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arXiv:2201.12062 · Journal of Physics A Mathematical and Theoretical

Koopman analysis of quantum systems*

Stefan Klus, Feliks Nüske, Sebastian Peitz

Published Jun 29, 2022• 18 citations
arXivHTMLPDF

Abstract

Abstract Koopman operator theory has been successfully applied to problems from various research areas such as fluid dynamics, molecular dynamics, climate science, engineering, and biology. Applications include detecting metastable or coherent sets, coarse-graining, system identification, and control. There is an intricate connection between dynamical systems driven by stochastic differential equations and quantum mechanics. In this paper, we compare the ground-state transformation and Nelson’s stochastic mechanics and demonstrate how data-driven methods developed for the approximation of the Koopman operator can be used to analyze quantum physics problems. Moreover, we exploit the relationship between Schrödinger operators and stochastic control problems to show that modern data-driven methods for stochastic control can be used to solve the stationary or imaginary-time Schrödinger equation. Our findings open up a new avenue toward solving Schrödinger’s equation using recently developed tools from data science.

DOI
10.1088/1751-8121/ac7d22

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Solving high-dimensional dynamical systems by encoding their state in the amplitudes of a quantum state is expected to be a core application of fault-tolerant quantum computers. However, the conditions under which this paradigm yields quantum advantage can be restrictive, motivating complementary approaches. Here, we introduce Quantum Koopman Algorithms, where quantum amplitudes encode approximately closed sets of observables for a linear or nonlinear dynamics. These amplitudes evolve under the Koopman operator, and we establish conditions for efficient quantum algorithms addressing both dynamical and spectral problems. With this approach, we show that classes of open-system dynamics involving exponentially large fermionic systems can be efficiently simulated on a quantum computer. For nonlinear dynamics, we introduce a novel nonlinear interaction picture that enables quantum simulation beyond existing weak-nonlinearity conditions, and extract late-time spectral data where quantum phase estimation is unavailable.

