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arXiv:2101.01538

Is Brain-Mind Quantum? A theory and supporting evidence

Stuart Alan Kauffman, Dean I. Radin

Published Jan 3, 2021• 4 citations
arXivHTMLPDF

Abstract

We propose a non-substance dualism theory, following Heisenberg: The world consists of both ontologically real possibilities that do not obey Aristotle's Law of the Excluded Middle, and ontologically real Actuals that do o0bey the Law of the Excluded Middle. This quantum approach solves five issues in quantum mechanics and numerous puzzles about the mind-brain relationship. It raises the possibility that some aspects of mind are non-local, and that mind plays an active role in the physical world. We present supporting evidence.

DOI
10.48550/arxiv.2101.01538

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The mind–matter relationship remained in the domain of philosophers for aeons. However, the inquisitiveness of the scientific minds has always been trying to understand the science behind its various functions. The scientific temper ushered in by the Renaissance about the 15th century saw the scientists exploring this problem from a science point of view. Technological advances during the later part of the 20th century enabled neuroscientists to explore and localise functions of the brain. However, the most difficult has been understanding the origin of a conscious experience scientifically or materialistically. Despite the delineation of many functions of the brain, the origin of conscious experience, the qualia, in the material brain remains elusive, so much so it came to be called the holy grail of neuroscience. 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Quantum entanglement is the phenomenon that occurs when a group of particles which are generated, interact with or share special proximity such that they remain connected even when separated by vast distances. Consciousness is a manifestation of quantum process. Q mind or Q consciousness comprises a group of hypotheses proposing that quantum mechanical phenomena such as entanglement and superposition may play an important part in the functions of the brain and could thus explain the origin of consciousness. Several theories of quantum consciousness have been proposed. Wigner proposed the idea that quantum mechanics has something to do with the workings of the mind and proposed that the wave function collapse in the interaction with conscious observation creates consciousness.[4] Vitiello and Freeman[5] proposed quantum field theory (QFT) of brain states. This theory deals with systems and provides formal elements from which a standard description of brain activity can be inferred. 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Scholes and Aarat Kalra of Princeton University used lasers to excite molecules within tubulins, causing a prolonged excitation to diffuse through microtubules further than expected, which did not occur when repeated under anaesthesia.[17,18] Beck and Eccles considered quantum mechanics at the synaptic level. If Orchestrated objective reduction (ORCH-OR) theory is applicable, a similar phenomenon in the microtubules at the presynaptic level, the axon terminal could be invoked for the genesis of consciousness.[19] A recent study by scientists at Trinity College, Dublin, in October 2022,[20] suggests that quantum processes underlie the cognitive and conscious brain functions. The brain–mind operational architectonics is the boundary between and integration point of quantum physics and eastern metaphysics and that it may inspire building a richer and more inclusive paradigm of the brain–mind relation, where quantum physics and eastern metaphysics are inherently intertwined. 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Use of artificial intelligence (AI)-assisted technology for manuscript preparation The authors confirm that there was no use of artificial intelligence (AI)-assisted technology for assisting in the preparation of the manuscript and no images were manipulated using AI.

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In reductionist biology, mental states are brain states and the brain obeys the laws of a physical world existing independently of and prior to minds. This account is invalidated if the physical laws themselves involve essential reference to mental states.. The quantum theory has usually been presented in a form making such reference. .To remove the need for this, the first step is to accept that quantum theory applies only to fields and to entities embedded in fields. Ehrenfest's theorem then shows how systems obeying Newtonian mechanics, including objects of everyday life, appear as persistent patterns showing none of the indeterminacy associated with features of the underlying field. The theorems of Gleason, Kocken and Specker demand that the quantum theory should leave a degree of indeterminacy in the pattern of the fields it describes. Any interaction of a quantum system with its environment therefore requires a definite selection of a unique pattern of behaviour within the range of indeterminacy. Such interaction is continuous, and there is no role for a mental state in this selection. It would be consistent with the formalism of quantum theory if a localised interaction in a system caused an instantaneous removal of indeterminacy over an arbitrarily large volume, in apparent conflict with the special theory of relativity. This conflict is not removed by any appeal to the effects of mental states.. However, a consistent interpretation of quantum systems as fields throws doubt on the claim that the event correlations in the experiments of Aspect and his colllaborators are evidence of causal propagation at speeds greater than that of light.

