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arXiv:2101.09303 · Physical Review A

Self-consistent microscopic derivation of Markovian master equations for open quadratic quantum systems

Antonio D’Abbruzzo, Davide Rossini

Published May 17, 2021• 29 citations
arXivHTMLPDF

Abstract

We provide a rigorous construction of Markovian master equations for a wide class of quantum systems that encompass quadratic models of finite size, linearly coupled to an environment modeled by a set of independent thermal baths. Our theory can be applied for both fermionic and bosonic models in any number of physical dimensions and does not require any particular spatial symmetry of the global system. We show that, for nondegenerate systems under a full secular approximation, the effective Lindblad operators are the normal modes of the system, with coupling constants that explicitly depend on the transformation matrices that diagonalize the Hamiltonian. Both the dynamics and the steady-state (guaranteed to be unique) properties can be obtained with a polynomial amount of resources in the system size. We also address the particle and energy current flowing through the system in a minimal two-bath scheme and find that they hold the structure of Landauer's formula, being thermodynamically consistent.

DOI
10.1103/physreva.103.052209

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We provide a rigorous construction of Markovian master equations for a wide class of quantum systems that encompass quadratic models of finite size, linearly coupled to an environment modeled by a set of independent thermal baths. Our theory can be applied for both fermionic and bosonic models in any number of physical dimensions and does not require any particular spatial symmetry of the global system. We show that, for nondegenerate systems under a full secular approximation, the effective Lindblad operators are the normal modes of the system, with coupling constants that explicitly depend on the transformation matrices that diagonalize the Hamiltonian. Both the dynamics and the steady-state (guaranteed to be unique) properties can be obtained with a polynomial amount of resources in the system size. We also address the particle and energy current flowing through the system in a minimal two-bath scheme and find that they hold the structure of Landauer's formula, being thermodynamically consistent.
Abstract The dynamics of Markovian open quantum systems are described by Lindblad master equations. For fermionic and bosonic systems that are quasi-free, i.e. with Hamiltonians that are quadratic in the ladder operators and Lindblad operators that are linear in the ladder operators, we derive the equation of motion for the covariance matrix. This determines the evolution of Gaussian initial states and the steady states, which are also Gaussian. Using ladder super-operators (a.k.a. third quantization), we show how the Liouvillian can be transformed to a many-body Jordan normal form which also reveals the full many-body spectrum. Extending previous work by Prosen and Seligman, we treat fermionic and bosonic systems on equal footing with Majorana operators, shorten and complete some derivations, also address the odd-parity sector for fermions, give a criterion for the existence of bosonic steady states, cover non-diagonalizable Liouvillians also for bosons, and include quadratic systems. In extension of the quasi-free open systems, quadratic open systems comprise additional Hermitian Lindblad operators that are quadratic in the ladder operators. While Gaussian states may then evolve into non-Gaussian states, the Liouvillian can still be transformed to a useful block-triangular form, and the equations of motion for k -point Green’s functions form a closed hierarchy. Based on this formalism, results on criticality and dissipative phase transitions in such models are discussed in a companion paper.
We investigate the dynamics of a qubit chain locally coupled to a thermal reservoir, modeled through repeated collisions with particles drawn from a heat bath. Under suitable conditions, the resulting Lindblad equation is thermodynamically consistent -- it drives the system toward thermal equilibrium -- while remaining local at short times. This framework reveals a crossover between the global Lindblad equation derived from the secular approximation in weak-coupling theory and the local dissipative models often employed in the literature, which generally fail to ensure thermodynamic consistency.
Quantum master equations form an important tool in the description of transport problems in open quantum systems. However, they suffer from the difficulty that the shape of the Lindblad dissipator depends sensibly on the system Hamiltonian. Consequently, most of the work done in this field has focused on phenomenological dissipators which act locally on different parts of the system. In this paper we show how to construct Lindblad dissipators to model a one-dimensional bosonic tight-binding chain connected to two baths at the first and last site, kept at different temperatures and chemical potentials. We show that even though the bath coupling is local, the effective Lindblad dissipator stemming from this interaction is inherently nonlocal, affecting all normal modes of the system. We then use this formalism to study the current of particles and energy through the system and find that they have the structure of Landauer's formula, with the bath spectral density playing the role of the transfer integral. Finally, we consider infinitesimal temperature and chemical potential gradients and show that the currents satisfy Onsager's reciprocal relations, which is a consequence of the fact that the microscopic quantum dynamics obeys detailed balance.
We generalize the method of third quantization to a unified exact treatment of Redfield and Lindblad master equations for open quadratic systems of n fermions in terms of diagonalization of a 4 n ×4 n matrix. Non-equilibrium thermal driving in terms of the Redfield equation is analyzed in detail. We explain how one can compute all the physically relevant quantities, such as non-equilibrium expectation values of local observables, various entropies or information measures, or time evolution and properties of relaxation. We also discuss how to exactly treat explicitly time-dependent problems. The general formalism is then applied to study a thermally driven open XY spin 1/2 chain. We find that the recently proposed non-equilibrium quantum phase transition in the open XY chain survives the thermal driving within the Redfield model. In particular, the phase of long-range magnetic correlations can be characterized by hypersensitivity of the non-equilibrium steady state to external (bath or bulk) parameters. Studying the heat transport, we find negative differential thermal conductance for sufficiently strong thermal driving as well as non-monotonic dependence of the heat current on the strength of the bath coupling.
We build an exact framework to evaluate heat, energy, and particle transport between Gaussian reservoirs mediated by a quadratic quantum system. By combining full counting statistics with newly developed non-Markovian master equation approaches, we introduce an effective master equation whose solution can be used to generate arbitrary moments of the heat statistics for any number of reservoirs. This theory applies equally to fermionic and bosonic systems, holds at arbitrarily strong coupling, and resolves out-of-equilibrium transient dynamics determined by the system's initial state. In the steady-state, weak-coupling limit, we recover results analogous to those of the well-known Landauer-Büttiker formalism. We conclude our discussion by demonstrating an application of the method to a prototypical fermionic system. Our results uncover a regime of transient negative heat conductance contingent upon the initial system preparation, providing a clear signature of non-trivial out-of-equilibrium dynamics.
Abstract Markovian master equations provide a versatile tool for describing open quantum systems when memory effects of the environment may be neglected. As these equations are of an approximate nature, they often do not respect the laws of thermodynamics when no secular approximation is performed in their derivation. Here we introduce a Markovian master equation that is thermodynamically consistent and provides an accurate description whenever memory effects can be neglected. The thermodynamic consistency is obtained through a rescaled Hamiltonian for the thermodynamic bookkeeping, exploiting the fact that a Markovian description implies a limited resolution for heat. Our results enable a thermodynamically consistent description of a variety of systems where the secular approximation breaks down.