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arXiv:2010.00607 · SciPost Physics

Gauging the Kitaev chain

Umberto Borla, Ruben Verresen, Jeet Shah, Sergej Moroz

Published Jun 18, 2021• 51 citations
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Abstract

We gauge the fermion parity symmetry of the Kitaev chain. While the bulk of the model becomes an Ising chain of gauge-invariant spins in a tilted field, near the boundaries the global fermion parity symmetry survives gauging, leading to local gauge-invariant Majorana operators. In the absence of vortices, the Higgs phase exhibits fermionic symmetry-protected topological (SPT) order distinct from the Kitaev chain. Moreover, the deconfined phase can be stable even in the presence of vortices. We also undertake a comprehensive study of a gently gauged model which interpolates between the ordinary and gauged Kitaev chains. This showcases rich quantum criticality and illuminates the topological nature of the Higgs phase. Even in the absence of superconducting terms, gauging leads to an SPT phase which is intrinsically gapless due to an emergent anomaly.

DOI
10.21468/scipostphys.10.6.148

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We gauge the fermion parity symmetry of the Kitaev chain. While the bulk of the model becomes an Ising chain of gauge-invariant spins in a tilted field, near the boundaries the global fermion parity symmetry survives gauging, leading to local gauge-invariant Majorana operators. In the absence of vortices, the Higgs phase exhibits fermionic symmetry-protected topological (SPT) order distinct from the Kitaev chain. Moreover, the deconfined phase can be stable even in the presence of vortices. We also undertake a comprehensive study of a gently gauged model which interpolates between the ordinary and gauged Kitaev chains. This showcases rich quantum criticality and illuminates the topological nature of the Higgs phase. Even in the absence of superconducting terms, gauging leads to an SPT phase which is intrinsically gapless due to an emergent anomaly.
Where in the landscape of many-body phases of matter do we place the Higgs condensate of a gauge theory? On the one hand, the Higgs phase is gapped, has no local order parameter, and for fundamental Higgs fields is adiabatically connected to the confined phase. On the other hand, Higgs phases such as superconductors display rich phenomenology. In this work, we propose a minimal description of the Higgs phase as a symmetry-protected topological (SPT) phase, utilizing conventional and higher-form symmetries. In this first part, we focus on 2+1D Z2\mathbb Z_2Z2​ gauge theory and find that the Higgs phase is protected by a higher-form magnetic symmetry and a matter symmetry, whose meaning depends on the physical context. While this proposal captures known properties of Higgs phases, it also predicts that the Higgs phase of the Fradkin-Shenker model has SPT edge modes in the symmetric part of the phase diagram, which we confirm analytically. In addition, we argue that this SPT property is remarkably robust upon explicitly breaking the magnetic symmetry. Although the Higgs and confined phases are then connected without a bulk transition, they are separated by a boundary phase transition, which we confirm with tensor network simulations. More generally, the boundary anomaly of the Higgs SPT phase coincides with the emergent anomaly of symmetry-breaking phases, making precise the relation between Higgs phases and symmetry breaking. The SPT nature of the Higgs phase can also manifest in the bulk, e.g., at transitions between distinct Higgs condensates. Finally, we extract insights which are applicable to general SPT phases, such as a 'bulk-defect correspondence' generalizing discrete gauge group analogs of Superconductor-Insulator-Superconductor (SIS) junctions. The sequel to this work will generalize 'Higgs=SPT' to continuous symmetries, interpreting superconductivity as an SPT property.
We show how 1+11+11+1-dimensional fermionic symmetry-protected topological states (SPTs, i.e., nontrivial short-range entangled gapped phases of quantum matter whose boundary exhibits 't Hooft anomaly and whose bulk cannot be deformed into a trivial tensor product state under finite-depth local unitary transformations only in the presence of global symmetries), indeed can be unwound to a trivial state by enlarging the Hilbert space via adding extra degrees of freedom and suitably extending the global symmetries. The extended projective global symmetry on the boundary can become supersymmetric in a specific sense, i.e., it contains group elements that do not commute with the fermion number parity ${(\ensuremath{-}1)}^{F}$, while the antiunitary time-reversal symmetry becomes fractionalized. This also means we can uplift and remove certain exotic fermionic anomalies (e.g., ``parity'' anomaly in time-reversal or reflection symmetry) via appropriate supersymmetry extensions in terms of group extensions. We work out explicit examples for multilayers of 1+1d1+1\mathrm{d}1+1d Majorana fermion chains, then comment on models with Sachdev-Ye-Kitaev (SYK) interactions, intrinsic fermionic gapless SPTs protected by supersymmetry, and generalizations to higher space-time dimensions via a cobordism theory.
