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arXiv:2108.04264 · Physical review. B./Physical review. B

Nonequilibrium scalar field dynamics starting from Fock states: Absence of thermalization in one-dimensional phonons coupled to fermions

Md Mursalin Islam, Rajdeep Sensarma

Published Jul 15, 2022• 8 citations
arXivHTMLPDF

Abstract

We propose a method to study nonequilibrium dynamics of scalar fields starting from non-Gaussian initial conditions using Keldysh field theory. We use it to study dynamics of phonons coupled to noninteracting bosonic and fermionic baths starting from initial Fock states. We find that in one dimension long-wavelength phonons coupled to fermionic baths do not thermalize at low and high bath-temperatures. At low temperature, constraints from energy-momentum conservation lead to a narrow bandwidth of particle-hole excitations and the phonons effectively do not see this bath. On the other hand, the strong band-edge divergence of the particle-hole density of states leads to an undamped polaritonlike mode of the dressed phonons above the band edge of the particle-hole excitations. These undamped modes contribute to the lack of thermalization of long wavelength phonons at high temperatures. In higher dimensions, these constraints and the divergence of density of states are weakened and lead to thermalization at all wavelengths.

DOI
10.1103/physrevb.106.024306

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We propose a method to study nonequilibrium dynamics of scalar fields starting from non-Gaussian initial conditions using Keldysh field theory. We use it to study dynamics of phonons coupled to noninteracting bosonic and fermionic baths starting from initial Fock states. We find that in one dimension long-wavelength phonons coupled to fermionic baths do not thermalize at low and high bath-temperatures. At low temperature, constraints from energy-momentum conservation lead to a narrow bandwidth of particle-hole excitations and the phonons effectively do not see this bath. On the other hand, the strong band-edge divergence of the particle-hole density of states leads to an undamped polaritonlike mode of the dressed phonons above the band edge of the particle-hole excitations. These undamped modes contribute to the lack of thermalization of long wavelength phonons at high temperatures. In higher dimensions, these constraints and the divergence of density of states are weakened and lead to thermalization at all wavelengths.
We propose a new method to study non-equilibrium dynamics of scalar fields starting from non-Gaussian initial conditions using Keldysh field theory. We use it to study dynamics of phonons coupled to bosonic and fermionic baths, starting from initial Fock states. We find that in one dimension long wavelength phonons coupled to fermionic baths do not thermalize both at low and high bath temperatures. At low temperature, constraints from energy-momentum conservation lead to a narrow bandwidth of particle-hole excitations and the phonons effectively do not feel the effects of this bath. On the other hand, the strong band edge divergence of particle-hole density of states leads to an undamped polariton-like mode of the dressed phonons above the band edge of the particle-hole excitations. These undamped modes contribute to the lack of thermalization of long wavelength phonons at high temperatures. In higher dimensions, these constraints and the divergence of density of states are weakened and leads to thermalization at all wavelengths.
We study thermalization dynamics in a fermion-phonon variant of the Sachdev-Ye-Kitaev model coupled to an external cold thermal bath of harmonic oscillators. We find that quantum critical fermions thermalize more efficiently than phonons, in sharp contrast to the behavior in the Fermi liquid regime. In addition, after a short prethermal stage, the system acquires a quasithermal distribution given by a time-dependent effective temperature, reminiscent of ``hydrodynamic'' relaxation. All physical observables relax at the same rate which scales with the final temperature through an exponent that depends universally on the low-energy spectrum of the system and the bath. Such relaxation rate is derived using a hydrodynamic approximation in full agreement with the numerical solution of a set quantum kinetic equations derived from the Keldysh formalism for nonequilibrium Green's functions. Our results hint toward further research on the applicability of the hydrodynamic picture in the description of the late time dynamics of open quantum systems despite the absence of conserved quantities in regimes dominated by conserving collisions.
Schwinger Keldysh field theory is a widely used paradigm to study nonequilibrium dynamics of quantum many-body systems starting from a thermal state. We extend this formalism to describe nonequilibrium dynamics of quantum systems starting from arbitrary initial many-body density matrices. We show how this can be done for both bosons and fermions, and for both closed and open quantum systems, using additional sources coupled to bilinears of the fields at the initial time, calculating Green's functions in a theory with these sources, and then taking appropriate set of derivatives of these Green's functions with respect to initial sources to obtain physical observables. The set of derivatives depends on the initial density matrix. The physical correlators in a dynamics with arbitrary initial conditions do not satisfy Wick's theorem, even for noninteracting systems. However, our formalism constructs intermediate ``$n\ensuremath{-}\mathrm{particle}$ Green's functions'' that obey Wick's theorem and provide a prescription to obtain physical correlation functions from them. This allows us to obtain analytic answers for all physical many-body correlation functions of a noninteracting system even when it is initialized to an arbitrary density matrix. We use these exact expressions to obtain an estimate of the violation of Wick's theorem and relate it to presence of connected multiparticle initial correlations in the system. We illustrate this new formalism by calculating density and current profiles in many-body fermionic and bosonic open quantum systems initialized to nontrivial density matrices. We have also shown how this formalism can be extended to interacting many-body systems.
