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arXiv:2202.03417

Fate of higher-order topological insulator under Coulomb interaction

Jing-Rong Wang, Changjin Zhang

Published Feb 7, 2022• 0 citations
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Abstract

In this article, we study the influence of long-range Coulomb interaction on three-dimensional second-order topological insulator (TI) by renormalization group theory. We find that both the analysis method and conclusions in the recent Letter Phys. Rev. Lett. {\bf 127}, 176601 (2021) are unreliable. There are two problems in this Letter. Firstly, the characteristic described by the RG flows $m\rightarrow\infty$ and $D\rightarrow0$ can not be used as the criterion for transition from second-order TI to TI, since this characteristic could be essentially not induced by Coulomb interaction but only results from the trivial power counting contribution of fermion action. Indeed, this characteristic is satisfied even for free second-order TI. Second, the flow of $B$ is not paid attention, which is very important and should be seriously studied. In this article, we analyze carefully the corrections for the flows of the model parameters induced by Coulomb interaction. We find that the sign of $m$ changes but the sign of $B$ holds if the initial Coulomb strength is large enough, while the sign of $m$ holds but the sign of $B$ changes if the initial Coulomb strength takes small values. These results indicate that second-order TI is unstable to trivial band insulator not only under strong Coulomb interaction but also under weak Coulomb interaction. We also study the effects of disorder scattering in second-order TI by renormalization group theory. According to the criterion in Phys. Rev. Lett. {\bf 127}, 176601 (2021), weak disorder drives second-order TI to TI. However, we find that second-order TI is robust against weak disorder, since weak disorder does not give qualitative modification for second-order TI. This result is consistent with recent studies based on other methods. Interplay of Coulomb interaction and disorder in second-order TI is also investigated.