Emergent gauge theories take a prominent role in the description of quantum matter, supporting deconfined phases with topological order and fractionalized excitations. A common construction of \mathbb{Z}_2 ℤ 2 lattice gauge theories, first introduced by Wegner, involves Ising gauge spins placed on links and subject to a discrete \mathbb{Z}_2 ℤ 2 Gauss law constraint. As shown by Kitaev, \mathbb{Z}_2 ℤ 2 lattice gauge theories also emerge in the exact solution of certain spin systems with bond-dependent interactions. In this context, the \mathbb{Z}_2 ℤ 2 gauge field is constructed from Majorana fermions, with gauge constraints given by the parity of Majorana fermions on each site. In this work, we provide an explicit Jordan-Wigner transformation that maps between these two formulations on the square lattice, where the Kitaev-type gauge theory emerges as the exact solution of a spin-orbital (Kugel-Khomskii) Hamiltonian. We then apply our mapping to study local perturbations to the spin-orbital Hamiltonian, which correspond to anisotropic interactions between electric-field variables in the \mathbb{Z}_2 ℤ 2 gauge theory. These are shown to induce anisotropic confinement that is characterized by emergence of weakly-coupled one-dimensional spin chains. We study the nature of these phases and corresponding confinement transitions in both absence and presence of itinerant fermionic matter degrees of freedom. Finally, we discuss how our mapping can be applied to the Kitaev spin-1/2 model on the honeycomb lattice.
Recently, there has been much effort in understanding topological phases of matter with gapless bulk excitations, which are characterized by topological invariants and protected intrinsic boundary states. Here we show that topological semimetals of Majorana fermions arise in exactly solvable Kitaev spin models on a series of three-dimensional lattices. The ground states of these models are quantum spin liquids with gapless nodal spectra of bulk Majorana fermion excitations. It is shown that these phases are topologically stable as long as certain discrete symmetries are protected. The corresponding topological indices and the gapless boundary states are explicitly computed to support these results. In contrast to previous studies of noninteracting systems, the phases discussed in this work are novel examples of gapless topological phases in interacting spin systems.
Since the discovery of phase transitions driven by topological defects, the classification of phases of matter has been significantly extended beyond Ginzburg and Landau's paradigm of spontaneous symmetry breaking (SSB). In particular, intrinsic and symmetry-protected topological (SPT) orders have been discovered in (mostly gapped) quantum many-body ground states. However, these are commonly viewed as zero-temperature phenomena, and their robustness in a gapless ground state or against thermal fluctuations remains challenging to tackle. Here we introduce an explicit construction for SPT-type states with hidden order associated with SSB: They feature (quasi-)long-range correlations along appropriate edges but short-range order in the bulk, ground state degeneracy associated with SSB, and nonlocal string order in the bulk. We apply our construction to predict two types of finite-temperature SPT transitions protected by 1-form symmetries in the Ising and BKT class, respectively, where the usual signs of criticality appear despite the absence of a diverging correlation length in the bulk. While the state featuring hidden Ising order is gapped, the other SPT state associated with the BKT-SPT transition has hidden U ( 1 ) or XY order and constitutes an intrinsically gapless SPT state, associated with a gapless Goldstone mode. Specifically, in this work we discuss spins with global Z 2 or U ( 1 ) symmetry coupled to link variables constituting a loop gas model with a 1-form symmetry. By mapping this system to an Ising-gauge theory, we demonstrate that one of the SPT phases we construct corresponds to the Higgs-SPT phase at T = 0 – which we show here to remain stable at finite temperature. Our work paves the way for a more systematic search for hidden order SPT phases, including in gapless systems, and raises the question if a natural (finite- T ) spin liquid candidate exists that realizes hidden order in the Higgs-SPT class.
Majorana fermions arise in a broad range of systems in condensed matter physics, not only as a useful abstraction but also as emergent quasiparticles, e.g., at the boundaries of topological insulators. In this dissertation, we consider two distinct settings wherein Majorana fermions play a central role: (i) non-abelian Kitaev spin liquids and (ii) entanglement dynamics in monitored quantum circuitsThe Kitaev spin liquid is a paradigmatic model featuring non-abelian anyons and a chiral Majorana edge mode when time-reversal symmetry is broken. To this end, it presents an alluring platform for realizing topologically protected quantum information. However, experimental efforts to identify this putative phase have been hampered both by the difficulty of probing the charge neutral quasiparticles and by the presence of phonons and other deviations from the idealized toy model. Here we examine how judicious device design may suppress bulk phonon contributions to thermal transport, allowing for refined observation of transport mediated by the chiral Majorana edge mode. Moreover, we show that the bulk topological order can be revealed through universal features in the tunneling conductance across a point contact. Looking forward, we develop a roadmap for near-term experimental devices to demonstrate robust control of topologically protected qubits encoded in the bulk anyons.Much as Majorana models form the building blocks for symmetry-protected topological order, Majorana circuits provide a powerful framework for studying the entanglement dynamics and phases of monitored quantum circuits. Here we show that the entanglement dynamics of Majorana circuits can be mapped exactly to the statistical mechanics of classical loop models. Harnessing this framework, we undertake a precise numerical characterization of the universality of entanglement transitions in symmetry classes BDI and D in both (1+1) and (2+1)-dimensional circuits. Furthermore, we employ duality relations for loop models to construct an analytically solvable interacting circuit which features not only the usual percolation criticality but also Berezinskii-Kosterlitz-Thouless critical lines and a tricritical point with Ising universality. Lastly, by generalizing to colored loop models for Majorana circuits with classical control, we provide a blueprint for engineering even more diverse entanglement dynamics which may include Hilbert-space fragmentation and subdiffusive transport.