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arXiv:2106.01312 · European Journal of Physics

The physical origin of Schrödinger equation

Xiao-Bo Yan

Published Apr 9, 2021• 2 citations
arXivHTMLPDF

Abstract

Abstract Quantum mechanics is one of the basic theories of modern physics. Here, the famous Schrödinger equation and the differential operators representing mechanical quantities in quantum mechanics are derived, just based on the principle that the translation invariance (symmetry) of a system in Hamiltonian mechanics should be preserved in quantum mechanics. Moreover, according to the form of the differential operators, the commutation relation in quantum mechanics between the generalized coordinate and the generalized momentum can be directly obtained. We believe that the results in this paper are very useful for understanding the physical origin of quantum mechanics.

DOI
10.1088/1361-6404/abf6a0

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Abstract Quantum mechanics is one of the basic theories of modern physics. Here, the famous Schrödinger equation and the differential operators representing mechanical quantities in quantum mechanics are derived, just based on the principle that the translation invariance (symmetry) of a system in Hamiltonian mechanics should be preserved in quantum mechanics. Moreover, according to the form of the differential operators, the commutation relation in quantum mechanics between the generalized coordinate and the generalized momentum can be directly obtained. We believe that the results in this paper are very useful for understanding the physical origin of quantum mechanics.
We propose that the Schrodinger equation results from applying the classical wave equation to describe the physical system in which subatomic particles play random motion, thereby leading to quantum mechanics. The physical reality described by the wave function is subatomic particle moving randomly. Therefore, the characteristics of quantum mechanics have a dual nature, one of them is the deterministic nature carried on from classical physics, and the other is the probabilistic nature coined by particle's random motion. Based on this model, almost all of open questions in quantum mechanics can be explained consistently, which include the particle-wave duality, the principle of quantum superposition, the interference pattern of double-slit experiments, and the boundary between the classical world and the quantum world. The current quantum mechanics is a mixture of matrix mechanics and wave mechanics, which are sharply conflicting in principle. Matrix mechanics treats quantum particles as classical particles with fixed relation between the particle's position and its momentum. The matrix mechanics, in fact, belongs to the old quantum theory. Both Born's non-commutative relation and Heisenberg uncertainty relation originate from matrix mechanics. However, in wave mechanics, there is no any fixed relation between the particle's position and its momentum, and the particle's position and its momentum belong to immeasurable physical quantities. Therefore, there is no need for non-commutative relation and uncertainty relation in wave mechanics.
Some aspects of the interpretation of quantum theory are discussed. It is emphasized that quantum theory is formulated in the Cartesian coordinate system; in other coordinates the result obtained with the help of the Hamiltonian formalism and commutator relations between “canonically conjugated” coordinate and momentum operators leads to a wrong version of quantum mechanics. The origin of time is analyzed by the example of atomic collision theory in detail; it is shown that the time-dependent Schrödinger equation is meaningless since in the high-impact-energy limit it transforms into an equation with two time-like variables. Following the Einstein-Rozen-Podolsky experiment and Bell’s inequality, the wave function is interpreted as an actual field of information in the elementary form. The concept “measurement” is also discussed.
Some aspects of the interpretation of quantum theory are discussed.It is emphasized that quantum theory is formulated in a Cartesian coordinate system; in other coordinates the result obtained with the help of the Hamiltonian formalism and commutator relations between 'canonically conjugated' coordinate and momentum operators leads to a wrong version of quantum mechanics.In this connection the Feynman integral formalism is also discussed.In this formalism the measure is not well-defined and there is no idea how to distinguish between the true version of quantum mechanics and an incorrect one; it is rather a mnemonic rule to generate perturbation series from an undefined zero order term.The origin of time is analyzed in detail by the example of atomic collisions.It is shown that the time-dependent Schrödinger equation for the closed three-body (two nuclei + electron) system has no physical meaning since in the high impact energy limit it transforms into an equation with two independent time-like variables; the time appears in the stationary Schrödinger equation as a result of extraction of a classical subsystem (two nuclei) from a closed three-body system.Following the Einstein-Rosen-Podolsky experiment and Bell's inequality the wave function is interpreted as an actual field of information in the elementary form.The relation between physics and mathematics is also discussed.
This paper derives the non-relativistic time-dependent Schrödinger equation as the logically unavoidable dynamical law for de Broglie matter waves, extending the reconstruction begun in the companion work “The Logical Origin of the de Broglie Matter Wave and its Physical Meaning (the Born Rule)” (Chan, 2026). Starting from the same minimal premises—continuous position in real space, Fourier conjugacy (and the logical uncertainty principle), translation invariance via Noether’s theorem, and probability conservation via statistical energy flux—the Schrödinger equation follows deductively once norm preservation and classical non-relativistic correspondence are enforced. The derivation proceeds in clear stages: Plane-wave solutions for free particles and constant potentials, Quadratic dispersion relation from classical kinematics, Exact local plane-wave structure (defined via phase gradients) that must hold at every point for any smooth wave function, The unique linear differential operator of order ≤ 2 that consistently “glues” these local structures across smooth external potentials V(x,t) while preserving the L²-norm (unitarity). No canonical quantization, operator promotion, commutation relations, or postulated wave equations are used. The Born rule is taken as already established from the prior paper and serves only to constrain unitary evolution. The Schrödinger equation thus emerges not as an empirical postulate or convenient ansatz, but as the mathematically and symmetrically forced description of indivisible particles propagating in continuous, translationally invariant (or smoothly perturbed) space. Domain of validity and natural limitations (non-relativistic kinematics, smooth potentials, single-particle/mean-field regime, closed-system unitarity) are explicitly delineated.
Probabilistic description of results of measurements and its consequences for understanding quantum mechanics are discussed. It is shown that the basic mathematical structure of quantum mechanics like the probability amplitudes, Born rule, probability density current, commutation and uncertainty relations, momentum operator, rules for including scalar and vector potentials and antiparticles can be derived from the definition of the mean values of powers of space coordinates and time. Equations of motion of quantum mechanics, the Klein-Gordon equation, Schrödinger equation and Dirac equation are obtained from the requirement of the relativistic invariance of the theory. The limit case of localized probability densities leads to the Hamilton-Jacobi equation of classical mechanics. Many-particle systems are also discussed.
To apply the abstract quantum formalism to a particular physical system, one must specify the precise form of the relevant measurement and symmetry transformation operators. These operators are determined by a set of rules, the correspondence rules of quantum theory. The physical origin of these rules is obscure, and their physical interpretation and their degree of generality is presently unclear. In this paper, we show that all of the commonly-used correspondence rules can be systematically derived from a new physical principle, the Average-Value Correspondence Principle. This principle shows that the correspondence rules result from the systematic translation of relations between measurement results known to hold in a classical model of a system, providing these rules with a clear physical interpretation, and clearly demarcating their domain of applicability.