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arXiv:2112.14691 · Physical Review Letters

Is the Orbital-Selective Mott Phase Stable against Interorbital Hopping?

Fabian B. Kugler, Gabriel Kotliar

Published Aug 23, 2022• 36 citations
arXivHTMLPDF

Abstract

The localization-delocalization transition is at the heart of strong correlation physics. Recently, there is great interest in multiorbital systems where this transition can be restricted to certain orbitals, leading to an orbital-selective Mott phase (OSMP). Theoretically, the OSMP is widely studied for kinetically decoupled orbitals, but the effect of interorbital hopping remains unclear. Here, we show how nonlocal interorbital hopping leads to local hybridization in single-site dynamical mean-field theory (DMFT). Under fairly general circumstances, this implies that, at zero temperature, the OSMP, involving the Mott-insulating state of one orbital, is unstable against interorbital hopping to a different, metallic orbital. We further show that the coherence scale below which all electrons are itinerant is very small and gets exponentially suppressed even if the interorbital hopping is not overly small. Within this framework, the OSMP with interorbital hopping may thus reach down to extremely low temperatures T, but not to T=0. Accordingly, it is part of a coherence-incoherence crossover and not a quantum critical point. We present analytical arguments supported by numerical results using the numerical renormalization group as a DMFT impurity solver. We also compare our findings with previous slave-spin studies.

