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arXiv:2106.01578

Introductory Tutorial for SPSA and the Quantum Approximation Optimization Algorithm

Salonik Resch

Published Jun 3, 2021• 0 citations
arXivHTMLPDF

Abstract

This short tutorial provides an introduction to the Quantum Approximation Optimization Algorithm (QAOA). Specifically, how to use QAOA with the Simultaneous Perturbation Stochastic Approximation (SPSA) algorithm to solve the Max-Cut problem. All steps of the algorithm are explicitly shown and no theory or complex mathematics are used. The focus is entirely on setting up a practical implementation. Fully functional examples in both R and python (using Qiskit) are provided, both using roughly 100 lines of code.

DOI
10.48550/arxiv.2106.01578

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This short tutorial provides an introduction to the Quantum Approximation Optimization Algorithm (QAOA). Specifically, how to use QAOA with the Simultaneous Perturbation Stochastic Approximation (SPSA) algorithm to solve the Max-Cut problem. All steps of the algorithm are explicitly shown and no theory or complex mathematics are used. The focus is entirely on setting up a practical implementation. Fully functional examples in both R and python (using Qiskit) are provided, both using roughly 100 lines of code.
The present tutorial aims to provide a comprehensible and easily accessible introduction into the theory and implementation of the famous Quantum Approximate Optimization Algorithm (QAOA). We lay our focus on practical aspects and step-by-step guide through the realization of a proof of concept quantum application based on a real-world use case. In every step we first explain the underlying theory and subsequently provide the implementation using IBM's Qiskit. In this way we provide a thorough understanding of the mathematical modelling and the (quantum) algorithms as well as the equally important knowledge how to properly write the code implementing those theoretical concepts. As another central aspect of this tutorial we provide extensive experiments on the 27 qubits state-of-the-art quantum computer ibmq_ehningen. From the discussion of these experiments we gain an overview on the current status of quantum computers and deduce which problem sizes can meaningfully be executed on today's hardware.
The Quantum Approximate Optimization Algorithm (QAOA) is a promising variational quantum algorithm introduced to tackle classically intractable combinatorial optimization problems. This tutorial offers a comprehensive, first-principles introduction to QAOA and its properties, focusing on its application to Quadratic and Polynomial Unconstrained Binary Optimization (QUBO and PUBO) problems. The tutorial begins by outlining variational quantum circuits and QUBO problems, focusing on their key properties and the encoding of problem constraints through quadratic penalty terms. Next, it explores the QAOA in detail, covering its Hamiltonian formulation, gate decomposition, and example applications, along with their implementation and performance results. This is followed by an analysis of the algorithm's energy landscape, where proofs are provided for its symmetry and periodicity, and where a resulting parameter space reduction is proposed. Finally, the tutorial extends these concepts to PUBO problems by generalizing the results to higher-order Hamiltonians and discussing the associated symmetries and circuit construction.
Over the past few years, many researchers around the world have been keen to know the potential and efficiency of quantum computers. The researchers have focused on specific issues that classical computers cannot solve or issues that quantum computers can handle in a better way. Among these various attractive research topics in quantum computers, this paper introduces the Quantum Approximate Optimization Algorithm (QAOA) which guarantees relatively considerable performances in many combinatorial optimization problems. For the comprehensive understanding of QAOA, this paper also describes the approximate optimization, the Quantum Alternating Operator Ansatz, and applications. Besides the theories of QAOA and Quantum Alternating Operator Ansatz, this paper explains the applications of QAOA to major combinatorial optimization problems such as maximum cut (MaxCut) problem and the max-independent set (MIS) problem.
Quantum computing has emerged as a promising paradigm to tackle computationally intensive problems that classical computers struggle with. In this study, we explore the application of the Edge-based quantum approximate optimization algorithm (QAOA) to the MAX-CUT problem, a well-known combinatorial optimization challenge. MAX-CUT aims to partition the vertices of a graph into two subsets such that the number of edges between the subsets is maximized. We define the edge-based MAX-CUT problem and propose a method for applying QAOA specifically tailored to this formulation. We conduct simulations using IBM’s Qiskit framework, examining both vertex-based and edge-based QAOA implementations across various graph structures. Our results highlight the comparative performance of these approaches in terms of solution quality and computational efficiency. Specifically, we analyze the impact of different graph sizes and edge densities on the complexity and CNOT gate counts of the proposed algorithms. This analysis provides insights into leveraging quantum computing for combinatorial optimization tasks, particularly focusing on the implications for practical applications and future research directions.
The max-cut problem (MCP) is a classic problem in the field of combinatorial optimization and has important applications in various fields, including statistical physics and image processing. However, except for some special cases, the MCP still encounters a non-deterministic polynomial complete problem (an NP-complete problem), and there is currently no known efficient classical algorithm that can solve it in polynomial time. The quantum approximate optimization algorithm (QAOA), as a pivotal algorithm in the noisy intermediate-scale quantum (NISQ) computing era, has shown significant potential for solving the MCP. However, due to the lack of quantum error correction, the reliability of computations in NISQ systems sharply declines as the circuit depth of the algorithm increases. Therefore, designing an efficient, shallow-depth, and low-complexity QAOA for the MCP is a critical challenge in demonstrating the advantages of quantum computing in the NISQ era.In this paper, according to the standard QAOA algorithm, we introduce Pauli Y rotation gates into the target Hamiltonian circuit for the MCP. By enhancing the flexibility of quantum trial functions and improving the efficiency of Hilbert space exploration within a single iteration, we significantly improve the performance of QAOA on the MCP.We conduct extensive numerical simulations using the MindSpore quantum platform, and compare the proposed RY-layer-assisted QAOA with standard QAOA and its existing variants, including MA-QAOA and QAOA+. The experiments are performed on various graph types, including complete graphs, 3-regular graphs, 4-regular graphs, and random graphs with edge probabilities between 0.3 and 0.5. Our results show that the RY-layer-assisted QAOA achieves higher approximation ratios in all graph types, particularly in regular and random graphs, where traditional QAOA variants are difficult to implement. Moreover, the proposed method exhibits strong robustness as the graph size increases, and can maintain high performance even for larger graphs. Importantly, the RY-layer-assisted QAOA requires fewer CNOT gates and has a lower circuit depth than the standard QAOA and its variants, making it more suitable for NISQ devices with limited coherence times and high error rates.In conclusion, the RY-layer-assisted QAOA provides a promising approach for solving MCP in the NISQ era. By improving the approximation ratio while reducing circuit complexity, this method demonstrates significant potential for practical quantum computing applications, thus paving the way for developing more efficient and reliable quantum optimization algorithms.
This study presents a rigorous empirical evaluation of the Quantum Approximate Optimization Algorithm (QAOA) within a hybrid quantum-classical framework for solving the NP-hard Max-Cut problem. Using Python and Qiskit Aer statevector simulations, we benchmark QAOA (depths p = 2 and p = 3) against established classical algorithms, including simulated annealing, the Goemans–Williamson algorithm, and greedy heuristics, across Erdős–Rényi and regular graphs with 4 to 20 nodes (100 instances per size). Results demonstrate that low-depth QAOA suffers from significant performance degradation, achieving a 0.467 approximation ratio at 20 nodes compared to 0.856 for Goemans–Williamson, alongside a 210× runtime overhead. Convergence analysis further reveals low optimality probabilities and high iteration costs, highlighting limitations of variational optimization in NISQ-era devices. This work provides a reproducible benchmarking framework and contributes to a realistic assessment of near-term quantum advantage.