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Over the past decade, discussions of the roles that quantum mechanics might or might not play in the theory of consciousness/mind have become increasingly sharp. One side of this debate stand conventional neuroscientists who assert that brain science must look to the neuron for understanding, and on the other side are certain physicists, suggesting that the rules of quantum theory might influence the dynamics of consciousness/mind. However, consciousness and mind are not separate from matter. Submicroscopic world of the human brain give rise to consciousness, mind. We are never able to make a sharp separation between mind and matter. Thus ultimately there is no “mind” that can be separated from “matter” and no “matter” that can be separated from “mind”. The brain as a mixed physical system composed of the macroscopic neuron system and an additional microscopic system. The former consists of pathway conduction of neural impulses. The latter is assumed to be a quantum mechanical many-body system interacting with the macroscopic neuron system.

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We propose a non-substance dualism theory, following Heisenberg: The world consists of both ontologically real possibilities that do not obey Aristotle's Law of the Excluded Middle, and ontologically real Actuals that do o0bey the Law of the Excluded Middle. This quantum approach solves five issues in quantum mechanics and numerous puzzles about the mind-brain relationship. It raises the possibility that some aspects of mind are non-local, and that mind plays an active role in the physical world. We present supporting evidence.
If all aspects of the mind-brain relationship were adequately explained by classical physics, then there would be no need to propose alternative views. But faced with possibly unresolvable puzzles like qualia and free will, other approaches are required. We propose a non-substance dualism theory, following a suggestion by Heisenberg, whereby the world consists of both ontologically real Possibles that do not obey Aristotle’s law of the excluded middle, and ontologically real Actuals, that do obey the law of the excluded middle. Measurement converts Possibles into Actuals. This quantum-oriented approach solves numerous puzzles about the mind-brain relationship, but it also raises the intriguing possibility that some aspects of mind are nonlocal, and that mind plays an active role in the physical world. We suggest that the mind-brain relationship is partially quantum, and we present evidence supporting that proposition.
I build upon Heisenberg’s proposal in 1958 that quantum states are ontologically real “potentia.” On this view reality consists in ontologically real Possibles and ontologically real Actuals. Then measurement converts Possibles to Actuals. This ontological hypothesis, explicit in Heisenberg’s proposal, suggests a natural place for “mind.” Mind converts Possibles to Actuals. This role for mind is a scientific hypothesis open to test. Modest evidence now supports the hypothesis. If very well confirmed, such results alter the foundations of quantum mechanics and afford a role of mind in the becoming of the universe. More, the ontological proposal is not a substance dualism, for potentia are not substances. Thus, this proposal for the role of mind does not seem to inherit many of the problems raised in a substance dualism such as Descartes’ Res cogitans and Res extensa, (Descartes), or in a substance neutral monism such as Russell, (Russell). The proposal is radical. Far more evidence is needed.
The Orthodox interpretation of quantum mechanics, which followed the Copenhagen Interpretation but was enhanced by primarily Werner Heisenberg and John von Neumann into a fully developed theory, brought in, among others, the role of measurement, available choices and response of the quantum system.It is, more consistent and clear than other interpretations of quantum mechanics as it provides account of the interactions of observers with the external world.As such, the Orthodox interpretation does a lot more than just account for physical interactions in the atomic world, which was the original goal of quantum mechanics in the early part of the twentieth century.In this article we present several issues that may have been answered or need further development, such as measurement and observation, what is Nature and who the observer is.Extending Orthodox quantum mechanics, leading to universal non-dual Awareness may provide a consistent and integrated view of reality and is consistent with advances in mathematical theory.An issue of paramount importance is what are the philosophical underpinnings or ontological view of the quantum nature of the universe and the role of human minds, observations and choices.
