). It is noticed that a few other, mathematically consistent GPT-like theories are available. The authors do not mention, in particular, the progress achieved, under the quasi-Hermiticity constraint, in the approach using the effect algebras. We add that this approach already found its advanced realistic applications in the quasi-Hermitian models using the unbounded operators of observables acting in the infinite-dimensional Hilbert spaces. Thirdly, the ‘intriguing open question’ about ‘what possible constraints, if any, could lead to such a meaningful extension’ (in the future) is given an immediate tentative answer: the possibility is advocated that the desirable constraint could really be just the quasi-Hermiticity of the observables, provided only that one has in mind its recently developed non-stationary version.

arXiv:2301.01215•Journal of Physics A Mathematical and Theoretical•Jan 20, 2023•1 citation

Reply to the Comment on ‘The operational foundations of PT-symmetric and quasi-Hermitian quantum theory’

Abhijeet Alase, Salini Karuvade, Carlo Maria Scandolo

Abstract This document is our reply to the Comment (Miloslav Znojil 2023 J. Phys. A: Math. Theor. 56 038001) on our recent work titled ‘The operational foundations of PT-symmetric and quasi-Hermitian quantum theory’. The original Comment consists of three addenda to our work. The first addendum claims that our work is ill-motivated as the motivating question, namely whether PT-symmetric quantum theory extends the standard quantum theory, was already answered in the literature. The second addendum points to some missing references in our work, and the third addendum suggests what constraints could lead to an extension of standard quantum theory. In our reply, we explain that the claim in the first addendum is a result of a misinterpretation of our motivating question. When interpreted correctly, the third addendum in the Comment in itself elaborates on why our motivating question is interesting and relevant. We also briefly comment on the prospects of an extension of standard quantum theory along the lines suggested in the third addendum. As our response to the second addendum, we explain our rationale behind citing certain references while leaving out others.

arXiv:2303.14890•Journal of Physics A Mathematical and Theoretical•Apr 4, 2023•0 citations

PT-Symmetric Quantum Mechanics

This paper proposes to broaden the canonical formulation of quantum mechanics.Ordinarily, one imposes the condition H † = H on the Hamiltonian, where † represents the mathematical operation of complex conjugation and matrix transposition.This conventional Hermiticity condition is sufficient to ensure that the Hamiltonian H has a real spectrum.However, replacing this mathematical condition by the weaker and more physical requirement H ‡ = H, where ‡ represents combined parity reflection and time reversal PT , one obtains new classes of complex Hamiltonians whose spectra are still real and positive.This generalization of Hermiticity is investigated using a complex deformation H = p 2 + x 2 (ix) ǫ of the harmonic oscillator Hamiltonian, where ǫ is a real parameter.The system exhibits two phases: When ǫ ≥ 0, the energy spectrum of H is real and positive as a consequence of PT symmetry.However, when -1 < ǫ < 0, the spectrum contains an infinite number of complex eigenvalues and a finite number of real, positive eigenvalues because PT symmetry is spontaneously broken.The phase transition that occurs at ǫ = 0 manifests itself in both the quantum-mechanical system and the underlying classical system.Similar qualitative features are exhibited by complex deformations of other standard real Hamiltonians H = p 2 + x 2N (ix) ǫ with N integer and ǫ > -N ; each of these complex Hamiltonians exhibits a phase transition at ǫ = 0.These PT -symmetric theories may be viewed as analytic continuations of conventional theories from real to complex phase space.

WORLD SCIENTIFIC (EUROPE) eBooks•Nov 21, 2018•1 citation

Consistency of PT-symmetric quantum mechanics

Dorje C. Brody

Abstract In recent reports, suggestions have been put forward to the effect that parity and time-reversal (PT) symmetry in quantum mechanics is incompatible with causality. It is shown here, in contrast, that PT-symmetric quantum mechanics is fully consistent with standard quantum mechanics. This follows from the surprising fact that the much-discussed metric operator on Hilbert space is not physically observable. In particular, for closed quantum systems in finite dimensions there is no statistical test that one can perform on the outcomes of measurements to determine whether the Hamiltonian is Hermitian in the conventional sense, or PT-symmetric—the two theories are indistinguishable. Nontrivial physical effects arising as a consequence of PT symmetry are expected to be observed, nevertheless, for open quantum systems with balanced gain and loss.

arXiv:1508.02190•Journal of Physics A Mathematical and Theoretical•Jan 29, 2016•76 citations

