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arXiv:2105.13560 · Communications Physics

Exploring nonequilibrium phases of photo-doped Mott insulators with generalized Gibbs ensembles

Yuta Murakami, Shintaro Takayoshi, Tatsuya Kaneko, Zhiyuan Sun, Denis Golež, Andrew J. Millis, Philipp Werner

Published Jan 13, 2022• 37 citations
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Abstract

Abstract Many experiments show that strong excitations of correlated quantum materials can cause non-thermal phases without equilibrium analogues. Understanding the origin and properties of these nonequilibrium states has been challenging due to the limitations of theoretical methods for nonequilibrium strongly correlated systems. In this work, we introduce a generalized Gibbs ensemble description that enables a systematic analysis of the long-time behavior of photo-doped states in Mott insulators based on equilibrium methods. We demonstrate the power of the method by mapping out the nonequilibrium phase diagram of the one-dimensional extended Hubbard model, which features η-pairing and charge density wave phases in a wide photo-doping range. We furthermore clarify that the peculiar kinematics of photo-doped carriers, and the interaction between them, play an essential role in the formation of these non-thermal phases. Our results establish a new path for the systematic analysis of nonequilibrium strongly correlated systems.

DOI
10.1038/s42005-021-00799-7

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Abstract Many experiments show that strong excitations of correlated quantum materials can cause non-thermal phases without equilibrium analogues. Understanding the origin and properties of these nonequilibrium states has been challenging due to the limitations of theoretical methods for nonequilibrium strongly correlated systems. In this work, we introduce a generalized Gibbs ensemble description that enables a systematic analysis of the long-time behavior of photo-doped states in Mott insulators based on equilibrium methods. We demonstrate the power of the method by mapping out the nonequilibrium phase diagram of the one-dimensional extended Hubbard model, which features η-pairing and charge density wave phases in a wide photo-doping range. We furthermore clarify that the peculiar kinematics of photo-doped carriers, and the interaction between them, play an essential role in the formation of these non-thermal phases. Our results establish a new path for the systematic analysis of nonequilibrium strongly correlated systems.
We study the nonequilibrium phase diagram of long-lived photo-doped states in the one-dimensional UUU-VVV Hubbard model, where η\etaη-pairing, spin density wave and charge density wave (CDW) phases are found. The photo-doped states are studied using an effective model obtained by a Schrieffer-Wolff transformation combined with separate chemical potentials for the approximately conserved pseudoparticle excitations, leading to a generalized Gibbs ensemble type description. These photo-doped states are characterized by gapless (η\etaη-paring) and gapped (CDW) features in the nonequilibrium spectra. For small VVV, the η\etaη-pairing correlations dominate over a wide doping range even when the SUc(2)_c(2)c​(2) symmetry that protects η\etaη-pairing in the pure Hubbard model is absent. With increasing VVV, the CDW correlations take over in a wide doping range and are strong relative to the chemically doped case. We attribute the strong CDW correlations to the competition between intra- and inter-species repulsion and the one-dimensional configuration. Our results show that photo-doped strongly correlated systems exhibit different phases than conventional semiconductors.
The study of nonequilibrium phenomena in interacting lattice systems can provide new perspectives on correlation effects, and information on metastable states of matter. Mott insulators are a promising class of systems for nonequilibrium studies, since they exhibit exotic phenomena and complex phase diagrams upon doping, and because a large Mott gap provides protection against fast thermalization and heating after photo-excitations. We can thus expect the emergence of interesting transient states and photo-induced phases in Mott systems. This review presents the current understanding of the mechanisms which control the time evolution of photo-doped charge carriers and the properties of photo-induced metastable states. We focus on recent theoretical progress, identify the relevant underlying concepts, and link them to experimental observations. The review starts with a general discussion of field-induced nonequilibrium setups and an overview of key experiments which revealed characteristic properties of photo-excited Mott states, proceeds with a compact overview of the theoretical tools which have been developed to investigate these strongly correlated nonequilibrium states, and then analyzes Mott insulators driven out of equilibrium by static electric fields, periodic fields, and short laser pulses. We also discuss the appearance of nonthermal electronic orders in photo-excited Mott systems, including nonthermal spin and orbital orders, ηηη pairing states, and novel types of excitonic orders.