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Abstract Koopman operator theory has been successfully applied to problems from various research areas such as fluid dynamics, molecular dynamics, climate science, engineering, and biology. Applications include detecting metastable or coherent sets, coarse-graining, system identification, and control. There is an intricate connection between dynamical systems driven by stochastic differential equations and quantum mechanics. In this paper, we compare the ground-state transformation and Nelson’s stochastic mechanics and demonstrate how data-driven methods developed for the approximation of the Koopman operator can be used to analyze quantum physics problems. Moreover, we exploit the relationship between Schrödinger operators and stochastic control problems to show that modern data-driven methods for stochastic control can be used to solve the stationary or imaginary-time Schrödinger equation. Our findings open up a new avenue toward solving Schrödinger’s equation using recently developed tools from data science.
In recent years, the application of machine learning to physics has been actively explored. In this paper, we study a method for estimating the ground-state energy of quantum Hamiltonians by applying data-driven Koopman analysis within the framework of variational wave functions. Koopman theory is a framework for analyzing the nonlinear dynamics of vectors, in which the dynamics are linearized by lifting the vectors to functions defined over the original vector space. We focus on the fact that the imaginary-time Schrödinger equation, when restricted to a variational wave function, is described by a nonlinear time evolution of the variational parameter vector. We collect sample points of this nonlinear dynamics at parameter configurations where the discrepancy between the true imaginary-time dynamics and the dynamics on the variational manifold is small, and perform data-driven continuous Koopman analysis. Within our formulation, the ground-state energy is reduced to the leading eigenvalue of a differential operator known as the Koopman generator. As a concrete example, we generate samples for the four-site transverse-field Ising model and estimate the ground-state energy using extended dynamic mode decomposition (EDMD). Furthermore, as an extension of this framework, we formulate the method for the case where the variational wave function is given by a uniform matrix product state on an infinite chain. By employing computational techniques developed within the framework of the time-dependent variational principle, all the quantities required for our analysis, including error estimation, can be computed efficiently in such systems. Since our approach provides predictions for the ground-state energy even when the true ground state lies outside the variational manifold, it is expected to complement conventional variational methods.
Non‐relativistic quantum systems are analyzed theoretically or by numerical approaches using the Schrödinger equation. Compared to the options available to treat classical mechanical systems this is limited, both in methods and in scope. However, based on Nelson's stochastic mechanics, the mathematical structure of quantum mechanics has in some aspects been developed into a form analogous to classical analytical mechanics. We show here that finding the Nash equilibrium for a stochastic optimal control problem, which is the quantum equivalent to Hamilton's principle of least action, allows to derive two things: i) the Schrödinger equation as the Hamilton‐Jacobi‐Bellman equation of this optimal control problem and ii) a set of quantum dynamical equations which are the generalization of Hamilton's equations of motion to the quantum world. We derive their general form for the non‐stationary and the stationary case. For the harmonic oscillator, the stationary equations lead to the coherent states, and we establish a numerical procedure to solve for the ground state properties without using the Schrödinger equation. image
The study of mathematical connections between operator-theoretic formulations of classical dynamics and quantum mechanics began at least as early as the 1930s in work of Koopman and von Neumann and was developed in later decades by many authors, often independently, into a framework now broadly known as Koopman-von Neumann representation of classical dynamics. This article surveys aspects of this framework for measure-preserving ergodic dynamical systems and connects it with recent approximation techniques for Koopman and transfer operators that are amenable to data-driven numerical implementation. In broad terms, these methods are based on representations of (i) classical observables as elements of an algebra of operators acting on a Hilbert space; and (ii) classical probability measures as elements of the state space of that algebra, with lifted versions of the Koopman and transfer operators inducing dynamical evolution of observables and states, respectively. A common theme underlying the techniques surveyed here is the use of reproducing kernel Hilbert spaces with coalgebra structure (so-called "reproducing kernel Hilbert algebras'') that aids the quantum representation of classical objects, as well as the use of Fock spaces to build approximation schemes with high expressivity and structure preservation properties (notably, preservation of positivity and multiplicativity of composition operators). Applications to quantum algorithms for approximating the Koopman evolution of observables in systems with pure point spectra are also discussed.
On the basis of Nelson’s stochastic mechanics derivation of the Schrödinger equation, a formal mathematical structure of non-relativistic quantum mechanics equivalent to the one in classical analytical mechanics has been established in the literature. We recently were able to augment this structure by deriving quantum Hamilton equations of motion by finding the Nash equilibrium of a stochastic optimal control problem, which is the generalization of Hamilton’s principle of classical mechanics to quantum systems. We showed that these equations allow a description and numerical determination of the ground state of quantum problems without using the Schrödinger equation. We extend this approach here to deliver the complete discrete energy spectrum and related eigenfunctions for bound states of one-dimensional stationary quantum systems. We exemplify this analytically for the one-dimensional harmonic oscillator and numerically by analyzing a quartic double-well potential, a model of broad importance in many areas of physics. We furthermore point out a relation between the tunnel splitting of such models and mean first passage time concepts applied to Nelson’s diffusion paths in the ground state.
Solving linear and nonlinear differential equations with large degrees of freedom is an important task for scientific and industrial applications. In order to solve such differential equations on a quantum computer, it is necessary to embed classical variables into a quantum state. While the Carleman and Koopman-von Neumann embeddings have been investigated so far, the class of problems that can be mapped to the Schrödinger equation is not well understood even for linear differential equations. In this work, we investigate the conditions for linear differential equations to be mapped to the Schrödinger equation and solved on a quantum computer. Interestingly, we find that these conditions are identical for both Carleman and Koopman-von Neumann embeddings. We also compute the computational complexity associated with estimating the expected values of an observable. This is done by assuming a state preparation oracle, block encoding of the mapped Hamiltonian via either Carleman or Koopman-von Neumann embedding, and block encoding of the observable using O(log⁡M)O(\log M)O(logM) qubits with MMM is the mapped system size. Furthermore, we consider a general classical quadratic Hamiltonian dynamics and find a sufficient condition to map it into the Schrödinger equation. As a special case, this includes the coupled harmonic oscillator model [Babbush et al., \cite{babbush_exponential_2023}]. We also find a concrete example that cannot be described as the coupled harmonic oscillator but can be mapped to the Schrödinger equation in our framework. These results are important in the construction of quantum algorithms for solving differential equations of large-degree-of-freedom.
Solving high-dimensional dynamical systems by encoding their state in the amplitudes of a quantum state is expected to be a core application of fault-tolerant quantum computers. However, the conditions under which this paradigm yields quantum advantage can be restrictive, motivating complementary approaches. Here, we introduce Quantum Koopman Algorithms, where quantum amplitudes encode approximately closed sets of observables for a linear or nonlinear dynamics. These amplitudes evolve under the Koopman operator, and we establish conditions for efficient quantum algorithms addressing both dynamical and spectral problems. With this approach, we show that classes of open-system dynamics involving exponentially large fermionic systems can be efficiently simulated on a quantum computer. For nonlinear dynamics, we introduce a novel nonlinear interaction picture that enables quantum simulation beyond existing weak-nonlinearity conditions, and extract late-time spectral data where quantum phase estimation is unavailable.