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arXiv:2012.05573 · Physical Review Letters

Entropy and Reversible Catalysis

Henrik Wilming

Published Dec 23, 2021• 46 citations
arXivHTMLPDF

Abstract

I show that nondecreasing entropy provides a necessary and sufficient condition to convert the state of a physical system into a different state by a reversible transformation that acts on the system of interest and a further "catalyst," whose state has to remain invariant exactly in the transition. This statement is proven both in the case of finite-dimensional quantum mechanics, where von Neumann entropy is the relevant entropy, and in the case of systems whose states are described by probability distributions on finite sample spaces, where Shannon entropy is the relevant entropy. The results give an affirmative resolution to the (approximate) catalytic entropy conjecture introduced by Boes et al. [Phys. Rev. Lett. 122, 210402 (2019)PRLTAO0031-900710.1103/PhysRevLett.122.210402]. They provide a complete single-shot characterization without external randomness of von Neumann entropy and Shannon entropy. I also compare the results to the setting of phenomenological thermodynamics and show how they can be used to obtain a quantitative single-shot characterization of Gibbs states in quantum statistical mechanics.

DOI
10.1103/physrevlett.127.260402

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I show that nondecreasing entropy provides a necessary and sufficient condition to convert the state of a physical system into a different state by a reversible transformation that acts on the system of interest and a further "catalyst," whose state has to remain invariant exactly in the transition. This statement is proven both in the case of finite-dimensional quantum mechanics, where von Neumann entropy is the relevant entropy, and in the case of systems whose states are described by probability distributions on finite sample spaces, where Shannon entropy is the relevant entropy. The results give an affirmative resolution to the (approximate) catalytic entropy conjecture introduced by Boes et al. [Phys. Rev. Lett. 122, 210402 (2019)PRLTAO0031-900710.1103/PhysRevLett.122.210402]. They provide a complete single-shot characterization without external randomness of von Neumann entropy and Shannon entropy. I also compare the results to the setting of phenomenological thermodynamics and show how they can be used to obtain a quantitative single-shot characterization of Gibbs states in quantum statistical mechanics.
Quantum catalysis, the ability to enable previously impossible transformations by using auxiliary systems without degrading them, has emerged as a powerful tool in various resource theories. Although catalytically enabled state transformations have been formally characterized by the monotonic behavior of entropic quantifiers (e.g., the von Neumann entropy or nonequilibrium free energy), such characterizations often rely on unphysical assumptions, namely, the ability of using catalysts of infinitely large dimension. This approach offers very limited insights into the practical significance of using catalysis for quantum information processing. Here, we address this problem across a broad class of quantum resource theories. Leveraging quantum information tools beyond the asymptotic regime, we establish sufficient conditions for the existence of catalytic transformations with finite-size catalysts. We further unveil connections between finite-size catalysis and multicopy transformations. Notably, we discover a phenomenon of catalytic resonance: by carefully tailoring the catalysts's state, one can drastically reduce the required dimension of the catalyst, thus enabling efficient catalytic transformations with minimal resources. Finally, we illustrate our findings with examples from the resource theories of entanglement and thermodynamics, as well in the context of catalytic unitary transformations.
The class of possible thermodynamic conversions can be extended by introducing an auxiliary system called catalyst, which assists in state conversion while its own state remains unchanged. We reveal a complete characterization of catalytic state conversion in quantum and single-shot thermodynamics by allowing an infinitesimal correlation between the system and the catalyst. Specifically, we prove that a single thermodynamic potential, which provides the necessary and sufficient condition for the correlated-catalytic state conversion, is given by the standard nonequilibrium free energy defined with the Kullback-Leibler divergence. This resolves the conjecture raised by Wilming, Gallego, and Eisert [Entropy 19, 241 (2017)ENTRFG1099-430010.3390/e19060241] and by Lostaglio and Müller [Phys. Rev. Lett. 123, 020403 (2019)PRLTAO0031-900710.1103/PhysRevLett.123.020403] in the positive. Moreover, we show that, with the aid of the work storage, any quantum state can be converted into another by paying the work cost equal to the nonequilibrium free energy difference. Our result would serve as a step towards establishing resource theories of catalytic state conversion in the fully quantum regime.
