Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:2111.05083 · Physical review. E

Assigning temperatures to eigenstates

Phillip C. Burke, Goran Nakerst, Masudul Haque

Published Feb 1, 2023• 11 citations
arXivHTMLPDF

Abstract

In the study of thermalization in finite isolated quantum systems, an inescapable issue is the definition of temperature. We examine and compare different possible ways of assigning temperatures to energies or equivalently to eigenstates in such systems. A commonly used assignment of temperature in the context of thermalization is based on the canonical energy-temperature relationship, which depends only on energy eigenvalues and not on the structure of eigenstates. For eigenstates, we consider defining temperature by minimizing the distance between (full or reduced) eigenstate density matrices and canonical density matrices. We show that for full eigenstates, the minimizing temperature depends on the distance measure chosen and matches the canonical temperature for the trace distance; however, the two matrices are not close. With reduced density matrices, the minimizing temperature has fluctuations that scale with subsystem and system size but appears to be independent of distance measure. In particular limits, the two matrices become equivalent while the temperature tends to the canonical temperature.

DOI
10.1103/physreve.107.024102

Related papers

Taking the temperature of quantum many-body scars

Phillip C. Burke, Shane Dooley

A quantum many-body scar is an eigenstate of a chaotic many-body Hamiltonian that exhibits two seemingly incongruous properties: Its energy eigenvalue corresponds to a high temperature, yet its entanglement structure resembles that of low-temperature eigenstates, such as ground states. Traditionally, a temperature is assigned to an energy through the textbook canonical temperature-energy relationship. However, in this work, we use the —a recently developed quantity that assigns a temperature to an energy , based on the structure of its reduced density matrix. For a thermal state, the eigenstate subsystem temperature is approximately equal to its canonical temperature. Given that quantum many-body scars have a ground-state-like entanglement structure, it is not immediately clear that their eigenstate subsystem temperature would be close to their canonical temperature. Surprisingly, we find that this is the case: The quantum many-body scars retain local information about their position in the spectrum encoded within their state structure.

arXiv:2503.21884•Physical Review Research•Sep 8, 2025•3 citations

Entropy and temperature in finite isolated quantum systems

Phillip C. Burke, Masudul Haque

We investigate how the temperature calculated from the microcanonical entropy compares with the canonical temperature for finite isolated quantum systems. We concentrate on systems with sizes that make them accessible to numerical exact diagonalization. We thus characterize the deviations from ensemble equivalence at finite sizes. We describe multiple ways to compute the microcanonical entropy and present numerical results for the entropy and temperature computed in these various ways. We show that using an energy window whose width has a particular energy dependence results in a temperature with minimal deviations from the canonical temperature.

arXiv:2210.02380•Physical review. E•Mar 16, 2023•11 citations

Local versus global thermal states: Correlations and the existence of local temperatures

Michael J. Hartmann, Günter Mahler A, Ortwin G. Hess

We consider a quantum system consisting of a regular chain of elementary subsystems with nearest neighbor interactions and assume that the total system is in a canonical state with temperature T . We analyze under what condition the state factors into a product of canonical density matrices with respect to groups of n subsystems each, and when these groups have the same temperature T. While in classical mechanics the validity of this procedure only depends on the size of the groups n, in quantum mechanics the minimum group size n(min) also depends on the temperature T! As examples, we apply our analysis to a harmonic chain and different types of Ising spin chains. We discuss various features that show up due to the characteristics of the models considered. For the harmonic chain, which successfully describes thermal properties of insulating solids, our approach gives a quantitative estimate of the minimal length scale on which temperature can exist: This length scale is found to be constant for temperatures above the Debye temperature and proportional to T-3 below.

arXiv:quant-ph/0404164•Physical Review E•Dec 30, 2004•38 citations

Fundamentals of Nano-Thermodynamics

Michael J. Hartmann, G. Mahler, Ortwin G. Hess

Recent progress in the synthesis and processing of nano-structured materials and systems calls for an improved understanding of thermal properties on small length scales. In this context, the question whether thermodynamics and, in particular, the concept of temperature can apply on the nanoscale is of central interest. Here we consider a quantum system consisting of a regular chain of elementary subsystems with nearest neighbour interactions and assume that the total system is in a canonical state with temperature $T$. We analyse, under what condition the state factors into a product of canonical density matrices with respect to groups of $n$ subsystems each, and when these groups have the same temperature $T$. In quantum systems the minimal group size $n_{\textrm{min}}$ depends on the temperature $T$, contrary to the classical case. As examples, we apply our analysis to a harmonic chain and different types of Ising spin chains. For the harmonic chain, which successfully describes thermal properties of insulating solids, our approach gives a first quantitative estimate of the minimal length scale on which temperature can exist: This length scale is found to be constant for temperatures above the Debye temperature and proportional to $T^{-3}$ below. We finally apply the harmonic chain model to various materials of relevance for technical applications and discuss the results. These show that, indeed, high temperatures can exist quite locally, while low temperatures exist on larger scales only. This has striking consequences: In quasi 1-dimensional systems, like Carbon-Nanotubes, room temperatures (300 Kelvin) exist on length scales of 1 $μ$m, while very low temperatures (10 Kelvin) can only exist on scales larger than 1 mm.

