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arXiv:2105.02888 · Physical review. B./Physical review. B

Kramers' degeneracy for open systems in thermal equilibrium

Simon Lieu, Max McGinley, Oles Shtanko, Nigel R. Cooper, Alexey Vyacheslavovich Gorshkov

Published Mar 8, 2022• 15 citations
arXivHTMLPDF

Abstract

Kramers' degeneracy theorem underpins many interesting effects in quantum systems with time-reversal symmetry. We show that the generator of dynamics for Markovian open fermionic systems can exhibit an analogous degeneracy, protected by a combination of time-reversal symmetry and the microreversibility (detailed balance) property of systems at thermal equilibrium---the degeneracy is lifted if either condition is not met. We provide simple examples of this phenomenon and show that the degeneracy is reflected in the single-particle Green's functions. Furthermore, we show that certain experimental signatures of topological edge modes in open many-body systems can be protected by microreversibility in the same way. Our results highlight the importance of detailed balance in characterizing open topological matter.

DOI
10.1103/physrevb.105.l121104

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Kramers' degeneracy theorem underpins many interesting effects in quantum systems with time-reversal symmetry. We show that the generator of dynamics for Markovian open fermionic systems can exhibit an analogous degeneracy, protected by a combination of time-reversal symmetry and the microreversibility (detailed balance) property of systems at thermal equilibrium---the degeneracy is lifted if either condition is not met. We provide simple examples of this phenomenon and show that the degeneracy is reflected in the single-particle Green's functions. Furthermore, we show that certain experimental signatures of topological edge modes in open many-body systems can be protected by microreversibility in the same way. Our results highlight the importance of detailed balance in characterizing open topological matter.
Kramers' theorem ensures double degeneracy in the energy spectrum of a time-reversal symmetric fermionic system with half-integer total spin. Here, we are trying to go beyond the closed system and discuss Kramers' degeneracy in open systems out of equilibrium. A natural way to extend the Kramers' degeneracy in open quantum systems is by the degeneracy of different spins' spectra together with the vanishing interspin spectrum. We find the violation of Kramers' degeneracy in time-reversal symmetric open quantum systems is locked with whether the system reaches thermal equilibrium. After a general coupling to an environment in a time-reversal symmetry-preserving way, the Kramers doublet experiences an energy splitting at a short time and then a recovery process. We verified the violation and revival of Kramers' degeneracy in a concrete model of interacting fermions and we find Kramers' degeneracy is restored after the local thermalization time. By contrast, for time-reversal symmetry $\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{\mathcal{T}}$ with ${\stackrel{\ifmmode \tilde{}\else \~{}\fi{}}{\mathcal{T}}}^{2}=1$, we find that although there is a violation and revival of spectral degeneracy for different spins, the inter-spin spectral function is always nonzero. We also prove that the degeneracy in spectral function protected by unitary symmetry can always be maintained.
We present a full symmetry classification of fermion matter in and out of thermal equilibrium.Our approach starts from first principles, the ten different classes of linear and antilinear state transformations in fermionic Fock spaces, and symmetries defined via invariance properties of the dynamical equation for the density matrix.The object of classification is then the generators of reversible dynamics, dissipation and fluctuations, featuring' in the generally irreversible and interacting dynamical equations.A sharp distinction between the symmetries of equilibrium and out-of-equilibrium dynamics, respectively, arises from the different role played by "time" in these two cases: In unitary quantum mechanics as well as in "microreversible" thermal equilibrium, antilinear transformations combined with an inversion of time define time-reversal symmetry.However, out of equilibrium an inversion of time becomes meaningless, while antilinear transformations in Fock space remain physically significant, and hence must be considered in autonomy.The practical consequence of this dichotomy is a novel realization of antilinear symmetries (six out of the ten fundamental classes) in nonequilibrium quantum dynamics that is fundamentally different from the established rules of thermal equilibrium.At large times, the dynamical generators thus symmetry classified determine the steady-state nonequilibrium distributions for arbitrary interacting systems.To illustrate this principle, we consider the fixation of a symmetry protected topological phase in a system of interacting lattice fermions.More generally, we consider the practically important class of mean field interacting systems, represented by Gaussian states.This class is naturally described in the language of non-Hermitian matrices, which allows us to compare to previous classification schemes in the literature.
We consider the dynamics of a quantum system immersed in a dilute gas at thermodynamic equilibrium using a quantum Markovian master equation derived by applying the low-density limit technique. It is shown that the Gibbs state at the bath temperature is always stationary while the detailed balance condition at this state can be violated beyond the Born approximation. This violation is generically related to the absence of time-reversal symmetry for the scattering T matrix, which produces a thermalization mechanism that allows the presence of persistent probability and heat currents at thermal equilibrium. This phenomenon is illustrated by a model of an electron hopping between three quantum dots in an external magnetic field.
We present a full symmetry classification of fermion matter in and out of thermal equilibrium. Our approach starts from first principles, the ten different classes of linear and antilinear state transformations in fermionic Fock spaces, and symmetries defined via invariance properties of the dynamical equation for the density matrix. The object of classification is then the generators of reversible dynamics, dissipation and fluctuations, featuring' in the generally irreversible and interacting dynamical equations. A sharp distinction between the symmetries of equilibrium and out-of-equilibrium dynamics, respectively, arises from the different role played by time in these two cases: In unitary quantum mechanics as well as in microreversible thermal equilibrium, antilinear transformations combined with an inversion of time define time-reversal symmetry. However, out of equilibrium an inversion of time becomes meaningless, while antilinear transformations in Fock space remain physically significant, and hence must be considered in autonomy. The practical consequence of this dichotomy is a novel realization of antilinear symmetries (six out of the ten fundamental classes) in nonequilibrium quantum dynamics that is fundamentally different from the established rules of thermal equilibrium. At large times, the dynamical generators thus symmetry classified determine the steady-state nonequilibrium distributions for arbitrary interacting systems. To illustrate this principle, we consider the fixation of a symmetry protected topological phase in a system of interacting lattice fermions. More generally, we consider the practically important class of mean field interacting systems, represented by Gaussian states. This class is naturally described in the language of non-Hermitian matrices, which allows us to compare to previous classification schemes in the literature.
Symmetry-protected topological edge modes are one of the most remarkable phenomena in topological physics. Here, we formulate and quantitatively examine the effect of a quantum bath on these topological edge modes. Using the density matrix renormalization group method, we study the ground state of a composite system of spin-1 quantum chain, where the system and the bath degrees of freedom are treated on the same footing. We focus on the dependence of these edge modes on the global and partial symmetries of system-bath coupling and on the features of the quantum bath. It is shown that the time-reversal symmetry (TRS) plays a special role for an open quantum system, where an emergent partial TRS breaking will result in a TRS-protected topological mode diffusing from the system edge into the bath, thus make it useless for quantum computation.
Open quantum systems that comply with the master equation and detailed balance decay in a non-oscillatory manner to thermal equilibrium. Beyond the weak coupling limit, systems that break microreversibility (e.g., in the presence of magnetic fields) violate detailed balance but still thermalize. We study the thermalization of these systems and show that a temperature increase produces novel exceptional points that indicate a sharp transition in the thermalization dynamics. A further temperature increase fuels oscillations of the energy level populations, even without quantum coherences. Moreover, the violation of detailed balance introduces an energy scale that characterizes the oscillatory regime at high temperatures.