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arXiv:2007.02769 · Physical Review A

Practical security analysis of a continuous-variable quantum random-number generator with a noisy local oscillator

Weinan Huang, Yichen Zhang, Ziyong Zheng, Yang Li, Bingjie Xu, Song Yu

Published Jul 21, 2020• 21 citations
arXivHTMLPDF

Abstract

A quantum random-number generator (QRNG) can theoretically generate unpredictable random numbers with perfect devices and is an ideal and secure source of random numbers for cryptography. However, the practical implementations always contain imperfections, which will greatly influence the randomness of the final output and even open loopholes to eavesdroppers. Recently, Thewes et al. experimentally demonstrated a continuous-variable eavesdropping attack, based on heterodyne detection, on a trusted continuous-variable QRNG in Phys. Rev. A 100, 052318 (2019), yet like in many other practical continuous-variable QRNG studies, they always supposed the local oscillator was stable and ignored its fluctuation, which might lead to security threats such as wavelength attack. In this work, based on the theory of the conditional min-entropy, imperfections of the practical security of continuous-variable QRNGs are systematically analyzed, especially the local oscillator fluctuation under imbalanced homodyne detection. Experiments of a practical QRNG based on vacuum fluctuation are demonstrated to show the influence of local oscillator fluctuation on the total measurement noise variances and the practical conditional min-entropy with beam splitters of different transmittances. Moreover, a local oscillator monitoring method is proposed for the practical continuous-variable QRNG, which can be used to calibrate the practical conditional min-entropy.

