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arXiv:2011.12320 · Physical Review Letters

Boundary Supersymmetry of (1+1)D Fermionic Symmetry-Protected Topological Phases

Abhishodh Prakash, Juven Wang

Published Jun 11, 2021• 12 citations
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Abstract

We prove that the boundaries of all nontrivial (1+1)-dimensional intrinsically fermionic symmetry-protected-topological phases, protected by finite on-site symmetries (unitary or antiunitary), are supersymmetric quantum mechanical systems. This supersymmetry does not require any fine-tuning of the underlying Hamiltonian, arises entirely as a consequence of the boundary 't Hooft anomaly that classifies the phase, and is related to a "Bose-Fermi" degeneracy different in nature from other well known degeneracies such as Kramers doublets.

DOI
10.1103/physrevlett.126.236802

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•Jul 11, 2017•0 citations
We prove that the boundaries of all nontrivial (1+1)-dimensional intrinsically fermionic symmetry-protected-topological phases, protected by finite on-site symmetries (unitary or antiunitary), are supersymmetric quantum mechanical systems. This supersymmetry does not require any fine-tuning of the underlying Hamiltonian, arises entirely as a consequence of the boundary 't Hooft anomaly that classifies the phase, and is related to a "Bose-Fermi" degeneracy different in nature from other well known degeneracies such as Kramers doublets.
We show how 1+11+11+1-dimensional fermionic symmetry-protected topological states (SPTs, i.e., nontrivial short-range entangled gapped phases of quantum matter whose boundary exhibits 't Hooft anomaly and whose bulk cannot be deformed into a trivial tensor product state under finite-depth local unitary transformations only in the presence of global symmetries), indeed can be unwound to a trivial state by enlarging the Hilbert space via adding extra degrees of freedom and suitably extending the global symmetries. The extended projective global symmetry on the boundary can become supersymmetric in a specific sense, i.e., it contains group elements that do not commute with the fermion number parity ${(\ensuremath{-}1)}^{F}$, while the antiunitary time-reversal symmetry becomes fractionalized. This also means we can uplift and remove certain exotic fermionic anomalies (e.g., ``parity'' anomaly in time-reversal or reflection symmetry) via appropriate supersymmetry extensions in terms of group extensions. We work out explicit examples for multilayers of 1+1d1+1\mathrm{d}1+1d Majorana fermion chains, then comment on models with Sachdev-Ye-Kitaev (SYK) interactions, intrinsic fermionic gapless SPTs protected by supersymmetry, and generalizations to higher space-time dimensions via a cobordism theory.
It has recently been demonstrated that protected supersymmetry emerges on the boundaries of one-dimensional intrinsically fermionic symmetry protected trivial (SPT) phases. Here we investigate the case of one-dimensional fermionic short-range entangled (SRE) phases beyond SPT phases. We show that for SRE phases that are not SPT phases, boundary supersymmetry is neither protected nor forbidden by the bulk SRE phase, and hence amounts to a choice of boundary condition. We characterize this choice as a group cohomology class and study the behavior of supersymmetric boundary conditions under the stacking of the bulk SRE phases.
It is well known that symmetry-protected topological (SPT) phases host nontrivial boundaries that cannot be mimicked in a lower-dimensional system with a conventional realization of symmetry. However, for SPT phases of bosons (fermions) within the cohomology (supercohomology) classification the boundary can be recreated without the bulk at the cost of a non-onsite-symmetry action. This raises the following question: Can one also mimic the boundaries of SPT phases which lie outside the (super)cohomology classification? In this paper, we study this question in the context of (2+1)(2+1)(2+1)-dimensional [(2+1)D][(2+1)\mathrm{D}][(2+1)D] fermion SPTs. We focus on the root SPT phase for the symmetry group $G={Z}_{2}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$. Starting with an exactly solvable model for the bulk of this phase constructed by Tarantino and Fidkowski, we derive an effective one-dimensional (1D) lattice model for the boundary. Crucially, the Hilbert space of this 1D model does not have a local tensor product structure, but rather is obtained by placing a local constraint on a local tensor product Hilbert space. We derive the action of the Z2{Z}_{2}Z2​ symmetry on this Hilbert space and find a simple three-site Hamiltonian that respects this symmetry. We study this Hamiltonian numerically using exact diagonalization and DMRG and find strong evidence that it realizes an Ising conformal field theory where the Z2{Z}_{2}Z2​ symmetry acts as the Kramers-Wannier duality; this is the expected stable gapless boundary state of the present SPT. A simple modification of our construction realizes the boundary of the (2+1)D(2+1)\mathrm{D}(2+1)D topological superconductor protected by time-reversal symmetry T\mathcal{T}T with ${\mathcal{T}}^{2}={(\ensuremath{-}1)}^{\mathcal{F}}$.