PT symmetry and renormalisation in quantum field theory

Carl M. Bender, Alexander Felski, S. P. Klevansky +1 more

Abstract Quantum systems governed by non-Hermitian Hamiltonians with PT symmetry are special in having real energy eigenvalues bounded below and unitary time evolution. We argue that PT symmetry may also be important and present at the level of Hermitian quantum field theories because of the process of renormalisation. In some quantum field theories renormalisation leads to PT -symmetric effective Lagrangians. We show how PT symmetry may allow interpretations that evade ghosts and instabilities present in an interpretation of the theory within a Hermitian framework. From the study of examples PT -symmetric interpretation is naturally built into a path integral formulation of quantum field theory; there is no requirement to calculate explicitly the PT norm that occurs in Hamiltonian quantum theory. We discuss examples where PT -symmetric field theories emerge from Hermitian field theories due to effects of renormalisation. We also consider the effects of renormalisation on field theories that are non-Hermitian but PT -symmetric from the start.

arXiv:2103.14864•Journal of Physics Conference Series•Oct 1, 2021•0 citations

PT-symmetric quantum theory

Carl M. Bender

The average quantum physicist on the street would say that a quantum-mechanical Hamiltonian must be Dirac Hermitian (invariant under combined matrix transposition and complex conjugation) in order to guarantee that the energy eigenvalues are real and that time evolution is unitary. However, the Hamiltonian H = p 2 + ix 3 , which is obviously not Dirac Hermitian, has a positive real discrete spectrum and generates unitary time evolution, and thus it defines a fully consistent and physical quantum theory. Evidently, the axiom of Dirac Hermiticity is too restrictive. While H = p 2 + ix 3 is not Dirac Hermitian, it is PT symmetric; that is, invariant under combined parity P (space reflection) and time reversal T . The quantum mechanics defined by a PT -symmetric Hamiltonian is a complex generalization of ordinary quantum mechanics. When quantum mechanics is extended into the complex domain, new kinds of theories having strange and remarkable properties emerge. In the past few years, some of these properties have been verified in laboratory experiments. A particularly interesting PT-symmetric Hamiltonian is H = p 2 − x 4 , which contains an upside-down potential. This potential is discussed in detail, and it is explained in intuitive as well as in rigorous terms why the energy levels of this potential are real, positive, and discrete. Applications of PT -symmetry in quantum field theory are also discussed.

