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arXiv:2101.04138 · Journal of Statistical Physics

Large Deviations at Level 2.5 for Markovian Open Quantum Systems: Quantum Jumps and Quantum State Diffusion

Federico Carollo, Juan P. Garrahan, Robert L. Jack

Published Jul 1, 2021• 47 citations
arXivHTMLPDF

Abstract

Abstract We consider quantum stochastic processes and discuss a level 2.5 large deviation formalism providing an explicit and complete characterisation of fluctuations of time-averaged quantities, in the large-time limit. We analyse two classes of quantum stochastic dynamics, within this framework. The first class consists of the quantum jump trajectories related to photon detection; the second is quantum state diffusion related to homodyne detection. For both processes, we present the level 2.5 functional starting from the corresponding quantum stochastic Schrödinger equation and we discuss connections of these functionals to optimal control theory.

DOI
10.1007/s10955-021-02799-x

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cond-mat.stat-mechCross-listedarXiv:2601.16883•Jan 26, 2026
Abstract We consider quantum stochastic processes and discuss a level 2.5 large deviation formalism providing an explicit and complete characterisation of fluctuations of time-averaged quantities, in the large-time limit. We analyse two classes of quantum stochastic dynamics, within this framework. The first class consists of the quantum jump trajectories related to photon detection; the second is quantum state diffusion related to homodyne detection. For both processes, we present the level 2.5 functional starting from the corresponding quantum stochastic Schrödinger equation and we discuss connections of these functionals to optimal control theory.
We analyze dynamical large deviations of quantum trajectories in Markovian open quantum systems in their full generality. We derive a quantum level-2.5 large deviation principle for these systems, which describes the joint fluctuations of time-averaged quantum jump rates and of the time-averaged quantum state for long times. Like its level-2.5 counterpart for classical continuous-time Markov chains (which it contains as a special case), this description is both explicit and complete, as the statistics of arbitrary time-extensive dynamical observables can be obtained by contraction from the explicit level-2.5 rate functional we derive. Our approach uses an unraveled representation of the quantum dynamics which allows these statistics to be obtained by analyzing a classical stochastic process in the space of pure states. For quantum reset processes we show that the unraveled dynamics is semi-Markovian and derive bounds on the asymptotic variance of the number of quantum jumps which generalize classical thermodynamic uncertainty relations. We finish by discussing how our level-2.5 approach can be used to study large deviations of nonlinear functions of the state, such as measures of entanglement.
We solve two long-standing problems for stochastic descriptions of open quantum system dynamics. First, we find the classical stochastic processes corresponding to non-Markovian quantum state diffusion and non-Markovian quantum jumps in projective Hilbert space. Second, we show that the diffusive limit of non-Markovian quantum jumps can be taken on the projective Hilbert space in such a way that it coincides with non-Markovian quantum state diffusion. However, the very same limit taken on the Hilbert space leads to a completely new diffusive unraveling, which we call non-Markovian quantum diffusion. Further, we expand the applicability of non-Markovian quantum jumps and non-Markovian quantum diffusion by using a kernel smoothing technique allowing a significant simplification in their use. Lastly, we demonstrate the applicability of our results by studying a driven dissipative two level atom in a non-Markovian regime using all of the three methods.
The ensemble-averaged dynamics of open quantum systems are typically irreversible. We show that this irreversibility need not hold at the level of individually monitored quantum trajectories. Our main results are analytical stochastic Schrödinger equations for quantum reverse diffusion, along with corresponding stochastic master equations. These equations describe the exact and approximate stochastic reverse processes for continuously monitored Pauli channels, including time-dependent depolarizing noise. We show that the reverse processes generalize the forward dynamics by combining the noise effects of the forward processes with an additional stochastic drift that dynamically steers a quantum state back to its initial configuration. Consequently, the exact reverse stochastic Schrödinger equations admit closed-form solutions that can be implemented in real-time without the need for variational techniques. Our findings establish an analytical framework for quantum state recovery, noise-resilient quantum gates, quantum generative modelling, quantum tomography via forward-reverse cycles, and potential paradigms for quantum error correction based on reverse diffusion.
We apply a large-deviation method to study the diffusive trajectories of the quadratures of light emitted from open quantum systems. We formulate the study of quadrature trajectories in terms of characteristic operators and show that, in the long-time limit, the statistics of such trajectories obey a large-deviation principle. We take our motivation from homodyne detection schemes which allow the statistics of light quadratures to be measured. We illustrate our approach with four examples of increasing complexity: a driven two-level system, a ``blinking'' three-level system, a pair of weakly coupled two-level driven systems, and the micromaser. We discuss how quadrature operators can serve as alternative order parameters for the classification of dynamical phases, which is particularly useful in cases where the statistics of quantum jumps cannot distinguish such phases. The formalism we introduce also allows us to analyze the properties of the light emitted in quantum-jump trajectories which deviate far from the typical dynamics.
We introduce jump-time unraveling as a distinct description of open quantum systems. As our starting point, we consider quantum jump trajectories, which emerge, physically, from continuous quantum measurements, or, formally, from the unraveling of Markovian quantum master equations. If the stochastically evolving quantum trajectories are ensemble-averaged at specific times, the resulting quantum states are solutions to the associated quantum master equation. We demonstrate that quantum trajectories can also be ensemble-averaged at specific jump counts. The resulting jump-time-averaged quantum states are then solutions to a discrete, deterministic evolution equation, with time replaced by the jump count. This jump-time evolution represents a trace-preserving quantum dynamical map if and only if the associated open system does not exhibit dark states. In the presence of dark states, on the other hand, jump-time-averaged states may decay into the dark states and the jump-time evolution may eventually terminate. Jump-time-averaged quantum states and the associated jump-time evolution are operationally accessible in continuous measurement schemes, when quantum jumps are detected and used to trigger the readout measurements. We illustrate the jump-time evolution with the examples of a two-level system undergoing relaxation or dephasing, a damped harmonic oscillator, and a free particle exposed to collisional decoherence.
We study the fluctuation statistics of integrated currents in noisy quantum diffusive systems, focusing on the Quantum Symmetric Simple Exclusion and Inclusion Processes (QSSEP/QSSIP). These one-dimensional fermionic (QSSEP) and bosonic (QSSIP) models feature stochastic nearest-neighbor hopping driven by Brownian noise, together with boundary injection and removal processes. They provide solvable microscopic settings in which quantum coherence coexists with diffusion. Upon noise averaging, their dynamics reduce to those of the classical SSEP/SSIP. We show that the cumulant-generating function of the integrated current, at large scales, obeys a large deviation principle. To leading order in system size and for each noise realization, it converges to that of the corresponding classical process, establishing a classical typicality of current fluctuations in these noisy quantum systems. We further demonstrate a direct connection with Macroscopic Fluctuation Theory (MFT), showing that the large-scale equations satisfied by biased quantum densities coincide with the steady-state Hamilton equations of MFT, thereby providing a microscopic quantum justification of the MFT framework in these models. Finally, we identify the leading finite-size corrections to the current statistics. We show the existence of subleading contributions of purely quantum origin, which are absent in the corresponding classical setting, and provide their explicit expressions for the second and third current cumulants. These quantum corrections are amenable to direct experimental or numerical verification, provided sufficient control over the noise realizations can be achieved. Their presence points toward the necessity of a quantum extension of MFT.