Gapless Luttinger liquid is conventionally viewed as topologically trivial, unless it hosts degenerate ground states and or entanglement spectrum, which necessitates partial bulk degree of freedom to be gapped out. Here we predict an emergent gapless topological Luttinger liquid which is beyond the conventional scenarios and is characterized by the nontrivial many-body bulk spin texture, and propose feasible scheme for experimental observation. We consider a one-dimensional spin-orbit coupled Fermi-Hubbard model with fractional filling, whose low-energy physics is effectively described by a spinless Luttinger liquid and is trivial in the conventional characterization. We show that, as being tuned by the filling factor and interaction strength, the many-body ground state may exhibit nontrivial winding in its bulk spin texture in the projected momentum space, manifesting an emergent topological phase. A topological transition occurs when the projected spin-state at a high symmetry momentum becomes fully mixed one, resulting from competing processes of particle scattering to the lower and higher subbands, for which the spin texture at such momentum point is ill-defined, but the Luttinger liquid keeps gapless through the transition. Surprisingly, at relatively small filling the Luttinger liquid remains topologically nontrivial even at infinitely strong interaction. The results can be generalized to finite temperature which facilitates the real experimental detection. This work shows a novel gapless topological Luttinger liquid whose characterization is beyond the low-energy effective theory, and can be verified based on current experiments.
Gapless Luttinger liquid is conventionally viewed as topologically trivial, unless it hosts degenerate ground states and or entanglement spectrum, which necessitates partial bulk degree of freedom to be gapped out. Here we predict an emergent gapless topological Luttinger liquid which is beyond the conventional scenarios and is characterized by the nontrivial many-body bulk spin texture, and propose feasible scheme for experimental observation. We consider a one-dimensional spin-orbit coupled Fermi-Hubbard model with fractional filling, whose low-energy physics is effectively described by a spinless Luttinger liquid and is trivial in the conventional characterization. We show that, as being tuned by the filling factor and interaction strength, the many-body ground state may exhibit nontrivial winding in its bulk spin texture in the projected momentum space, manifesting an emergent topological phase. A topological transition occurs when the projected spin-state at a high symmetry momentum becomes fully mixed one, resulting from competing processes of particle scattering to the lower and higher subbands, for which the spin texture at such momentum point is ill-defined, but the Luttinger liquid keeps gapless through the transition. Surprisingly, at relatively small filling the Luttinger liquid remains topologically nontrivial even at infinitely strong interaction. The results can be generalized to finite temperature which facilitates the real experimental detection. This work shows a novel gapless topological Luttinger liquid whose characterization is beyond the low-energy effective theory, and can be verified based on current experiments.
We revisit the low-energy physics of one-dimensional spinless fermion liquids, showing that with sufficiently strong interactions the conventional Luttinger liquid can give way to a strong-pairing phase. While the density fluctuations in both phases are described by a gapless Luttinger liquid, single fermion excitations are gapped only in the strong-pairing phase. Smooth spatial Interfaces between the two phases lead to topological degeneracies in the ground-state and low-energy spectrum of the density fluctuations. Using a concrete microscopic model, with both single-particle and pair hopping, we show that the strong-pairing state is established through emergence of a new low-energy fermionic mode. We characterize the two phases with numerical calculations using the density matrix renormalization group. In particular we find enhancement of the central charge from c=1 in the two Luttinger liquid phases to c=3/2 at the critical point, which gives direct evidence for an emergent critical Majorana mode. Finally, we confirm the existence of topological degeneracies in the low-energy phonon spectrum, associated with spatial interfaces between the two phases.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.
