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arXiv:2007.12511 · Physical review. B./Physical review. B

Nonequilibrium steady-state theory of photodoped Mott insulators

Jiajun Li, Martin Eckstein

Published Jan 22, 2021• 31 citations
arXivHTMLPDF

Abstract

Photodoped states are widely observed in laser-excited Mott insulators, in which charge excitations are quickly created and can exist beyond the duration of the external driving. Despite the fruitful experimental explorations, theoretical studies on the microscopic models face the challenge to simultaneously deal with exponentially separated time scales, especially in multiband systems, where the longtime behaviors are often well beyond the reach of state-of-the-art numerical tools. Here, we address this difficulty by introducing a steady-state description of photodoped Mott insulators using an open-system setup, where the photodoped system is stabilized as a nonequilibrium steady state by a weak external driving. Taking advantage of the stationarity, we implement and discuss the details of an efficient numerical tool using the steady-state dynamical mean-field theory combined with the noncrossing approximation. We demonstrate that these stationary photodoped states exhibit the same properties of their transient counterparts, while being solvable with reasonable computational efforts. Furthermore, they can be parametrized by just a few physical quantities, including the effective temperature and the density of charge excitations, which confirms the universal nature of photodoped states indeed independent of the excitation protocols. As a first application, we consider the stationary photodoped states in a two-band Hubbard model with intertwined spin-and-orbital ordering and find a family of hidden phases unknown from the previous studies, implying an apparently unexplored time regime of the relaxation of the intertwined orders.

