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arXiv:2104.05291 · Physical review. D/Physical review. D.

Eigenstate thermalization in the two-site SYK and SYK chain models

Seyyed M. H. Halataei

Published Jun 1, 2025• 2 citations
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Abstract

A study of Rényi entanglement entropy in the Sachdev-Ye-Kitaev (SYK) chain of Majorana fermions suggested that the model does not rapidly thermalize, despite being maximally chaotic. In this work, I examine the eigenstate thermalization hypothesis (ETH) for both the SYK chain and the two-site SYK models using exact diagonalization. I focus on two physically motivated few-body observables: the one-body particle number operator and the two-body hopping operator. These operators provide insight into local occupation and, in certain contexts, may reflect aspects of transport. Both operators have been employed in previous studies of the ETH in related SYK models. I show that single realizations of both models approximately satisfy ETH conditions for these operators, while ensemble averages strictly satisfy the ETH. Therefore, I conclude that the finite-size SYK chain and two-site SYK models can rapidly thermalize with respect to these observables through the ETH mechanism. This suggests that the subthermal behavior observed in previous studies of Rényi entanglement entropy does not manifest in finite-size systems and that these systems can thermalize rapidly via their light modes. It also indicates that the proposed gravitational dual may undergo rapid thermalization.

DOI
10.1103/33fm-syj6

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A study of Rényi entanglement entropy in the Sachdev-Ye-Kitaev (SYK) chain of Majorana fermions suggested that the model does not rapidly thermalize, despite being maximally chaotic. In this work, I examine the eigenstate thermalization hypothesis (ETH) for both the SYK chain and the two-site SYK models using exact diagonalization. I focus on two physically motivated few-body observables: the one-body particle number operator and the two-body hopping operator. These operators provide insight into local occupation and, in certain contexts, may reflect aspects of transport. Both operators have been employed in previous studies of the ETH in related SYK models. I show that single realizations of both models approximately satisfy ETH conditions for these operators, while ensemble averages strictly satisfy the ETH. Therefore, I conclude that the finite-size SYK chain and two-site SYK models can rapidly thermalize with respect to these observables through the ETH mechanism. This suggests that the subthermal behavior observed in previous studies of Rényi entanglement entropy does not manifest in finite-size systems and that these systems can thermalize rapidly via their light modes. It also indicates that the proposed gravitational dual may undergo rapid thermalization.
The eigenstate thermalization hypothesis is a compelling conjecture which strives to explain the apparent thermal behavior of generic observables in closed quantum systems. Although we are far from a complete analytic understanding, quantum chaos is often seen as a strong indication that the ansatz holds true. In this paper, we address the thermalization of energy eigenstates in the Sachdev-Ye-Kitaev model, a maximally chaotic model of strongly-interacting Majorana fermions. We numerically investigate eigenstate thermalization for specific few-body operators in the original SYK model as well as its N = 1 supersymmetric extension and find evidence that these models satisfy ETH. In conclusion, we discuss the implications of ETH for a gravitational dual and the quantum information-theoretic properties of SYK it suggests.
The eigenstate thermalization hypothesis is a compelling conjecture which strives to explain the apparent thermal behavior of generic observables in closed quantum systems. Although we are far from a complete analytic understanding, quantum chaos is often seen as a strong indication that the ansatz holds true. In this paper, we address the thermalization of energy eigenstates in the Sachdev-Ye-Kitaev model, a maximally chaotic model of strongly-interacting Majorana fermions. We numerically investigate eigenstate thermalization for specific few-body operators in the original SYK model as well as its N \mathcal{N} N = 1 supersymmetric extension and find evidence that these models satisfy ETH. We discuss the implications of ETH for a gravitational dual and the quantum information-theoretic properties of SYK it suggests.
The eigenstate thermalization hypothesis (ETH) is a conjecture on the nature of isolated quantum systems that guarantees the thermal behavior of subsystems when it is satisfied. ETH has been tested in various forms on a number of local many-body interacting systems. Here we examine the validity of ETH in a class of nonlocal disordered many-body interacting systems --- the Sachdev-Ye-Kitaev Majorana (SYK) models --- that may be tuned from chaotic behavior to integrability. Our analysis shows that SYK4_44​ (with quartic couplings) which is maximally chaotic in the large system size limit satisfies the standard ETH scaling while SYK2_22​ (with quadratic couplings), which is integrable, does not. We show that the low-energy and high-energy properties are affected drastically differently when the two Hamiltonians are mixed.
Recent investigations of Rényi entanglement entropy in the Sachdev-Ye-Kitaev (SYK) chain of Majorana fermions have indicated that the model exhibits slow thermalization when initialized in certain states. The extent to which the heavy modes—believed to underlie this behavior—affect other aspects of the model remains an open question. In this work, I study thermalization and scrambling of information in individual energy eigenstates of the SYK chain using exact diagonalization. I show that two-point correlation functions in finite-energy eigenstates closely match their thermal counterparts and that information scrambling occurs efficiently within these pure states. These results suggest that the slow thermalization observed in entanglement dynamics does not extend to all probes of thermalization and scrambling, even in pure states.
We study the spread of Rényi entropy between two halves of a Sachdev-Ye-Kitaev (SYK) chain of Majorana fermions, prepared in a thermofield double (TFD) state. The SYK chain model is a model of chaotic many-body systems, which describes a one-dimensional lattice of Majorana fermions, with spatially local random quartic interaction. We find that for integer Rényi index n > 1, the Rényi entanglement entropy saturates at a parametrically smaller value than expected. This implies that the TFD state of the SYK chain does not rapidly thermalize, despite being maximally chaotic: instead, it rapidly approaches a prethermal state. We compare our results to the signatures of thermalization observed in other quenches in the SYK model, and to intuition from nearly-AdS2 gravity.
The eigenstate thermalization hypothesis (ETH) explains how closed unitary quantum systems can exhibit thermal behavior in pure states. In this work we examine a recently proposed microscopic model of a black hole in AdS 2 , the so-called Sachdev-Ye-Kitaev (SYK) model. We show that this model satisfies the eigenstate thermalization hypothesis by solving the system in exact diagonalization. Using these results we also study the behavior, in eigenstates, of various measures of thermalization and scrambling of information. We establish that two-point functions in finite-energy eigenstates approximate closely their thermal counterparts and that information is scrambled in individual eigenstates. We study both the eigenstates of a single random realization of the model, as well as the model obtained after averaging of the random disordered couplings. We use our results to comment on the implications for thermal states of a putative dual theory, i.e. the AdS 2 black hole.