The mind–matter relationship remained in the domain of philosophers for aeons. However, the inquisitiveness of the scientific minds has always been trying to understand the science behind its various functions. The scientific temper ushered in by the Renaissance about the 15th century saw the scientists exploring this problem from a science point of view. Technological advances during the later part of the 20th century enabled neuroscientists to explore and localise functions of the brain. However, the most difficult has been understanding the origin of a conscious experience scientifically or materialistically. Despite the delineation of many functions of the brain, the origin of conscious experience, the qualia, in the material brain remains elusive, so much so it came to be called the holy grail of neuroscience. Heisenberg wrote: ‘Physics entered the domain of philosophy with the emergence of consciousness in quantum observation, which incidentally opened the door for reconciliation of science and philosophy’,[1] an event which enabled the predictions of Snow of the merging of arts and sciences.[2,3] Quantum mechanics is a branch of physics relating to very small particles – subatomic particles – electrons, photons, and everything in the submolecular realm, being the smallest units in matter. Quantum theory is the most fundamental theory of matter available at present. Some basic concepts of quantum physics need to be understood. These include “superposition”, where in subatomic particles exist either as waves or particles in a dual nature, never simultaneously. They exist as waves in more than one place at a time and once an observer observes or interferes with (such as measuring) their superposition state collapses to particle state. Quantum entanglement is the phenomenon that occurs when a group of particles which are generated, interact with or share special proximity such that they remain connected even when separated by vast distances. Consciousness is a manifestation of quantum process. Q mind or Q consciousness comprises a group of hypotheses proposing that quantum mechanical phenomena such as entanglement and superposition may play an important part in the functions of the brain and could thus explain the origin of consciousness. Several theories of quantum consciousness have been proposed. Wigner proposed the idea that quantum mechanics has something to do with the workings of the mind and proposed that the wave function collapse in the interaction with conscious observation creates consciousness.[4] Vitiello and Freeman[5] proposed quantum field theory (QFT) of brain states. This theory deals with systems and provides formal elements from which a standard description of brain activity can be inferred. According to QFT, particles are only excited states or simply manifestations of a field. Every particle has its own field that covers all of the universe, which means that, according to QFT, all of the electrons of the universe belong to the same field and could be regarded as one. Bohm formulated the QFT as a deeper theory of quantum theory plus relativity.[6] He viewed mind and matter as projections into our explicate order underlying the implicate order. Quantum brain dynamics (QBD) hypothesis explains the function of the brain within the framework of QFT.[7] It is not yet known exactly how quantum superpositions and their collapse result in the genesis of the raw feels of consciousness, the qualia. Feynman stated ‘if you think you understand quantum mechanics then you do not!’[8] Pribram proposed the holonomic brain theory (quantum holography). He invoked quantum mechanics to explain the higher-order processing by the mind. Pribram provided evidence on how much of the processes in the brain take place in a distributed fashion.[9,10] The composite model of Pribram-Bohm of holoflux hypothesis addresses observed phenomenon of non-locality both spacially and temporally. Bose and Einstein, who first predicted Bose Einstein condensate proposed that water at dendritic membrane surfaces might operate by structuring condensation,[11] supporting QBD. Penrose and Hamoreff proposed the orchestrated-objective reduction (ORCH-OR) in 1989 through 2013. According to them, the microtubules in the neurons (neurotubules), the tubulin protein polymer at the site of quantum collapse, leads to conscious experience. The quantum superposed states which develop in the tubulins remain coherent and recruit more superposed tubulins until a mass-time-energy threshold is reached. At this point, self-collapse or objective reduction occurs, which is equated to a discrete conscious event. Cascades of ORCH-OR events give rise to the stream of consciousness.[12,13] Penrose suggested that objective reduction represents neither randomness nor algorithmic processing but instead a non-computable influence in spacetime geometry from which mathematical understanding and, by later extension, consciousness derives.[14] Quantum vibrations in the microtubules proposed by Bandyopadhyay[15] have been shown to be source of conscious experience by corroborating the Penrose-Hemeroff’s ORCH-OR hypothesis.