arXiv:cond-mat/0408133•Aug 6, 2004•5 citations

Theory of Eigenstate Thermalisation

Tobias Helbig, Tobias Hofmann, Ronny Thomale +1 more

If we prepare an isolated, interacting quantum system in an eigenstate and perturb a local observable at an initial time, its expectation value will relax towards a thermal expectation value, even though the time evolution of the system is deterministic. The eigenstate thermalization hypothesis (ETH) of Deutsch and Srednicki suggests that this is possible because each eigenstate of the full quantum system acts as a thermal bath to its subsystems, such that the reduced density matrices of the subsystems resemble thermal density matrices. Here, we use the observation that the eigenvalue distribution of interacting quantum systems is a Gaussian under very general circumstances, and Dyson Brownian motion random matrix theory, to derive the ETH and thereby elevate it from hypothesis to theory. Our analysis provides a derivation of statistical mechanics which neither requires the concepts of ergodicity or typicality, nor that of entropy. Thermodynamic equilibrium follows solely from the applicability of quantum mechanics to large systems and the absence of integrability.

arXiv:2406.01448•Jun 3, 2024•0 citations

Eigenstate thermalization and ensemble equivalence in few-body fermionic systems

Philippe Jacquod

We investigate eigenstate thermalization from the point of view of vanishing particle and heat currents between a few-body fermionic Hamiltonian prepared in one of its eigenstates and an external, weakly coupled Fermi-Dirac gas. The latter acts as a thermometric probe, with its temperature and chemical potential set so that there is neither particle nor heat current between the two subsystems. We argue that the probe temperature can be attributed to the few-fermion eigenstate in the sense that (i) it varies smoothly with energy from eigenstate to eigenstate, (ii) it is equal to the temperature obtained from a thermodynamic relation in a wide energy range, (iii) it is independent of details of the coupling between the two systems in a finite parameter range, (iv) it satisfies the transitivity condition underlying the zeroth law of thermodynamics, and (v) it is consistent with Carnot's theorem. For the spinless fermion model considered here, these conditions are essentially independent of the interaction strength. When the latter is weak, however, orbital occupancies in the few-fermion system differ from the Fermi-Dirac distribution so that partial currents from or to the probe will eventually change its state. We find that (vi) above a certain critical interaction strength, orbital occupancies become close to the Fermi-Dirac distribution, leading to a true equilibrium between the few-fermion system and the probe. In that case, the coupling between the Fermi-Dirac gas and few-fermion system does not modify the state of the latter, which justifies our approach a posteriori. From these results, we conjecture that for few-body systems with sufficiently strong interaction, the eigenstate thermalization hypothesis is complemented by ensemble equivalence: individual many-body eigenstates define a microcanonical ensemble that is equivalent to a canonical ensemble with grand canonical orbital occupancies.