The von Neumann entropy is a key quantity in quantum information theory and, roughly speaking, quantifies the amount of quantum information contained in a state when many identical and independent (i.i.d.) copies of the state are available, in a regime that is often referred to as being asymptotic. In this Letter, we provide a new operational characterization of the von Neumann entropy which neither requires an i.i.d. limit nor any explicit randomness. We do so by showing that the von Neumann entropy fully characterizes single-shot state transitions in unitary quantum mechanics, as long as one has access to a catalyst-an ancillary system that can be reused after the transition-and an environment which has the effect of dephasing in a preferred basis. Building upon these insights, we formulate and provide evidence for the catalytic entropy conjecture, which states that the above result holds true even in the absence of decoherence. If true, this would prove an intimate connection between single-shot state transitions in unitary quantum mechanics and the von Neumann entropy. Our results add significant support to recent insights that, contrary to common wisdom, the standard von Neumann entropy also characterizes single-shot situations and opens up the possibility for operational single-shot interpretations of other standard entropic quantities. We discuss implications of these insights to readings of the third law of quantum thermodynamics and hint at potentially profound implications to holography.
Quantum entanglement of pure states is usually quantified via the entanglement entropy, the von Neumann entropy of the reduced state. Entanglement entropy is closely related to entanglement distillation, a process for converting quantum states into singlets, which can then be used for various quantum technological tasks. The relation between entanglement entropy and entanglement distillation has been known only for the asymptotic setting, and the meaning of entanglement entropy in the single-copy regime has so far remained open. Here we close this gap by considering entanglement catalysis. We prove that entanglement entropy completely characterizes state transformations in the presence of entangled catalysts. Our results imply that entanglement entropy quantifies the amount of entanglement available in a bipartite pure state to be used for quantum information processing, giving asymptotic results an operational meaning also in the single-copy setup.
Catalytic coherence transformations allow the otherwise impossible state transformations using only incoherent operations with the aid of an auxiliary system with finite coherence that is not being consumed in any way. Here we find the necessary and sufficient conditions for the deterministic and stochastic catalytic coherence transformations between a pair of pure quantum states. In particular, we show that the simultaneous decrease of a family of R\'enyi entropies of the diagonal parts of the states under consideration is a necessary and sufficient condition for the deterministic catalytic coherence transformations. Similarly, for stochastic catalytic coherence transformations we find the necessary and sufficient conditions for achieving a higher optimal probability of conversion. We thus completely characterize the coherence transformations among pure quantum states under incoherent operations. We give numerous examples to elaborate our results. We also explore the possibility of the same system acting as a catalyst for itself and find that indeed self-catalysis is possible. Further, for the cases where no catalytic coherence transformation is possible we provide entanglement-assisted coherence transformations and find the necessary and sufficient conditions for such transformations.
Understanding the fundamental limits of state convertibility is crucial for establishing the boundaries of quantum information processing and thermodynamic efficiency. While auxiliary systems, catalysts, can facilitate otherwise impossible transformations, standard catalysis rigidly requires the auxiliary system to return to its exact initial state. In this work, we investigate the power of flexible catalysis, where the catalyst evolves through a cycle of states, restoring its initial configuration only after a finite number of steps. Focusing on the regime of fixed, finite dimensions, we analyze the capabilities of flexible catalysis within the resource theories of entanglement and quantum thermodynamics. In the context of entanglement, we derive conditions limiting flexible catalysts, yet show that flexible catalysis can be strictly more powerful than same-dimensional standard catalysis: it enables deterministic transformations achievable by no standard catalyst of the same dimension, and it strictly increases the success probability of stochastic local operations and classical communication. A similar deterministic advantage arises in quantum thermodynamics, where flexible catalysis enables state transformations that are impossible with any standard catalyst of fixed dimension and Hamiltonian but become achievable via flexible catalysis.