One problem of paramount importance in physics over various fields such as elementary particle physics, condensed matter physics, and statistical mechanics has been to make classification of phases of matter, including nontrivial structures of the vacuum. The triumphant history of theory on the phase classification and the phase transition can be traced back to Landau, which is based on the spontaneous breaking of symmetry. It is known, however, that other kinds of phases exist that cannot be characterized by conventional arguments of symmetry breaking, namely, topological phases. Topological phases are gapped phases at zero temperature without symmetry breaking. Examples of the topological phases include a quantum phase in a fractional quantum Hall system, where the ground state exhibits degeneracy, and an anyon, a quasi-particle with nontrivial statistical nature, neither boson nor fermion, emerges as a low-energy excitation. In contemporary physics of the 21st century, it has been revealed that, among various topological states, there exists a nontrivial ground state that does not have ground state degeneracy and yet can be distinguished from a trivial state. This nontrivial ground state, i.e., a topological insulator, has been recognized first in free electron systems [1–3] and later extended to more general quantum many-body systems with interactions including bosonic (spin) systems. Now, such a generalized situation is called a symmetry protected topological (SPT) phase [4–7]. From the point of a modern view of the SPT phase, nontrivial states, such as the Haldane state proposed in antiferromagnetic quantum spin systems in the 1980’s [8] and the ground state in the Affleck-Kennedy-Lieb-Tasaki model [9], belong to the SPT phase. A remarkable feature of the SPT phase is that, if the system has a surface, gapless surface states appear and they are stable against disturbances which do not break the symmetry. One way to understand these surface states is the quantum anomaly on the surface. That is, as long as the surface is concerned, the quantum anomaly arises, but the whole system has no quantum anomaly, and the symmetry is preserved due to cancellation from the bulk contribution. This canceling mechanism of the quantum anomaly has been long known as the anomaly inflow in elementary particle physics [10]. In fact, the classification of the SPT phases can be identified as the classification of the quantum anomaly through the bulk-boundary correspondence. This type of the quantum anomaly closely related to the SPT phase can provide us with a useful theoretical device to constrain phases that can or cannot be realized under the ’t Hooft anomaly matching condition [11–13]. It is quite difficult to scrutinize nonperturbatively interacting systems, but the ’t Hooft anomaly matching condition can be applied to those systems, and possible phases can be constrained. Nowadays, our understanding of the SPT phases has been so developed that applications of the anomaly matching condition can cover systems with finite groups and/or extending objects [14–16]. In this way, the concept of the topological phases has been essential by now in a wide range of physics, particularly in elementary particle physics, condensed matter physics, and statistical mechanics, as mentioned in the beginning. This special section is a collection of papers related to the topological aspects of physics including the topological phases. We would like to express our sincere gratitude to all the authors who made excellent contributions.
We present the correspondence between symmetry-protected topological (SPT) phases and their anomalous boundary states, based on examples in various spacetime dimensions. Through the study of the effect of interactions on these SPT phases, we discovered a new formalism of quantum anomalies, associated with discrete spacetime (such as time-reversal and spatial reflection) symmetries in particular, to classify distinct interacting topological phases. An example is the Z2 classification of the (2+1)d topological insulator protected by charge U(1) and time-reversal (or CP) symmetries, which can be deduced by the form of the global U(1) gauge anomalies on its edge theories defined on closed unorientable manifolds. In this case, the nontrivial phase (in free systems) is robust against electron interactions. Another example is the (3+1)d topological superconductor protected by only time-reversal or reflection symmetry. For this system, we identified the bulk phase by studying the global gravitational anomalies of the surface theories formulated on unorientable spacetime manifolds, and also discussed its connection to the collapse of the non-interacting classification by an integer Z to Z16, in the presence of interactions. We also revisit the problem of gauging a discrete internal symmetry in theories of chiral (Weyl) fermions in 3+1 dimensions – which have not been fully understood so far – from the perspective of fermionic SPT phases in 4+1 dimensions. Comparing with the previous results, we give a complete answer for the anomalies constraints on the discrete symmetry, as our approach is based on purely geometrical considerations, namely, our assumption is more fundamental and general. Furthermore, our result also provides an understanding of gapped states of fermions with anomalous discrete symmetries, and we present a model, based on weak coupling, for constructing these anomalous gapped states.