Journal of Physics Conference Series•Jul 30, 2015•80 citations
Abstract PT-symmetric quantum theory was originally proposed with the aim of extending standard quantum theory by relaxing the Hermiticity constraint on Hamiltonians. However, no such extension has been formulated that consistently describes states, transformations, measurements and composition, which is a requirement for any physical theory. We aim to answer the question of whether a consistent physical theory with PT-symmetric observables extends standard quantum theory. We answer this question within the framework of general probabilistic theories, which is the most general framework for physical theories. We construct the set of states of a system that result from imposing PT-symmetry on the set of observables, and show that the resulting theory allows only one trivial state. We next consider the constraint of quasi-Hermiticity on observables, which guarantees the unitarity of evolution under a Hamiltonian with unbroken PT-symmetry. We show that such a system is equivalent to a standard quantum system. Finally, we show that if all observables are quasi-Hermitian as well as PT-symmetric, then the system is equivalent to a real quantum system. Thus our results show that neither PT-symmetry nor quasi-Hermiticity constraints are sufficient to extend standard quantum theory consistently.
Abstract In Alase et al (2022 J. Phys. A: Math. Theor. 55 244003), Alase et al wrote that ‘the constraint of quasi-Hermiticity on observables’ is not ‘sufficient to extend the standard quantum theory’ because ‘such a system is equivalent to a standard quantum system.’ Three addenda elucidating the current state of the art are found necessary. The first one concerns the project: in the related literature the original ‘aim of extending standard quantum theory’ has already been abandoned shortly after its formulation. The second comment concerns the method, viz., the study in ‘the framework of general probabilistic theories’ (GPT). It is noticed that a few other, mathematically consistent GPT-like theories are available. The authors do not mention, in particular, the progress achieved, under the quasi-Hermiticity constraint, in the approach using the effect algebras. We add that this approach already found its advanced realistic applications in the quasi-Hermitian models using the unbounded operators of observables acting in the infinite-dimensional Hilbert spaces. Thirdly, the ‘intriguing open question’ about ‘what possible constraints, if any, could lead to such a meaningful extension’ (in the future) is given an immediate tentative answer: the possibility is advocated that the desirable constraint could really be just the quasi-Hermiticity of the observables, provided only that one has in mind its recently developed non-stationary version.
Abstract This document is our reply to the Comment (Miloslav Znojil 2023 J. Phys. A: Math. Theor. 56 038001) on our recent work titled ‘The operational foundations of PT-symmetric and quasi-Hermitian quantum theory’. The original Comment consists of three addenda to our work. The first addendum claims that our work is ill-motivated as the motivating question, namely whether PT-symmetric quantum theory extends the standard quantum theory, was already answered in the literature. The second addendum points to some missing references in our work, and the third addendum suggests what constraints could lead to an extension of standard quantum theory. In our reply, we explain that the claim in the first addendum is a result of a misinterpretation of our motivating question. When interpreted correctly, the third addendum in the Comment in itself elaborates on why our motivating question is interesting and relevant. We also briefly comment on the prospects of an extension of standard quantum theory along the lines suggested in the third addendum. As our response to the second addendum, we explain our rationale behind citing certain references while leaving out others.
This paper proposes to broaden the canonical formulation of quantum mechanics.Ordinarily, one imposes the condition H † = H on the Hamiltonian, where † represents the mathematical operation of complex conjugation and matrix transposition.This conventional Hermiticity condition is sufficient to ensure that the Hamiltonian H has a real spectrum.However, replacing this mathematical condition by the weaker and more physical requirement H ‡ = H, where ‡ represents combined parity reflection and time reversal PT , one obtains new classes of complex Hamiltonians whose spectra are still real and positive.This generalization of Hermiticity is investigated using a complex deformation H = p 2 + x 2 (ix) ǫ of the harmonic oscillator Hamiltonian, where ǫ is a real parameter.The system exhibits two phases: When ǫ ≥ 0, the energy spectrum of H is real and positive as a consequence of PT symmetry.However, when -1 < ǫ < 0, the spectrum contains an infinite number of complex eigenvalues and a finite number of real, positive eigenvalues because PT symmetry is spontaneously broken.The phase transition that occurs at ǫ = 0 manifests itself in both the quantum-mechanical system and the underlying classical system.Similar qualitative features are exhibited by complex deformations of other standard real Hamiltonians H = p 2 + x 2N (ix) ǫ with N integer and ǫ > -N ; each of these complex Hamiltonians exhibits a phase transition at ǫ = 0.These PT -symmetric theories may be viewed as analytic continuations of conventional theories from real to complex phase space.
Abstract In recent reports, suggestions have been put forward to the effect that parity and time-reversal (PT) symmetry in quantum mechanics is incompatible with causality. It is shown here, in contrast, that PT-symmetric quantum mechanics is fully consistent with standard quantum mechanics. This follows from the surprising fact that the much-discussed metric operator on Hilbert space is not physically observable. In particular, for closed quantum systems in finite dimensions there is no statistical test that one can perform on the outcomes of measurements to determine whether the Hamiltonian is Hermitian in the conventional sense, or PT-symmetric—the two theories are indistinguishable. Nontrivial physical effects arising as a consequence of PT symmetry are expected to be observed, nevertheless, for open quantum systems with balanced gain and loss.
Abstract Quantum systems governed by non-Hermitian Hamiltonians with PT symmetry are special in having real energy eigenvalues bounded below and unitary time evolution. We argue that PT symmetry may also be important and present at the level of Hermitian quantum field theories because of the process of renormalisation. In some quantum field theories renormalisation leads to PT -symmetric effective Lagrangians. We show how PT symmetry may allow interpretations that evade ghosts and instabilities present in an interpretation of the theory within a Hermitian framework. From the study of examples PT -symmetric interpretation is naturally built into a path integral formulation of quantum field theory; there is no requirement to calculate explicitly the PT norm that occurs in Hamiltonian quantum theory. We discuss examples where PT -symmetric field theories emerge from Hermitian field theories due to effects of renormalisation. We also consider the effects of renormalisation on field theories that are non-Hermitian but PT -symmetric from the start.
The average quantum physicist on the street would say that a quantum-mechanical Hamiltonian must be Dirac Hermitian (invariant under combined matrix transposition and complex conjugation) in order to guarantee that the energy eigenvalues are real and that time evolution is unitary. However, the Hamiltonian H = p 2 + ix 3 , which is obviously not Dirac Hermitian, has a positive real discrete spectrum and generates unitary time evolution, and thus it defines a fully consistent and physical quantum theory. Evidently, the axiom of Dirac Hermiticity is too restrictive. While H = p 2 + ix 3 is not Dirac Hermitian, it is PT symmetric; that is, invariant under combined parity P (space reflection) and time reversal T . The quantum mechanics defined by a PT -symmetric Hamiltonian is a complex generalization of ordinary quantum mechanics. When quantum mechanics is extended into the complex domain, new kinds of theories having strange and remarkable properties emerge. In the past few years, some of these properties have been verified in laboratory experiments. A particularly interesting PT-symmetric Hamiltonian is H = p 2 − x 4 , which contains an upside-down potential. This potential is discussed in detail, and it is explained in intuitive as well as in rigorous terms why the energy levels of this potential are real, positive, and discrete. Applications of PT -symmetry in quantum field theory are also discussed.