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arXiv:2009.09142 · IEEE Transactions on Information Forensics and Security

Sum Secret Key Rate Maximization for TDD Multi-User Massive MIMO Wireless Networks

Guyue Li, Chen K. Sun, Eduard Axel Jorswieck, Junqing Zhang, Aiqun Hu, You Chen

Published Sep 24, 2020• 53 citations
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Abstract

Physical-layer key generation (PKG) based on channel reciprocity has recently emerged as a new technique to establish secret keys between devices. Most works focus on pairwise communication scenarios with single or small-scale antennas. However, the fifth generation (5G) wireless communications employ massive multiple-input multiple-output (MIMO) to support multiple users simultaneously, bringing serious overhead of reciprocal channel acquisition. This paper presents a multi-user secret key generation in massive MIMO wireless networks. We provide a beam domain channel model, in which different elements represent the channel gains from different transmit directions to different receive directions. Based on this channel model, we analyze the secret key rate and derive a closed-form expression under independent channel conditions. To maximize the sum secret key rate, we provide the optimal conditions for the Kronecker product of the precoding and receiving matrices and propose an algorithm to generate these matrices with pilot reuse. The proposed optimization design can significantly reduce the pilot overhead of the reciprocal channel state information acquisition. Furthermore, we analyze the security under the channel correlation between user terminals (UTs), and propose a low overhead multi-user secret key generation with non-overlapping beams between UTs. Simulation results demonstrate the near-optimal performance of the proposed precoding and receiving matrices design and the advantages of the non-overlapping beam allocation.

