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arXiv:2103.00901 · Advances in Theoretical and Mathematical Physics

On the equivalence of the KMS condition and the variational principle for quantum lattice systems with mean-field interactions

J.-B. Bru, W. de Siqueira Pedra, Rafael Sussumu Yamaguti Miada

Published Jan 1, 2022• 1 citation
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Abstract

We extend Araki's well-known results on the equivalence of the KMS condition and the variational principle for equilibrium states of quantum lattice systems with short-range interactions, to a large class of models possibly containing mean-field interactions (representing an extreme form of long-range interactions). This result is reminiscent of van Hemmen's work on equilibrium states for mean-field models. The extension was made possible by our recent outcomes on states minimizing the free energy density of mean-field models on the lattice, as well as on the infinite volume dynamics for such models.

DOI
10.4310/atmp.2022.v26.n9.a2

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We extend Araki's well-known results on the equivalence of the KMS condition and the variational principle for equilibrium states of quantum lattice systems with short-range interactions, to a large class of models possibly containing mean-field interactions (representing an extreme form of long-range interactions). This result is reminiscent of van Hemmen's work on equilibrium states for mean-field models. The extension was made possible by our recent outcomes on states minimizing the free energy density of mean-field models on the lattice, as well as on the infinite volume dynamics for such models.
Relationships between general long-range interacting classical systems on a lattice and the corresponding mean-field models (infinitely long-range interacting models) are investigated. We study systems in arbitrary dimension d for periodic boundary conditions and focus on the free energy for fixed value of the total magnetization. As a result, it is shown that the equilibrium free energy of the long-range interacting systems are exactly the same as that of the corresponding mean-field models (exactness of the mean-field theory). Moreover, the mean-field metastable states can be also preserved in general long-range interacting systems. It is found that in the case that the magnetization is conserved, the mean-field theory does not give correct property in some parameter region.
Realistic effective interparticle interactions of quantum many-body systems are widely seen as being short-range. However, the rigorous mathematical analysis of this type of model turns out to be extremely difficult, in general, with many important fundamental questions remaining open still nowadays. By contrast, mean-field models come from different approximations or Ansätze, and are thus less realistic, in a sense, but are technically advantageous, by allowing explicit computations while capturing surprisingly well many real physical phenomena. Here, we establish a precise mathematical relation between mean-field and short-range models, by using the long-range limit that is known in the literature as the Kac limit. If both attractive and repulsive long-range forces are present then it turns out that the limit mean-field model is not necessarily what one traditionally guesses. One important innovation of our study, in contrast with previous works on the subject, is the fact that we are able to show the convergence of equilibrium states, i.e., of all correlation functions. This paves the way for studying phase transitions, or at least important fingerprints of them like strong correlations at long distances, for models having interactions whose ranges are finite, but very large. It also sheds a new light on mean-field models. Even on the level of pressures, our results go considerably further than previous ones, by allowing, for instance, a continuum of long-range interaction components, as well as very general short-range Hamiltonians for the "free" part of the model.
Abstract We take advantage of the simplifications made possible by assuming the system to be infinite from the beginning, to study some exactly solvable models in statistical mechanics. (1) For fermi lattice systems with quadratic hamiltonians the unifying concept of our treatment is a precise formulation of the idea of a linear system. This concept makes it possible to define a dynamical matrix which incorporates all the information one needs for equilibrium and non‐equilibrium problems. As an example, we consider the alternating X Y chain. Furthermore we pay some attention to ergodicity, pointing out the similarity to the infinite harmonic crystal. (2) For molecular field models, including the BCS model, the method is to consider an arbitrary extremal homogeneous state, to construct the dynamics in the representation determined by that state, and then to use the KMS condition to single out the equilibrium state of the infinite system. A synthesis of these methods – (1) and (2) – enables us to give a new simple treatment of the BCS model and a direct analysis of its mathematical structure. In addition we show the equivalence of Kac and van der Waals (spin) systems in the so‐called van der Waals limit. Finally we indicate briefly how to deal with molecular field models with polynomial and more general interactions.
The general structure of thermodynamic equilibrium states for a class of quantum mechanical (multi-lattice) systems is elaborated, combining quantum statistical and thermodynamical methods. The quantum statistical formulation is performed in terms of recent operator algebraic concepts emphasizing the role of the permutation symmetry due to homogeneous coarse graining and employing the internal symmetries. The variational principle of the free energy functional is derived, which determines together with the symmetries the general form of the limiting Gibbs states in terms of their central decomposition. The limiting minimal free energy density and its possible equilibrium states are analyzed on various levels of the description by means of convex analysis, where the Fenchel transforms of the free energies provide entropy like potentials. On the thermodynamic level a modified entropy surface is obtained, which specifies only in combination with its concave envelope the regions of pure and mixed phase states. The symmetry properties of a certain model allow to specify the (non-) differentiability of the minimal free energy density. A characterization and classification of phase transitions in terms of quantum statistical equilibrium states is proposed, and the connection to the Landau theory is established demonstrating that the latter implies a (continuous) deformation of the sets of equilibrium states along a canonically given curve.
Abstract The quantum statistical frame for infinite multi-lattice spin systems is introduced. The thermodynamic functionals specific internal energy, entropy and free energy are shown to exist on the set of permutation invariant states for polynomial mean field interactions by direct estimation methods. Their dependence on the relative sizes of the sublattice systems is made explicit. The set of homogeneous minimal free energy states is shown to be a Bauer simplex which contains all limiting Gibbs states. For the extremal minimal free energy states the self-consistency equations are derived.
We show the existence of the limiting free-energy density of inhomogeneous ( site-dependent coupling ) mean-field models in the thermodynamic limit, and derive a variational formula for this quantity. The formula requires the minimization of an energy term plus an entropy term as a functional depending on a function with values in the one-particle state space. The minimizing functions describe the pure phases of the system, and all cluster points of the sequence of finite volume equilibrium states have unique integral decomposition into pure phases. Applications are considered; they include the full BCS-model, and random mean-field models