DOI
10.1103/physrevb.103.045133

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Photodoped states are widely observed in laser-excited Mott insulators, in which charge excitations are quickly created and can exist beyond the duration of the external driving. Despite the fruitful experimental explorations, theoretical studies on the microscopic models face the challenge to simultaneously deal with exponentially separated time scales, especially in multiband systems, where the longtime behaviors are often well beyond the reach of state-of-the-art numerical tools. Here, we address this difficulty by introducing a steady-state description of photodoped Mott insulators using an open-system setup, where the photodoped system is stabilized as a nonequilibrium steady state by a weak external driving. Taking advantage of the stationarity, we implement and discuss the details of an efficient numerical tool using the steady-state dynamical mean-field theory combined with the noncrossing approximation. We demonstrate that these stationary photodoped states exhibit the same properties of their transient counterparts, while being solvable with reasonable computational efforts. Furthermore, they can be parametrized by just a few physical quantities, including the effective temperature and the density of charge excitations, which confirms the universal nature of photodoped states indeed independent of the excitation protocols. As a first application, we consider the stationary photodoped states in a two-band Hubbard model with intertwined spin-and-orbital ordering and find a family of hidden phases unknown from the previous studies, implying an apparently unexplored time regime of the relaxation of the intertwined orders.
We study the relaxation dynamics of photocarriers in the paramagnetic Mott insulating phase of the half-filled two-band Hubbard model. Using nonequilibrium dynamical mean-field theory, we excite charge carriers across the Mott gap by a short hopping modulation, and simulate the evolution of the photodoped population within the Hubbard bands. We observe an ultrafast charge-carrier relaxation driven by the emission of local spin excitations with an inverse relaxation time proportional to the Hund's coupling. The photodoping generates additional side-bands in the spectral function, and for strong Hund's coupling, the photodoped population also splits into several resonances. The dynamics of the local many-body states reveals two effects, thermal blocking and kinetic freezing, which manifest themselves when the Hund's coupling becomes of the order of the temperature or the bandwidth, respectively. These effects, which are absent in the single-band Hubbard model, should be relevant for the interpretation of experiments on correlated materials with multiple active orbitals. In particular, the features revealed in the nonequilibrium energy distribution of the photocarriers are experimentally accessible, and provide information on the role of the Hund's coupling in these materials.
A description of long-lived photodoped states in Mott insulators is challenging, as it needs to address exponentially separated timescales. We demonstrate how properties of such states can be computed using numerically exact steady state techniques, in particular, the quantum Monte Carlo algorithm, by using a time-local ansatz for the distribution function with separate Fermi functions for the electron and hole quasiparticles. The simulations show that the Mott gap remains robust to large photodoping, and the photodoped state has hole and electron quasiparticles with strongly renormalized properties.
The study of nonequilibrium phenomena in correlated lattice systems has developed into one of the most active and exciting branches of condensed matter physics. This research field provides rich new insights that could not be obtained from the study of equilibrium situations, and the theoretical understanding of the physics often requires the development of new concepts and methods. On the experimental side, ultrafast pump-probe spectroscopies enable studies of excitation and relaxation phenomena in correlated electron systems, while ultracold atoms in optical lattices provide a new way to control and measure the time evolution of interacting lattice systems with a vastly different characteristic time scale compared to electron systems. A theoretical description of these phenomena is challenging because, first, the quantum-mechanical time evolution of many-body systems out of equilibrium must be computed and second, strong-correlation effects which can be of a nonperturbative nature must be addressed. This review discusses the nonequilibrium extension of the dynamical mean field theory (DMFT), which treats quantum fluctuations in the time domain and works directly in the thermodynamic limit. The method reduces the complexity of the calculation via a mapping to a self-consistent impurity problem, which becomes exact in infinite dimensions. Particular emphasis is placed on a detailed derivation of the formalism, and on a discussion of numerical techniques, which enable solutions of the effective nonequilibrium DMFT impurity problem. Insights gained into the properties of the infinite-dimensional Hubbard model under strong nonequilibrium conditions are summarized. These examples illustrate the current ability of the theoretical framework to reproduce and understand fundamental nonequilibrium phenomena, such as the dielectric breakdown of Mott insulators, photodoping, and collapse-and-revival oscillations in quenched systems. Furthermore, remarkable novel phenomena have been predicted by the nonequilibrium DMFT simulations of correlated lattice systems, including dynamical phase transitions and field-induced repulsion-to-attraction conversions.
The study of nonequilibrium phenomena in interacting lattice systems can provide new perspectives on correlation effects, and information on metastable states of matter. Mott insulators are a promising class of systems for nonequilibrium studies, since they exhibit exotic phenomena and complex phase diagrams upon doping, and because a large Mott gap provides protection against fast thermalization and heating after photo-excitations. We can thus expect the emergence of interesting transient states and photo-induced phases in Mott systems. This review presents the current understanding of the mechanisms which control the time evolution of photo-doped charge carriers and the properties of photo-induced metastable states. We focus on recent theoretical progress, identify the relevant underlying concepts, and link them to experimental observations. The review starts with a general discussion of field-induced nonequilibrium setups and an overview of key experiments which revealed characteristic properties of photo-excited Mott states, proceeds with a compact overview of the theoretical tools which have been developed to investigate these strongly correlated nonequilibrium states, and then analyzes Mott insulators driven out of equilibrium by static electric fields, periodic fields, and short laser pulses. We also discuss the appearance of nonthermal electronic orders in photo-excited Mott systems, including nonthermal spin and orbital orders, ηηη pairing states, and novel types of excitonic orders.
Nonequilibrium control of electronically ordered hidden phases may lead to the development of ultrafast switches and memory devices. In this study, we demonstrate tunable hidden orders in the half-filled photodoped two-orbital extended Hubbard model. Using steady-state nonequilibrium dynamical mean-field theory, we clarify the coexistence and interplay of nonthermal charge, spin, and orbital order. The hidden state at low effective temperature and sufficiently high photodoping is reminiscent of Kugel-Khomskii order in the two-orbital Hubbard model at 14\frac{1}{4}41​ and 34\frac{3}{4}43​ filling, but it emerges out of a nonequilibrium charge-ordered state and exhibits a different magnetic structure. A low-energy effective Hamiltonian is used to analyze the exchange processes that stabilize the nonthermal order.
We present a formalism based on nonequilibrium dynamical mean-field theory (DMFT) which allows to compute the time-resolved x-ray absorption spectrum (XAS) of photoexcited solids. By applying this formalism to the photodoped half-filled and quarter-filled two-orbital Hubbard models in the Mott insulating regime we clarify how the time-resolved XAS signal reflects the nonequilibrium population of different local states. Apart from the missing broadening associated with continuum excitations, the atomic XAS spectrum computed with the nonthermal state populations provides a good approximation to the full nonequilibrium DMFT result. This suggests a route to combine the accurate DMFT description of nonequilibrium states of solids with cluster calculations of the XAS signal.