In this work we examine the dynamics of one-dimensional systems. We present a continuum approach to the construction of the non-equilibrium Keldysh functional integral and derive a relation between the classical and quantum fields of the Keldysh formalism and the occupation of a state. Using the Keldysh formalism, we give a self-contained presentation of bosonization and refermionisation of fermionic and bosonic interacting particles. We derive the first two non-linear corrections to linear bosonization due to the fermionic spectrum curvature using the functional integral formalism. Using the previous results, we study the thermal dynamics of one-dimensional systems. We consider both the phonons, coming from bosonization, and fermionic quasiparticles, coming from refermionisation, in a single theory. Having them in a single theory is justified by a scale separation between them. Studying the dynamical structure factor we find three regimes. From higher to lower energies we have a ballistic and a collisional regimes of fermionic quasiparticles and a hydrodynamical regime of non-linear phonons. The phase field of the non-linear bosons satisfies the Kardar-Parisi-Zhang equation, thereby linking the dynamics of one-dimensional quantum systems to the universality class of surface growth. The time-scale separating the phononic and fermionic quasiparticle regimes is very long for up-to-date experiments, meaning that the ballistic regime of fermionic quasiparticles is the only one likely to be observed. Since this approach has a limited range of validity for weakly interacting bosons, we derive their dynamical structure factor using a semiclassical approach.
A variety of recent studies have shed light on the far from equilibrium behavior of quantum systems. Research suggests that this away from equilibrium approach may lead to the realization of unfamiliar dynamical quantum states. For instance, we see ballistic transport at finite temperature, an absence of thermalization, and development of long-range entanglement from initially uncorrelated states. It has been shown that in some cases a time-evolving quantum state is equivalent to the ground state of an "emergent" Hamiltonian where the time enters as a param- eter. This mapping gives us insight into the nature of correlations between particles. For high temperatures, we expect no long-range correlations to develop. However, the emergent model demonstrates that the time-evolved state can be realized as a low energy eigenstate, which naturally possesses long-range correlations. Here, we study the dynamical behavior of both noninteracting and interacting particles in a one-dimensional lattice under various conditions. As the system un- dergoes time evolution, we look at the distribution of particles as well as correlations between particles in the system. We then compare the actual time-evolving state of the system to the ground state of the emergent Hamiltonian to study how long this description is valid. We generally expect that the description is valid in a given region as long as the boundary effects do not propagate into the region. We first verify and reproduce results in the literature (see Vidmar et al. [1]). We proceed to study the effect of interaction strength in a particular interacting model that shows both ballistic and diffusive transport. We then apply this formalism to calculate infinite temperature dynamics of a noninteracting system. Interestingly, this system also develops long-range correlations over time in spite of starting out from an infinite temperature state.
The creation of matter in the early universe or in relativistic heavy-ion collisions is inevitable connected to nonequilibrium physics. One of the key challenges is the explanation of the corresponding thermalization process following nonequilibrium instabilities. The role of fermionic quantum fields in such scenarios is discussed in the literature by using approximations of field theories which neglect important quantum corrections. This thesis goes beyond such approximations. A quantum field theory where scalar bosons interact with Dirac fermions via a Yukawa coupling is analyzed in the 2PI effective action formalism. The chosen approximation allows for a correct description of the dynamics including nonequilibrium instabilities. In particular, fermion-boson loop corrections allow to study the interaction of fermions with large boson fluctuations. The applied initial conditions generate nonequilibrium instabilities like parametric resonance or spinodal instabilities. The equations of motion for correlation functions are solved numerically and major characteristics of the fermion dynamics are described by analytical solutions. New mechanisms for the production of fermions are found. Simulations in the case of spinodal instability show that unstable boson fluctuations induce exponentially growing fermion modes with approximately the same growth rate. If the unstable regime lasts long enough a thermalization of the infrared part of the fermion occupation number occurs on time scales much shorter than the time scale on which bosonic quantum fields thermalize. Fermions acquire an excess of occupation in the ultraviolet regime compared to a Fermi-Dirac statistic characterized by a power-law with exponent two. The fermion production mechanism via parametric resonance is found to be most efficient after the instability ends. Quantum corrections then provide a very efficient particle creation mechanism which is interpreted as an amplification of decay processes. The ratio of the Yukawa coupling squared to the boson self-coupling is in both mechanism of great importance. The boson dynamics is qualitatively the same for both kinds of instabilities. An initially unstable evolution shows well-known characteristics with an ensuing quasi-stationary regime. The latter exhibits infrared and/or ultraviolet power-law behaviors in the occupation number which prevent a fast thermalization. Furthermore, for not too large Yukawa couplings the impact of fermions on the dynamics of highly occupied bosons is weak. An acceleration of the evolution of the whole system towards thermal equilibrium is not observed.