States with gapless degrees of freedom are typically more complicated and less well- understood than systems possessing a gap. In this thesis, we study strongly-correlated systems described by gapless fermions. In most of the systems we consider, the fermionic excitations are emergent, i.e. they are not adiabatically connected to the electrons which constitute the fundamental building blocks of the system in question.\nWe start by proposing several novel states of matter which we claim are relevant to strongly-correlated systems. The rst state we present is a fractionalized Fermi liquid on the surface of a topological Kondo insulator. A Kondo insulator is a material which becomes insulating at low temperatures as a result of strong electron-spin interactions. When spin- orbit coupling is present, this insulator might be topological and, consequently, host robust gapless surface modes. Given the strong interactions and the decreased dimensionality of the surface, we propose that the spins and electrons there may decouple, resulting in the formation of a fractionalized Fermi liquid.\nWe next argue that quantum electrodynamics in 2+1 dimensions (QED3) with Nf = 4 fermion avours may describe a continuous, decon ned phase transition connecting the 120◦ coplanar Néel phase and the √12 × √12 valence bond solid phase of the triangular lattice antiferromagnet (AF). In addition to being a critical point, QED3 is also believed to describe a critical phase of matter called the Dirac spin liquid. Regardless of whether QED3 is manifest as a phase or a critical point, impurities and imperfections are always present in the real world, and it is therefore important to understand what e ects this may have. We show that when QED3 is perturbed by weak disorder, under certain circumstances, it ows to a new critical point in which both interactions and disorder are present.\nConclusively identifying a system described by QED3 has proven to be a di cult task, not only experimentally, but in numerical studies as well. Since QED3 is a critical theory, its spectrum on a torus is a universal quantity dependent only on low-energy degrees of freedom, such as the torus area. It follows that this data is accessible via exact diagonalization and can serve as an identifying signature of the theory. To this end, we calculate the QED3 torus spectrum using path integral methods.\nWe conclude this thesis with a comprehensive study of gapped Z2 spin liquids of the square lattice antiferrogmagnet, using a critical theory of Dirac fermions coupled to an SU(2) gauge eld as a starting point. There are many di erent Z2 spin liquid groundstates which preserve the same symmetry group. Even if one knows that a system has a Z2 spin liquid groundstate, it is by no means obvious which Z2 spin liquid is being realized. By starting from a gapless theory, the set of possibilities can be reduce considerably. Further, using certain recently proposed dualities, comparisons with theories formulated using bosons can be made.
We report that a spin-1/2 tetrahedral Heisenberg chain realizes a gapless symmetry-protected topological (gSPT) phase characterized by the coexistence of the Tomonaga-Luttinger-liquid criticality due to chirality degrees of freedom and the symmetry-protected edge state due to spin degrees of freedom. This gSPT phase has an interesting feature that no symmetry forbids the trivial spin gap opening but a discrete symmetry, Z3×Z2T, forbids the unique gapped ground state. In the first part of the paper, we numerically show the coexistence of a critical entanglement entropy and a nontrivially degenerate entanglement spectrum based on the density-matrix renormalization group (DMRG) method.Next, we clarify that chirality degrees of freedom form the Tomonaga-Luttinger liquid while spin degrees of freedom form the spin-1 Haldane state based on a degenerate perturbation theory. Last but not least, we discuss the Lieb-Schultz-Mattis-type ingappability in the gSPT phase, using a local Z3 rotation. We can thus characterize our gSPT phase as a symmetry-protected critical phase protected by the Z3 on-site symmetry, the Z2T time-reversal symmetry, the lattice translation symmetry, and the U(1) spin-rotation symmetry.
We study theoretically the transport of the one-dimensional single-channel interacting electron gas through a strong potential barrier in the parameter regime where the spin sector of the low-energy theory is gapped by interaction (Luther-Emery liquid). There are two distinct phases of this nature, of which one is of particular interest as it exhibits nontrivial interaction-induced topological properties. Focusing on this phase and using bosonization and an expansion in the tunneling strength we calculate the conductance through the barrier as a function of the temperature as well as the local density of states (LDOS) at the barrier. Our main result concerns the mechanism of bound-state-mediated tunneling. The characteristic feature of the topological phase is the emergence of protected zero-energy bound states with fractional spin located at the impurity position. By flipping this fractional spin, single electrons can tunnel across the impurity even though the bulk spectrum for spin excitations is gapped. This results in a finite LDOS below the bulk gap and in a nonmonotonic behavior of the conductance. The system represents an important physical example of an interacting symmetry-protected topological phase, which combines features of a topological spin insulator and a topological charge metal, in which the topology can be probed by measuring transport properties.