arXiv:1909.07030•Physical review. E•Jun 25, 2020•0 citations
In the study of thermalization in finite isolated quantum systems, an inescapable issue is the definition of temperature. We examine and compare different possible ways of assigning temperatures to energies or equivalently to eigenstates in such systems. A commonly used assignment of temperature in the context of thermalization is based on the canonical energy-temperature relationship, which depends only on energy eigenvalues and not on the structure of eigenstates. For eigenstates, we consider defining temperature by minimizing the distance between (full or reduced) eigenstate density matrices and canonical density matrices. We show that for full eigenstates, the minimizing temperature depends on the distance measure chosen and matches the canonical temperature for the trace distance; however, the two matrices are not close. With reduced density matrices, the minimizing temperature has fluctuations that scale with subsystem and system size but appears to be independent of distance measure. In particular limits, the two matrices become equivalent while the temperature tends to the canonical temperature.
A quantum many-body scar is an eigenstate of a chaotic many-body Hamiltonian that exhibits two seemingly incongruous properties: Its energy eigenvalue corresponds to a high temperature, yet its entanglement structure resembles that of low-temperature eigenstates, such as ground states. Traditionally, a temperature is assigned to an energy through the textbook canonical temperature-energy relationship. However, in this work, we use the —a recently developed quantity that assigns a temperature to an energy , based on the structure of its reduced density matrix. For a thermal state, the eigenstate subsystem temperature is approximately equal to its canonical temperature. Given that quantum many-body scars have a ground-state-like entanglement structure, it is not immediately clear that their eigenstate subsystem temperature would be close to their canonical temperature. Surprisingly, we find that this is the case: The quantum many-body scars retain local information about their position in the spectrum encoded within their state structure.
We investigate how the temperature calculated from the microcanonical entropy compares with the canonical temperature for finite isolated quantum systems. We concentrate on systems with sizes that make them accessible to numerical exact diagonalization. We thus characterize the deviations from ensemble equivalence at finite sizes. We describe multiple ways to compute the microcanonical entropy and present numerical results for the entropy and temperature computed in these various ways. We show that using an energy window whose width has a particular energy dependence results in a temperature with minimal deviations from the canonical temperature.
We consider a quantum system consisting of a regular chain of elementary subsystems with nearest neighbor interactions and assume that the total system is in a canonical state with temperature T . We analyze under what condition the state factors into a product of canonical density matrices with respect to groups of n subsystems each, and when these groups have the same temperature T. While in classical mechanics the validity of this procedure only depends on the size of the groups n, in quantum mechanics the minimum group size n(min) also depends on the temperature T! As examples, we apply our analysis to a harmonic chain and different types of Ising spin chains. We discuss various features that show up due to the characteristics of the models considered. For the harmonic chain, which successfully describes thermal properties of insulating solids, our approach gives a quantitative estimate of the minimal length scale on which temperature can exist: This length scale is found to be constant for temperatures above the Debye temperature and proportional to T-3 below.
Recent progress in the synthesis and processing of nano-structured materials and systems calls for an improved understanding of thermal properties on small length scales. In this context, the question whether thermodynamics and, in particular, the concept of temperature can apply on the nanoscale is of central interest. Here we consider a quantum system consisting of a regular chain of elementary subsystems with nearest neighbour interactions and assume that the total system is in a canonical state with temperature TTT. We analyse, under what condition the state factors into a product of canonical density matrices with respect to groups of nnn subsystems each, and when these groups have the same temperature TTT. In quantum systems the minimal group size nminn_{\textrm{min}}nmin​ depends on the temperature TTT, contrary to the classical case. As examples, we apply our analysis to a harmonic chain and different types of Ising spin chains. For the harmonic chain, which successfully describes thermal properties of insulating solids, our approach gives a first quantitative estimate of the minimal length scale on which temperature can exist: This length scale is found to be constant for temperatures above the Debye temperature and proportional to T−3T^{-3}T−3 below. We finally apply the harmonic chain model to various materials of relevance for technical applications and discuss the results. These show that, indeed, high temperatures can exist quite locally, while low temperatures exist on larger scales only. This has striking consequences: In quasi 1-dimensional systems, like Carbon-Nanotubes, room temperatures (300 Kelvin) exist on length scales of 1 μμμm, while very low temperatures (10 Kelvin) can only exist on scales larger than 1 mm.
If we prepare an isolated, interacting quantum system in an eigenstate and perturb a local observable at an initial time, its expectation value will relax towards a thermal expectation value, even though the time evolution of the system is deterministic. The eigenstate thermalization hypothesis (ETH) of Deutsch and Srednicki suggests that this is possible because each eigenstate of the full quantum system acts as a thermal bath to its subsystems, such that the reduced density matrices of the subsystems resemble thermal density matrices. Here, we use the observation that the eigenvalue distribution of interacting quantum systems is a Gaussian under very general circumstances, and Dyson Brownian motion random matrix theory, to derive the ETH and thereby elevate it from hypothesis to theory. Our analysis provides a derivation of statistical mechanics which neither requires the concepts of ergodicity or typicality, nor that of entropy. Thermodynamic equilibrium follows solely from the applicability of quantum mechanics to large systems and the absence of integrability.
We investigate eigenstate thermalization from the point of view of vanishing particle and heat currents between a few-body fermionic Hamiltonian prepared in one of its eigenstates and an external, weakly coupled Fermi-Dirac gas. The latter acts as a thermometric probe, with its temperature and chemical potential set so that there is neither particle nor heat current between the two subsystems. We argue that the probe temperature can be attributed to the few-fermion eigenstate in the sense that (i) it varies smoothly with energy from eigenstate to eigenstate, (ii) it is equal to the temperature obtained from a thermodynamic relation in a wide energy range, (iii) it is independent of details of the coupling between the two systems in a finite parameter range, (iv) it satisfies the transitivity condition underlying the zeroth law of thermodynamics, and (v) it is consistent with Carnot's theorem. For the spinless fermion model considered here, these conditions are essentially independent of the interaction strength. When the latter is weak, however, orbital occupancies in the few-fermion system differ from the Fermi-Dirac distribution so that partial currents from or to the probe will eventually change its state. We find that (vi) above a certain critical interaction strength, orbital occupancies become close to the Fermi-Dirac distribution, leading to a true equilibrium between the few-fermion system and the probe. In that case, the coupling between the Fermi-Dirac gas and few-fermion system does not modify the state of the latter, which justifies our approach a posteriori. From these results, we conjecture that for few-body systems with sufficiently strong interaction, the eigenstate thermalization hypothesis is complemented by ensemble equivalence: individual many-body eigenstates define a microcanonical ensemble that is equivalent to a canonical ensemble with grand canonical orbital occupancies.