[13,16] In April 2022, the results of two related experiments at the University of Alberta and Princeton University, announced at The Science of Consciousness conference, provided further evidence to support quantum processes operating within microtubules. However, in another experiment, Gregory D. Scholes and Aarat Kalra of Princeton University used lasers to excite molecules within tubulins, causing a prolonged excitation to diffuse through microtubules further than expected, which did not occur when repeated under anaesthesia.[17,18] Beck and Eccles considered quantum mechanics at the synaptic level. If Orchestrated objective reduction (ORCH-OR) theory is applicable, a similar phenomenon in the microtubules at the presynaptic level, the axon terminal could be invoked for the genesis of consciousness.[19] A recent study by scientists at Trinity College, Dublin, in October 2022,[20] suggests that quantum processes underlie the cognitive and conscious brain functions. The brain–mind operational architectonics is the boundary between and integration point of quantum physics and eastern metaphysics and that it may inspire building a richer and more inclusive paradigm of the brain–mind relation, where quantum physics and eastern metaphysics are inherently intertwined. A body of empirical evidence[21-24] supports these possibilities, strengthening the proposal that the mind–brain relationship may be partially quantum. Quantum information theory clarifies the distinction between the unobservable mind and the observable brain and supports a solid physical foundation for consciousness research. With all these theories trying to explain and understand the theoretical/hypothetical framework for consciousness to explain the subjective experience of consciousness, the experts of this field feel it is still a long way to bridge the gap between current neurobiological and physical–mathematical concepts with their associated quantum–mind theories. Though there is still a long way to go for explaining conscious experience scientifically, when ever this happens, it will become one of the benchmarks in science. Financial support and sponsorship Nil. Conflicts of interest There are no conflicts of interest. Use of artificial intelligence (AI)-assisted technology for manuscript preparation The authors confirm that there was no use of artificial intelligence (AI)-assisted technology for assisting in the preparation of the manuscript and no images were manipulated using AI.
In reductionist biology, mental states are brain states and the brain obeys the laws of a physical world existing independently of and prior to minds. This account is invalidated if the physical laws themselves involve essential reference to mental states.. The quantum theory has usually been presented in a form making such reference. .To remove the need for this, the first step is to accept that quantum theory applies only to fields and to entities embedded in fields. Ehrenfest's theorem then shows how systems obeying Newtonian mechanics, including objects of everyday life, appear as persistent patterns showing none of the indeterminacy associated with features of the underlying field. The theorems of Gleason, Kocken and Specker demand that the quantum theory should leave a degree of indeterminacy in the pattern of the fields it describes. Any interaction of a quantum system with its environment therefore requires a definite selection of a unique pattern of behaviour within the range of indeterminacy. Such interaction is continuous, and there is no role for a mental state in this selection. It would be consistent with the formalism of quantum theory if a localised interaction in a system caused an instantaneous removal of indeterminacy over an arbitrarily large volume, in apparent conflict with the special theory of relativity. This conflict is not removed by any appeal to the effects of mental states.. However, a consistent interpretation of quantum systems as fields throws doubt on the claim that the event correlations in the experiments of Aspect and his colllaborators are evidence of causal propagation at speeds greater than that of light.
Over the past decade, discussions of the roles that quantum mechanics might or might not play in the theory of consciousness/mind have become increasingly sharp. One side of this debate stand conventional neuroscientists who assert that brain science must look to the neuron for understanding, and on the other side are certain physicists, suggesting that the rules of quantum theory might influence the dynamics of consciousness/mind. However, consciousness and mind are not separate from matter. Submicroscopic world of the human brain give rise to consciousness, mind. We are never able to make a sharp separation between mind and matter. Thus ultimately there is no “mind” that can be separated from “matter” and no “matter” that can be separated from “mind”. The brain as a mixed physical system composed of the macroscopic neuron system and an additional microscopic system. The former consists of pathway conduction of neural impulses. The latter is assumed to be a quantum mechanical many-body system interacting with the macroscopic neuron system.