DOI
10.1103/physrevlett.129.096403

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The localization-delocalization transition is at the heart of strong correlation physics. Recently, there is great interest in multiorbital systems where this transition can be restricted to certain orbitals, leading to an orbital-selective Mott phase (OSMP). Theoretically, the OSMP is widely studied for kinetically decoupled orbitals, but the effect of interorbital hopping remains unclear. Here, we show how nonlocal interorbital hopping leads to local hybridization in single-site dynamical mean-field theory (DMFT). Under fairly general circumstances, this implies that, at zero temperature, the OSMP, involving the Mott-insulating state of one orbital, is unstable against interorbital hopping to a different, metallic orbital. We further show that the coherence scale below which all electrons are itinerant is very small and gets exponentially suppressed even if the interorbital hopping is not overly small. Within this framework, the OSMP with interorbital hopping may thus reach down to extremely low temperatures T, but not to T=0. Accordingly, it is part of a coherence-incoherence crossover and not a quantum critical point. We present analytical arguments supported by numerical results using the numerical renormalization group as a DMFT impurity solver. We also compare our findings with previous slave-spin studies.
The effect of interorbital hopping on the orbital selective Mottness in a two-band correlation system is investigated by using the dynamical mean-field theory with the Lanczos method as impurity solver. We construct the phase diagram of the two-orbital Hubbard model with interorbital hopping (t12)t_{12})t12​), where the orbital selective Mott phases (OSMP) show different evolution trends. We find that the negative interorbital hopping (t12<0t_{12}<0t12​<0) can enhance the OSMP regime upon tuning the effective bandwidth ratio. On the contrary, for the cases with positive interorbital hopping (t12>0t_{12}>0t12​>0), the OSMP region becomes narrow with the increase of orbital hybridization until it disappears. It is also shown that a new OSMP emerges for a large enough positive interorbital hopping, owing to the role exchange of wide and narrow effective orbitals caused by the large t12t_{12}t12​. Our results are also applicable to the hole-overdoped Ba2_22​CuO4−δ_{4-δ}4−δ​ superconductor, which is an orbital-selective Mott compound at half-filling.
The effect of interorbital hopping on orbital selective Mottness in a two-band correlation system is investigated by using the dynamical mean-field theory with the Lanczos method as impurity solver. The phase diagrams of the two-orbital Hubbard model with non-local interorbital hopping (t12) , where the orbital selective Mott phases (OSMP) region is expanded by the increasing of the interorbital hopping. We compare the results obtained by self-consistent relations of Bethe lattice and squate lattice based on DMFT procedure, and the general OSMP physics of Bethe lattice is consistent with that of the square lattice while the critical points of two kinds of lattices are different. We extend the method to the study of half-filled Ba2CuO4–δ materials. By comparing with the band structure obtained from the density functional theory (DFT), it is found that the isotropic inter-orbital hopping has a great influence on the bandstructure. The DFT bandstructure in DMFT is considered, and the phase diagram of the material is obtained. The half-filled Ba2CuO4–δ should be orbital-selective Mott compound according to our results.
We examine whether the Mott transition of a half-filled, two-orbital Hubbard model with unequal bandwidths occurs simultaneously for both bands or whether it is a two-stage process in which the orbital with narrower bandwith localizes first (giving rise to an intermediate ``orbital-selective'' Mott phase). This question is addressed using both dynamical mean-field theory and a representation of fermion operators in terms of slave quantum spins, followed by a mean-field approximation (similar in spirit to a Gutzwiller approximation). In the latter approach, the Mott transition is found to be orbital selective for all values of the Coulomb exchange (Hund) coupling JJJ when the bandwidth ratio is small and only beyond a critical value of JJJ when the bandwidth ratio is larger. Dynamical mean-field theory partially confirms these findings, but the intermediate phase at J=0J=0J=0 is found to differ from a conventional Mott insulator, with spectral weight extending down to arbitrary low energy. Finally, the orbital-selective Mott phase is found, at zero temperature, to be unstable with respect to an interorbital hybridization VVV and replaced at small VVV by a state with a large effective mass (and a low quasiparticle coherence scale) for the narrower band.
The Mott transition in a multiorbital Hubbard model involving subbands of different widths is studied within the dynamical mean-field theory. Using the iterated perturbation theory for the quantum impurity problem it is shown that at low temperatures interorbital Coulomb interactions give rise to a single first-order transition rather than a sequence of orbital selective transitions. Impurity calculations based on the Quantum Monte Carlo method confirm this qualitative behavior. Nevertheless, at finite temperatures, the degree of metallic or insulating behavior of the subbands differs greatly. Thus, on the metallic side of the transition, the narrow band can exhibit quasi-insulating features, whereas on the insulating side the wide band exhibits pronounced bad-metal behavior. This complexity might partly explain contradictory results between several previous works.
A generalized multiorbital Hubbard model, which includes on-site interorbital electron hoppings, is introduced and studied on an arbitrary basis. In a general system the on-site interorbital single-electron hopping may exist realistically between two orbitals, e.g., the excitation of electrons or flow of electrons between two hybridized states, and is hence one of the most basic interactions like the intersite hopping and the on-site Coulomb interactions. It is shown in this work how the higher order interactions can be well incorporated (or generated) in the equations of motion from the basic interactions in the Hamiltonian, which has made it possible and also given a self-consistent way to investigate these higher order correlation effects. The two-orbital Hubbard model is studied numerically in the paramagnetic case to demonstrate the influence of the single-electron hopping effect, leading to a change of the shape of the bands and a shrinking of the difference between the two bands. Inclusion of the on-site interorbital hopping suppresses the so-called orbital-selective Mott transition.
We study nonlocal correlations in a three-orbital Hubbard model defined on an extended one-dimensional chain using determinant quantum Monte Carlo and density matrix renormalization group methods. We focus on a parameter regime with robust Hund's coupling, which produces an orbital selective Mott phase (OSMP) at intermediate values of the Hubbard UUU, as well as an orbitally ordered ferromagnetic insulating state at stronger coupling. An examination of the orbital- and spin-correlation functions indicates that the orbital ordering occurs before the onset of magnetic correlations in this parameter regime as a function of temperature. In the OSMP, we find that the self-energy for the itinerant electrons is momentum dependent, indicating a degree of nonlocal correlations while the localized electrons have largely momentum independent self-energies. These nonlocal correlations also produce relative shifts of the holelike and electronlike bands within our model. The overall momentum dependence of these quantities is strongly suppressed in the orbitally ordered insulating phase.