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arXiv:2105.08174 · The Journal of Chemical Physics

The localization spread and polarizability of rings and periodic chains

Celestino Angeli, Gian Luigi Bendazzoli, Stefano Evangelisti, J. A. Berger

Published Sep 23, 2021• 7 citations
arXivHTMLPDF

Abstract

The localization spread gives a criterion to decide between metallic and insulating behavior of a material. It is defined as the second moment cumulant of the many-body position operator, divided by the number of electrons. Different operators are used for systems treated with open or periodic boundary conditions. In particular, in the case of periodic systems, we use the complex position definition, which was already used in similar contexts for the treatment of both classical and quantum situations. In this study, we show that the localization spread evaluated on a finite ring system of radius R with open boundary conditions leads, in the large R limit, to the same formula derived by Resta and co-workers [C. Sgiarovello, M. Peressi, and R. Resta, Phys. Rev. B 64, 115202 (2001)] for 1D systems with periodic Born-von Kármán boundary conditions. A second formula, alternative to Resta's, is also given based on the sum-over-state formalism, allowing for an interesting generalization to polarizability and other similar quantities.

DOI
10.1063/5.0056226

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The localization spread gives a criterion to decide between metallic and insulating behavior of a material. It is defined as the second moment cumulant of the many-body position operator, divided by the number of electrons. Different operators are used for systems treated with open or periodic boundary conditions. In particular, in the case of periodic systems, we use the complex position definition, which was already used in similar contexts for the treatment of both classical and quantum situations. In this study, we show that the localization spread evaluated on a finite ring system of radius R with open boundary conditions leads, in the large R limit, to the same formula derived by Resta and co-workers [C. Sgiarovello, M. Peressi, and R. Resta, Phys. Rev. B 64, 115202 (2001)] for 1D systems with periodic Born-von Kármán boundary conditions. A second formula, alternative to Resta's, is also given based on the sum-over-state formalism, allowing for an interesting generalization to polarizability and other similar quantities.
Abstract According to the modern Theory of the Insulating State [Resta, J Chem Phys 2006, 124, 104104], the metallic behavior of a N‐electron system with open boundary conditions is characterized by a localization spread λβγ diverging in the thermodynamic limit. This quantity, which is the second‐moment cumulant of the position operator (per electron), cannot in general be evaluated in closed form but for simple model systems. In this article, we perform an asymptotic analysis of λβγ for a gas of N non‐interacting electrons in a 1‐Dimensional box and a Hückel chain of N equivalent sites. The asymptotic behavior of the closely related polarizability tensor is also investigated for these exactly solvable models. © 2011 Wiley Periodicals, Inc. Int J Quantum Chem, 2011
The position operator (defined within Schrödinger representation as usual) becomes meaningless when the usual Born-von Kármán periodic boundary conditions are adopted: this fact is at the root of the polarization problem. I show how to define the position expectation value by means of rather peculiar many-body (multiplicative) operator acting on the wavefunction of the extended system. This definition can be regarded as the generalization of a precursor work, apparently unrelated to the polarization problem. For uncorrelated electrons, the present finding coincides with the so-called “single-point Berry phase” formula, which can hardly be regarded as the approximation of a continuum integral, and is computationally very useful for disordered systems. Simulations which are based on this concept are being performed by several groups.
We present a position operator that is compatible with periodic boundary conditions (PBCs). It is a one-body operator that can be applied in calculations of correlated materials by simply replacing the traditional position vector by the new definition. We show that it satisfies important fundamental as well as practical constraints. To illustrate the usefulness of the PBC position operator, we apply it to the localization tensor, a key quantity that is able to differentiate metallic from insulating states. In particular, we show that the localization tensor given in terms of the PBC position operator yields the correct expression in the thermodynamic limit. Moreover, we show that it correctly distinguishes between finite precursors of metals and insulators.
The quantum mechanical position operators, and their products, are not well-defined in systems obeying periodic boundary conditions. Here we extend the work of Resta [Phys. Rev. Lett. 80, 1800 (1998)], who developed a formalism to calculate the electronic polarization as an expectation value of a many-body operator, to include higher multipole moments, e.g., quadrupole and octupole. We define nthn\mathrm{th}nth-order multipole operators whose expectation values can be used to calculate the nthn\mathrm{th}nth multipole moment when all of the lower moments are vanishing (modulo a quantum). We show that changes in our operators are tied to flows of $n\ensuremath{-}1\mathrm{st}$ multipole currents, and encode the adiabatic evolution of the system in the presence of an $n\ensuremath{-}1\mathrm{st}$ gradient of the electric field. Finally, we test our operators on a set of tight-binding models to show that they correctly determine the phase diagrams of topological quadrupole and octupole models, capture an adiabatic quadrupole pump, and distinguish a bulk quadrupole moment from other mechanisms that generate corner charges.
Electronic polarizability of finite chains is accurately calculated from the total energy variation of the system produced by small but finite static electric fields applied along the chain direction. Normalized polarizability, that is, polarizability divided by chain length, diverges as the second power of length for metallic systems but approaches a constant value for insulating systems. This behaviour provides a very convenient way to characterize the wave-function malleability of finite systems as it avoids the need of attaching infinite contacts to the chain ends. Hubbard model calculations at half filling show that the method works for a small U = 1 interaction value that corresponds to a really small spectral gap of 0.005 (hopping t = -1 is assumed). Once successfully checked, the method has been applied to the long-range hopping model of Gebhard and Ruckenstein showing 1/r hopping decay (Gebhard and Ruckenstein 1992 Phys. Rev. Lett. 68 244; Gebhard et al 1994 Phys. Rev. B 49 10926). Metallicity for U values below the reported metal-insulator transition is obtained but the surprise comes for U values larger than the critical one (when a gap appears in the spectral density of states) because a steady increase of the normalized polarizability with size is obtained. This critical size-scaling behaviour can be understood as corresponding to a molecule which polarizability is unbounded. We have checked that a real transfer of charge from one chain end to the opposite occurs as a response to very small electric fields in spite of the existence of a large gap of the order of U for one-particle excitations. Finally, ab initio quantum chemistry calculations of realistic poly-acetylene chains prove that the occurrence of such critical behaviour in real systems is unlikely.
The insulating state of matter is characterized by the excitation spectrum, but also by qualitative features of the electronic ground state. The insulating ground wavefunction in fact: (i) displays vanishing dc conductivity; (ii) sustains macroscopic polarization; and (iii) is localized. The idea that the insulating state of matter is a consequence of electron localization was first proposed in 1964 by W. Kohn. I discuss here a novel definition of electron localization, rather different from Kohn's, and deeply rooted in the modern theory of polarization. In fact the present approach links the two features (ii) and (iii) above, by means of essentially the same formalism. In the special case of an uncorrelated crystalline solid, the localization of the many-body insulating wavefunction is measured - according to our definition - by the spread of the Wannier orbitals; this spread diverges in the metallic limit. In the correlated case, the novel approach to localization is demonstrated by means of a two-band Hubbard model in one dimension, undergoing a transition from band insulator to Mott insulator.