We show that effectively cold metastable states in one-dimensional photodoped Mott insulators described by the extended Hubbard model exhibit spin, charge, and η-spin separation. Their wave functions in the large on-site Coulomb interaction limit can be expressed as |Ψ⟩=|Ψ_{charge}⟩|Ψ_{spin}⟩|Ψ_{η-spin}⟩, which is analogous to the Ogata-Shiba states of the doped Hubbard model in equilibrium. Here, the η-spin represents the type of photo-generated pseudoparticles (doublon or holon). |Ψ_{charge}⟩ is determined by spinless free fermions, |Ψ_{spin}⟩ by the isotropic Heisenberg model in the squeezed spin space, and |Ψ_{η-spin}⟩ by the XXZ model in the squeezed η-spin space. In particular, the metastable η-pairing and charge-density-wave (CDW) states correspond to the gapless and gapful states of the XXZ model. The specific form of the wave function allows us to accurately determine the exponents of correlation functions. The form also suggests that the central charge of the η-pairing state is 3 and that of the CDW phase is 2, which we numerically confirm. Our study provides analytic and intuitive insights into the correlations between active degrees of freedom in photodoped strongly correlated systems.
By employing unbiased numerical methods, we show that pulse irradiation can induce unconventional superconductivity even in the Mott insulator of the Hubbard model. The superconductivity found here in the photoexcited state is due to the η-pairing mechanism, characterized by staggered pair-density-wave oscillations in the off-diagonal long-range correlation, and is absent in the ground-state phase diagram; i.e., it is induced neither by a change of the effective interaction of the Hubbard model nor by simple photocarrier doping. Because of the selection rule, we show that the nonlinear optical response is essential to increase the number of η pairs and thus enhance the superconducting correlation in the photoexcited state. Our finding demonstrates that nonequilibrium many-body dynamics is an alternative pathway to access a new exotic quantum state that is absent in the ground-state phase diagram, and also provides an alternative mechanism for enhancing superconductivity.
Photo-induced hidden phases are often observed in materials with intertwined orders. Understanding the formation of these non-thermal phases is challenging and requires a resolution of the cooperative interplay between different orders on the ultra-short timescale. In this work, we demonstrate that non-equilibrium photo-excitations can induce a state with spin-orbital orders entirely different from the equilibrium state in the three-quarter-filled two-band Hubbard model. We identify a general mechanism governing the transition to the hidden state, which relies on a non-thermal partial melting of the intertwined orders mediated by photoinduced charge excitations in the presence of strong spin-orbital exchange interactions. Our study theoretically confirms the crucial role played by orbital degrees of freedom in the light-induced dynamics of strongly correlated materials and it shows that the switching to hidden states can be controlled already on the fs timescale of the electron dynamics.
Ultra-fast spectroscopy can reveal the interplay of charges with low energy degrees of freedom,which underlies the rich physics of correlated materials. As a potential glue for superconductivity,spin fluctuations in Mott insulators are of particular interest. A theoretical description of the coupledspin and charge degrees of freedom is challenging, because magnetic order is often only shortlivedand short-ranged. In this work we theoretically investigate how the spin-charge interactionsinfluence the relaxation of a two-dimensional Mott-Hubbard insulator after photo-excitation. We usea nonequilibrium variant of the dynamical cluster approximation, which, in contrast to single-sitedynamical mean-field theory, captures the effect of short-range correlations. The relaxation time isfound to scale with the strength of the nearest-neighbor spin correlations, and can be 10–20 fs in thecuprates. Increasing the temperature or excitation density decreases the spin correlations and thusimplies longer relaxation times. This may help to distinguish the effect of spin-fluctuations on thecharge relaxation from the influence of other bosonic modes in the solid.