DOI
10.48550/arxiv.2202.03417

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In this article, we study the influence of long-range Coulomb interaction on three-dimensional second-order topological insulator (TI) by renormalization group theory. We find that both the analysis method and conclusions in the recent Letter Phys. Rev. Lett. {\bf 127}, 176601 (2021) are unreliable. There are two problems in this Letter. Firstly, the characteristic described by the RG flows m→∞m\rightarrow\inftym→∞ and D→0D\rightarrow0D→0 can not be used as the criterion for transition from second-order TI to TI, since this characteristic could be essentially not induced by Coulomb interaction but only results from the trivial power counting contribution of fermion action. Indeed, this characteristic is satisfied even for free second-order TI. Second, the flow of BBB is not paid attention, which is very important and should be seriously studied. In this article, we analyze carefully the corrections for the flows of the model parameters induced by Coulomb interaction. We find that the sign of mmm changes but the sign of BBB holds if the initial Coulomb strength is large enough, while the sign of mmm holds but the sign of BBB changes if the initial Coulomb strength takes small values. These results indicate that second-order TI is unstable to trivial band insulator not only under strong Coulomb interaction but also under weak Coulomb interaction. We also study the effects of disorder scattering in second-order TI by renormalization group theory. According to the criterion in Phys. Rev. Lett. {\bf 127}, 176601 (2021), weak disorder drives second-order TI to TI. However, we find that second-order TI is robust against weak disorder, since weak disorder does not give qualitative modification for second-order TI. This result is consistent with recent studies based on other methods. Interplay of Coulomb interaction and disorder in second-order TI is also investigated.
Based on renormalization-group (RG) calculations, a recent Letter by Zhao et al [Phys. Rev. Lett. 127, 176601 (2021)] claimed that three-dimensional second-order topological insulators (SOTIs) are always unstable to the Coulomb interaction and they will thus undergo topological phase transitions to either topological insulators (TIs) or normal insulators. While the calculations in this paper are correct, the conclusion about the topological phase transition from SOTI to TI is not true. The reason behind this false conclusion lies in that the authors use a wrong criterion to identify the phase transition. In this Comment we would like to remind that, to locate the possible transitions from SOTI to TI, an appropriate quantity is the sign-changing mass gap msurfm_\textrm{surf}msurf​ for the surface states. By examining its behavior within RG approach, the stability of SOTI against weak Coulomb interactions is demonstrated.
Topological insulators (TIs) are an exciting discovery because of their robustness against disorder and interactions. Recently, second-order TIs have been attracting increasing attention, because they host topologically protected 1D hinge states in 3D or 0D corner states in 2D. A significantly critical issue is whether the second-order TIs also survive interactions, but it is still unexplored. We study the effects of weak Coulomb interactions on a 3D second-order TI, with the help of renormalization-group calculations. We find that the 3D second-order TIs are always unstable, suffering from two types of topological phase transitions. One is from second-order TI to TI, the other is to normal insulator. The first type is accompanied by emergent time-reversal and inversion symmetries and has a dynamical critical exponent κ=1. The second type does not have the emergent symmetries but has nonuniversal dynamical critical exponents κ<1. Our results may inspire more inspections on the stability of higher-order topological states of matter and related novel quantum criticalities.
We investigate correlation effects in two-dimensional topological insulators (TI). In the first part, we discuss finite size effects for interacting systems of different sizes in a ribbon geometry. For large systems, there are two pairs of well separated massless modes on both edges. For these systems, we analyze the finite size effects using a standard bosonization approach. For small systems, where the edge states are massive Dirac fermions, we use the inhomogeneous dynamical mean-field theory (DMFT) combined with iterative perturbation theory as an impurity solver to study interaction effects. We show that the finite size gap in the edge states is renormalized for weak interactions, which is consistent with a Fermi-liquid picture for small size TIs. In the second part, we investigate phase transitions in finite size TIs at zero temperature focusing on the effects of possible interedge umklapp scattering for the edge states within the inhomogeneous DMFT using the numerical renormalization group. We show that correlation effects are effectively stronger near the edge sites because the coordination number is smaller than in the bulk. Therefore the localization of the edge states around the edge sites, which is a fundamental property in TIs, is weakened for strong coupling strengths. However, we find no signs for ``edge Mott insulating states'' and the system stays in the topological insulating state, which is adiabatically connected to the noninteracting state for all interaction strengths smaller than the critical value. Increasing the interaction further, a nearly homogeneous Mott insulating state is stabilized.
We analyze the effect of disorder on the weak-coupling instabilities of a quadratic band crossing point (QBCP) in two-dimensional Fermi systems, which, in the clean limit, display interaction-driven topological insulating phases. In the framework of a renormalization group procedure, which treats fermionic interactions and disorder on the same footing, we test all possible instabilities and identify the corresponding ordered phases in the presence of disorder for both single-valley and two-valley QBCP systems. We find that disorder generally suppresses the critical temperature at which the interaction-driven topologically nontrivial order sets in. Strong disorder can also drive a topological phase transition into a topologically trivial insulating state.
An anisotropic flat band fermion system with a novel dispersion that is linear along one direction and cubic along another is proposed in Phys. Rev. X. 13, 021012 (2023). We study the effects of Coulomb interaction in this fermion system by renormalization group theory and Dyson-Schwinger gap equation. We perform renormalizaton group analysis and find that fermion velocity is always restored along the direction that the fermions take cubic dispersion originally. Accordingly, the system takes the similar behaviors to the two-dimensional Dirac fermion system with Coulomb interaction in the low energy regime. Based on Dyson-Schwinger gap equation method, we find that an excitonic gap is generated if the Coulomb strength is large enough, and the system becomes a novel excitonic Chern insulator with quantized anomalous Hall conductivity. Observable quantities of this system in free case, under weak and strong enough Coulomb interaction are all analyzed.
We investigate the interplay of Coulomb interactions and short-range-correlated disorder in three-dimensional systems where absent disorder the noninteracting band structure hosts a quadratic band crossing. Though the clean Coulomb problem is believed to host a non-Fermi liquid phase, disorder and Coulomb interactions have the same scaling dimension in a renormalization group (RG) sense, and thus should be treated on an equal footing. We therefore implement a controlled $\ensuremath{\varepsilon}$ expansion and apply it at leading order to derive RG flow equations valid when disorder and interactions are both weak. We find that the non-Fermi liquid fixed point is unstable to disorder, and demonstrate that the problem inevitably flows to strong coupling, outside the regime of applicability of the perturbative RG. An examination of the flow to strong coupling suggests that disorder is asymptotically more important than interactions, so that the low-energy behavior of the system can be described by a noninteracting sigma model in the appropriate symmetry class (which depends on whether exact particle-hole symmetry is imposed on the problem). We close with a discussion of general principles unveiled by our analysis that dictate the interplay of disorder and Coulomb interactions in gapless semiconductors, and of connections to many-body localized systems with long-range interactions.