Topological phases of matter are purely quantum mechanical and have no classical analogue. Most phases in nature can be classified and studied classically through the concept of symmetry breaking and its theoretical description, Landau-Ginzburg field theory. In contrast to the general wisdom of Landau-Ginzburg field theory, the topological phases share the same symmetry as a trivial insulator and still are different phases. Having gapped spectrum in bulk, they support a metallic edge excition robust against symmetry-respecting perturbation or an emergent fractional excitation in bulk. Following after fractional quantum Hall fluids, many topologically orderd phases, such as spin liquids and topological insulators, have been found and studied. Spin liquids are disordered phases of frustrated antiferromagnets and do not freeze and order even at the lowest temperature. They support an electrically neutral spin-1/2 excitation, which does not exist in a microscopic scale, with emergent dynamical gauge field in bulk and do not have an adiabatic path to a trivial paramagnet phase. The topological insulators are time-reversal symmetric band insulators which cannot evolve smoothly into a trivial insulator with the symmetry, and they have been intensely studied theoretically and experimetally for the last decade. Though the topological insulators are inherently non-interacting systems, they have exotic gapless edge and surface states which demonstrate many interesting quantum phenomena such as fractionalization, axionic electromagnetism, and half quantum Hall effect. In this thesis, we study various quantum phenomena of the topological phases, mainly of the topological insulator and its close relatives in which the physics of spin liquids has been merged into. As they are intrinsically quantum many-body states, the quantum field theory is an invaluable tool to explore the venue of the phases and will be used thorougly in this work. First, we present a topological field theoretic description of the topological insulators and translational symmetric Z2 spin liquid. We demostrate that abelian BF theory is an effective field theory for the two and three dimensional topological insulators. We show that the phenomenologies of BF theory are consistent with those of the topological insulators such as gapless edge and surface excitations and response functions to external gauge field. The same form of the BF theory is also applicable to study the certain classes of Z2 spin liquids with the gapless edge states. We closely examine the possible gapless edge theory of the BF theory and the translational symmetric spin liquids, and we show that the effective BF theories capture the bulk properties as well as the gapless edge spectrum of the spin liquid. Also we discuss the zero-temperature phase diagram of a thin film three dimensional topological insulators with two competing mass terms: time-reversal symmetric exciton condensation and time-reversal symmetry breaking Zeeman effect. There are two phases, quantum spin Hall phase and quantum anomalous Hall phase, and both phases support fractional excitations. We derive an effective topological field theory for the fractional excitations and examine the origin of the fractional excitations. Next we consider the relatives of the topological insulators. First we discuss the proximate symmetry broken phases of topological Mott insulator, a U(1) spin liquid with fermionic spinons in the topological insulator state. The topologically non-trivial band structure of the spinon generates the axion term for the gauge field, and we show that the axion term changes the nature of the confined phase of the spin liquid. Contrast to the conventional confined phase which has only a bond order, the confined phase of the spin liquid is in general a coexisting phase of the two different orders : a current order and a bond order. We then consider another relative of the topological insulator: a bosonic symmetry protected topological phase in two dimensional space, with both PSU(N) and time reversal symmetry. We develop an effective field theory for the phase, which is a SU(N) principal chiral model with a theta-term, and reveal the physics of the topological phase in detail.Finally we consider a topological semimetal, namely a Weyl semimetal. We first demonstrate that the Weyl semimetal can be realized in the magnetically doped topological band insulators. We explicitly derive the low energy theory of Weyl points from the general continuum Hamiltonian and tight-binding model of the topological insulators. Then we study superconducting instabilities of doped Weyl semimetals. We consider a minimal model for a Weyl semimetal and study the superconducting instabilities induced by a short-ranged attractive interaction. With the interaction, we find two competing states: a fully gapped finite-momentum pairing state and a nodal even-parity pairing state. We show that, in a mean field approximateion, the finite-momentum pairing state wins energetically against the usual even-parity paired state. We also show that exotic modes are localized at the full and half quantum vortices of the finite-momentum pairing state.