DOI
10.1103/physreva.102.012422

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A quantum random-number generator (QRNG) can theoretically generate unpredictable random numbers with perfect devices and is an ideal and secure source of random numbers for cryptography. However, the practical implementations always contain imperfections, which will greatly influence the randomness of the final output and even open loopholes to eavesdroppers. Recently, Thewes et al. experimentally demonstrated a continuous-variable eavesdropping attack, based on heterodyne detection, on a trusted continuous-variable QRNG in Phys. Rev. A 100, 052318 (2019), yet like in many other practical continuous-variable QRNG studies, they always supposed the local oscillator was stable and ignored its fluctuation, which might lead to security threats such as wavelength attack. In this work, based on the theory of the conditional min-entropy, imperfections of the practical security of continuous-variable QRNGs are systematically analyzed, especially the local oscillator fluctuation under imbalanced homodyne detection. Experiments of a practical QRNG based on vacuum fluctuation are demonstrated to show the influence of local oscillator fluctuation on the total measurement noise variances and the practical conditional min-entropy with beam splitters of different transmittances. Moreover, a local oscillator monitoring method is proposed for the practical continuous-variable QRNG, which can be used to calibrate the practical conditional min-entropy.
Heterodyne-based continuous-variable source-independent quantum random number generator (CV-SI-QRNG) can produce true random numbers without any assumptions on source. However, practical implementations always contain imperfections, which will greatly influence the extractable randomness and even open loopholes for eavesdroppers to steal information about the final output. In this work, based on the theoretical model, we systematically analyzed the effects of imperfect implementations on the practical security of heterodyne-based CV-SI-QRNG. The influences of local oscillator (LO) fluctuation under imbalanced heterodyne detection are first analyzed. The simulation results show that the lower bound of extractable randomness will be overestimated without considering the influence of LO fluctuation, which will threaten the practical security of CV-SI-QRNG system. Moreover, we analyze the effects of the degree of imbalance and the magnitude of LO fluctuation on evaluating the extractable randomness. Finally, we investigate the impact of an imperfect phase modulator on the practical security of CV-SI-QRNG and find it will reduce the extractable randomness. Our analysis reveals that one should carefully consider the imperfections in the actual implementations of CV-SI-QRNGs.
Abstract In the practical continuous-variable source-independent quantum random number generator, it is usually necessary to introduce a local oscillator to amplify the received quantum signal due to its weak intensity. However, the intensity fluctuation of the local oscillator itself will lead to a deviation in evaluating the randomness without monitoring the local oscillator in real time and calibrating each output measurement, which will inevitably open a loophole for the eavesdropper to intercept the information of generated random numbers. Here, we present an eavesdropping attack utilizing this loophole. The results of numerical simulation indicate that when the proposed eavesdropping attack is performed, the evaluated extractable randomness value will be compromised severely, which will impact the communication security under the practical conditions. Meanwhile, we analyze the effects of practical imperfections in the presence of local oscillator fluctuation. Taking this as a reference, we may consider how to perfect the experimental system in practice and how to deal with this kind of eavesdropping attack.
Continuous-variable source-independent quantum random-number generators (CV-SI-QRNGs) generate high-speed secure random numbers without any assumptions about source. Recently, Smith et al. [Phys. Rev. A 99, 062326 (2019)] proposed a CV-SI-QRNG with phase-randomized local oscillator (LO) protocol, which does not require additional active optical components, thus reducing the complexity of the CV-SI-QRNG setup and attracting widespread attention. However, the trusted but imperfect sampling device used in CV-SI-QRNG has not yet been fully investigated, which will lead to performance degradation and security problems. In this work, we investigate the influence of imperfect sampling devices on the CV-SI-QRNG with phase-randomized LO, including the finite-sampling bandwidth, finite-sampling precision, and finite-size effect. Simulation results show that practical imperfections in the sampling device will affect the estimation of lower bound on the conditional min-entropy and reduce the extractable randomness. To improve the performance of CV-SI-QRNG and prevent such information leakages, we also provide some corresponding countermeasures. Our work highlights the influences of imperfect sampling devices on the performance and security of practical CV-SI-QRNG systems, which helps to improve their robustness and practicality.
Continuous-variable quantum random number generators (CV-QRNGs) have promising application prospects thanks to their advantages such as high detection bandwidth, robustness of system, and integratability. In major CV-QRNGs, the generation of random numbers is based on homodyne detection and discretization of the quadrature fluctuations of the EM fields. Any defectiveness in physical realization may leak information correlated with the generated numbers and the maximal amount of randomness that can be extracted in presence of such side-information is evaluated by the so-called quantum conditional min-entropy. The parallel CV-QRNG overcomes the rate bottleneck of the previous serial type scheme. As a type of device-trusted QRNG, its security needs to be better guaranteed based on self-testing or monitoring that can be rigorously enforced. In this work, four sideband modes of vacuum state within 1.6 GHz detection bandwidth were extracted parallelly as the entropy source, and 16-bit analog-to-digital conversion in each channel was realized. Without making any ideal assumptions, the transfer function of the homodyne and quantization system was measured based on beat method to calibrate the evaluation of the min-entropy. Based on the rigorous entropy evaluation with a hash security parameter of εhash = 2−110, a real-time generation rate of 7.25 Gbps was finally achieved.
Quantum random number generators (QRNGs) are currently in high demand across a large number of cryptographic applications as secure sources of true randomness. In this work, we characterize the conditions from which randomness can be extracted in a QRNG based on homodyne measurements of vacuum fluctuations by assessing the impact of experimental limitations, such as the digitizer resolution or the presence of excess local oscillator (LO) noise due to an unbalanced detection. Moreover, we propose an estimation method to quantify the excess entropy contribution introduced by an unbalanced detection and analyze the implementation of the post-processing algorithm. Finally, we submitted the generated numbers to a set of statistical tests to assess the quality of its output randomness and verified that it passes the standard libraries.
The quantum random number generator (QRNG) is theoretically capable of generating unpredictable random numbers based on the inherent uncertainty of quantum mechanics, which is of paramount importance for information security. However, the security of practical QRNG is susceptible to the influence of unknown classical noise introduced by imperfect measurement devices, leading to potential security threats. In this paper, we propose a deep learning-based prediction model for analyzing the bidirectional security of QRNG where the quantum source is contaminated by classical noise. Firstly, we train a deep learning model capable of evaluating the randomness of mixed entropy source composed of quantum source and classical source, which exhibits excellent performance and effectively avoids the limitations of Statistical tests in evaluating the randomness of the mixture of quantum and classical source results. Secondly, systematically analyzes the impact of non-ideal measurement devices on the practical security of the continuous variable QRNG, which provides an explicit basis for compensating the discrepancy between theory and experiment. Finally, we perform correlation detection on QRNG output sequences with a deep learning model and focus on both the forward and backward security of random numbers. Through bidirectional security detection, random number sequences that may be biased or manipulated can be more accurately and comprehensively evaluated, further preventing potential correlations from opening security holes for eavesdroppers.