DOI
10.1109/tifs.2020.3026466

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Physical-layer key generation (PKG) based on channel reciprocity has recently emerged as a new technique to establish secret keys between devices. Most works focus on pairwise communication scenarios with single or small-scale antennas. However, the fifth generation (5G) wireless communications employ massive multiple-input multiple-output (MIMO) to support multiple users simultaneously, bringing serious overhead of reciprocal channel acquisition. This paper presents a multi-user secret key generation in massive MIMO wireless networks. We provide a beam domain channel model, in which different elements represent the channel gains from different transmit directions to different receive directions. Based on this channel model, we analyze the secret key rate and derive a closed-form expression under independent channel conditions. To maximize the sum secret key rate, we provide the optimal conditions for the Kronecker product of the precoding and receiving matrices and propose an algorithm to generate these matrices with pilot reuse. The proposed optimization design can significantly reduce the pilot overhead of the reciprocal channel state information acquisition. Furthermore, we analyze the security under the channel correlation between user terminals (UTs), and propose a low overhead multi-user secret key generation with non-overlapping beams between UTs. Simulation results demonstrate the near-optimal performance of the proposed precoding and receiving matrices design and the advantages of the non-overlapping beam allocation.
This chapter presents a multi-user secret key generation in massive multiple-input multiple-output (MIMO) wireless networks. Physical-layer key generation (PKG) based on channel reciprocity has emerged as a new technique to establish secret keys between devices. However, in future wireless communications, massive antennas will be employed to support multiple users, which bring new challenges to PKG, e.g., low key agreements caused by long-time delay or strong inter-user interference. By harnessing the sparse characteristics of the beam domain channel model, we propose a general channel dimensionality reduction (CDR)-based secret key generation scheme and optimize the parameters of this scheme. The security of this key generation scheme under different user cases of non-overlapping and overlapping beams is then discussed. Some new directions that generalize and improve the basic scenarios for PKG are described. These new directions include multi-cell multi-user secret key generation, PKG in millimeter wave wireless communications, and PKG in frequency division duplexing systems.
Physical-layer key generation (PKG) in multi-user massive MIMO networks faces great challenges due to the large length of pilots and the high dimension of channel matrix. To tackle these problems, we propose a novel massive MIMO key generation scheme with pilot reuse based on the beam domain channel model and derive close-form expression of secret key rate. Specifically, we present two algorithms, i.e., beam-domain based channel probing (BCP) algorithm and interference neutralization based multi-user beam allocation (IMBA) algorithm for the purpose of channel dimension reduction and multi-user pilot reuse, respectively. Numerical results verify that the proposed PKG scheme can achieve the secret key rate that approximates the perfect case, and significantly reduce the dimension of the channel estimation and pilot overhead.
Secret key generation in multi-user massive multiple-input multiple-output (MIMO) communication suffers from high computation complexity, pilot overhead, and inter-user interference caused by the large dimension of the massive MIMO channel. To address these problems, this paper proposes a novel key generation approach that exploits the beam domain channel for channel feature extraction. The proposed approach can effectively reduce the channel feature dimension and mitigate the inter-user interference, via the well-designed power allocation and beam scheduling algorithms. Specifically, the multi-user key generation model is built and the design problem of channel feature extraction matrices is formulated as a sum key rate maximization problem. To tackle this problem, we derive an upper bound of the secret key rate and prove that the upper bound maximization is a convex optimization. After solving the upper bound maximization, the base station (BS) obtains the sum beams for all the users. To allocate the selected beams to each user, an efficient beam scheduling algorithm is proposed, which converges to a locally optimal solution with low computational complexity. Numerical results illustrate that in the proposed scheme, the bit disagreement ratio (BDR) of legitimate users achieves 10−2, while that of the eavesdropper tends to 0.5, confirming the feasibility and security of the proposed scheme.
Secret key generation from reciprocal multi-antenna channels is an interesting alternative to cryptographic key management in wireless systems without infrastructure access. In this work, we study the secret key rate for the basic source model with a MIMO channel. First, we derive an expression for the secret key rate under spatial correlation modelled by the Kronecker model and with spatial precoding at both communication nodes. Next, we analyze the result for uncorrelated antennas to understand the optimal precoding for this special case, which is equal power allocation. Then, the impact of correlation is characterized using Majorization theory. Surprisingly for small SNR, spatial correlation increases the secret key rate. For high SNR, the maximum secret key rate is achieved for uncorrelated antennas. The results indicate that a solid system design for reciprocal MIMO key generation is required to establish the secret key rate gains.
In this paper, the secret-key capacity is max-imized by optimizing the downlink training sequence in a time division duplexing (TDD) massive multiple-input-multiple-output (MIMO) scenario. Both single-user and multiple user cases are considered. As opposed to previous works, the optimal training sequence and the related secret-key capacity is characterized in closed-form in the single-user case and the large antenna multiple-user case. Designs taking into account a constraint on the maximal number of pilots are also proposed. In the multiple-user case, both the max-min and the sum capacity criteria are considered, including potential user priorities. In the end, it is shown that massive MIMO boosts the secret-key capacity by leveraging: i) spatial dimensionality gain and ii) array gain. Moreover, in the large antenna case, the multiple-user capacity is obtained with no extra pilot overhead as compared to the single-user case.
With the increasing demands for sharing confidential information among massive Internet of Things (IoT) devices in 5G and beyond wireless networks, many applications require the common secret key generation for a group of IoT devices. However, most of the existing works on physical layer secret key generation (PLKG) only focus on the pairwise key generation between two users, which is a low efficient and high cost to be extended to the scenarios of group key generation. In this work, we propose a new efficient multiple-input–multiple-output (MIMO) physical layer group secret key generation scheme to reduce the consumption of channel probing and improve the efficiency for group key generation. Different from current schemes, in the proposed scheme, the transmitter randomly generates the group secret key and directly broadcasts the downlink data symbols to the group users. At the receiver end, each group user can efficiently “observe” the common group key through the downlink broadcasting data symbols, while keeping perfect secrecy of the shared group key against eavesdroppers. The performance of reliability, security, and the group key generation rate is fully investigated, which shows the advantages of high efficiency, low consumption, and strong robustness of the proposed scheme. Extensive simulations are conducted to validate the effectiveness of the proposed scheme.