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arXiv:2006.04661 · Nature Communications

Finite-size security of continuous-variable quantum key distribution with digital signal processing

Takaya Matsuura, Kento Maeda, Toshihiko Sasaki, Masato Koashi

Published Jan 13, 2021• 71 citations
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Abstract

In comparison to conventional discrete-variable (DV) quantum key distribution (QKD), continuous-variable (CV) QKD with homodyne/heterodyne measurements has distinct advantages of lower-cost implementation and affinity to wavelength division multiplexing. On the other hand, its continuous nature makes it harder to accommodate to practical signal processing, which is always discretized, leading to lack of complete security proofs so far. Here we propose a tight and robust method of estimating fidelity of an optical pulse to a coherent state via heterodyne measurements. We then construct a binary phase modulated CV-QKD protocol and prove its security in the finite-key-size regime against general coherent attacks, based on proof techniques of DV QKD. Such a complete security proof is indispensable for exploiting the benefits of CV QKD.

DOI
10.1038/s41467-020-19916-1

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In comparison to conventional discrete-variable (DV) quantum key distribution (QKD), continuous-variable (CV) QKD with homodyne/heterodyne measurements has distinct advantages of lower-cost implementation and affinity to wavelength division multiplexing. On the other hand, its continuous nature makes it harder to accommodate to practical signal processing, which is always discretized, leading to lack of complete security proofs so far. Here we propose a tight and robust method of estimating fidelity of an optical pulse to a coherent state via heterodyne measurements. We then construct a binary phase modulated CV-QKD protocol and prove its security in the finite-key-size regime against general coherent attacks, based on proof techniques of DV QKD. Such a complete security proof is indispensable for exploiting the benefits of CV QKD.
Abstract In comparison to conventional discrete-variable (DV) quantum key distribution (QKD), continuous-variable (CV) QKD with homodyne/heterodyne measurements has distinct advantages of lower-cost implementation and affinity to wavelength division multiplexing. On the other hand, its continuous nature makes it harder to accommodate to practical signal processing, which is always discretized, leading to lack of complete security proofs so far. Here we propose a tight and robust method of estimating fidelity of an optical pulse to a coherent state via heterodyne measurements. We then construct a binary phase modulated CV-QKD protocol and prove its security in the finite-key-size regime against general coherent attacks, based on proof techniques of DV QKD. Such a complete security proof is indispensable for exploiting the benefits of CV QKD.
Abstract Continuous-variable quantum key distribution (CV-QKD) has many practical advantages including compatibility with current optical communication technology. Implementation using heterodyne measurements is particularly attractive since it eliminates the need for active phase locking of the remote pair of local oscillators, but the full security of CV QKD with discrete modulation was only proved for a protocol using homodyne measurements. Here we propose an all-heterodyne CV-QKD protocol with binary modulation and prove its security against general attacks in the finite-key regime. Although replacing a homodyne measurement with a heterodyne measurement would be naively expected to incur a 3-dB penalty in the rate-distance curve, our proof achieves a key rate with only a 1-dB penalty.
Continuous-variable quantum key distribution (CV-QKD) using coherent states and heterodyne detection enables secure quantum communication based on technology that has large similarities to coherent optical telecommunication. Yet, practical implementations of coherent receivers used in both technologies encounter device imperfections, which for CV-QKD are often not addressed in security proofs. Here, we present a theoretical framework that rigorously accounts for imperfect heterodyne measurements arising from phase and amplitude imbalances in the coherent (heterodyne) receiver. Focusing on collective attacks, we establish a finite-size security proof that reveals how measurement imperfections limit the distance over which a positive key rate is achievable. To mitigate these effects, we propose a local transformation during classical post-processing. We validate our approach experimentally on a CV-QKD system with an imperfect coherent receiver, underscoring its potential for scalable, cost-effective CV-QKD with photonic integrated receivers in which phase and amplitude imbalances naturally appear through manufacturing tolerances.
Most quantum key distribution (QKD) protocols can be classified as either a discrete-variable (DV) protocol or continuous-variable (CV) protocol, based on how classical information is being encoded. We propose a protocol that combines the best of both worlds – the simplicity of quantum state preparation in DV-QKD together with the cost-effective and high-bandwidth of homodyne detectors used in CV-QKD. Our proposed protocol has two highly practical features: (1) it does not require the honest parties to share the same reference phase (as required in CV-QKD) and (2) the selection of decoding basis can be performed after measurement. We also prove the security of the proposed protocol in the asymptotic limit under the assumption of collective attacks. Our simulation suggests that the protocol is suitable for secure and high-speed practical key distribution over metropolitan distances.
Discrete-modulated (DM) continuous-variable quantum key distribution (CV-QKD) protocols are promising candidates for commercial implementations of quantum communication networks due to their experimental simplicity.While tight security analyses in the asymptotic limit exist, proofs in the finitesize regime are still subject to active research.We present a composable finite-size security proof against independently and identically distributed collective attacks for a general DM CV-QKD protocol.We introduce a new energy testing theorem to bound the effective dimension of Bob's system and rigorously prove security within Renner's -security framework and address the issue of acceptance sets in protocols and their security proof.We want to highlight that our method also allows for nonunique acceptance statistics, which is necessary in practise.Finally, we extend and apply a numerical security proof technique to calculate tight lower bounds on the secure key rate.To demonstrate our method, we apply it to a quadrature phase-shift keying protocol for both untrusted, ideal and trusted, nonideal detectors.The results show that our security proof method yields secure finite-size key rates under experimentally viable conditions up to at least 72 km transmission distance.
We consider discrete-modulation protocols for continuous-variable quantum key distribution (CV-QKD) that employ a modulation constellation consisting of a finite number of coherent states and that use a homodyne- or a heterodyne-detection receiver. We establish a security proof for collective attacks in the asymptotic regime, and we provide a formula for an achievable secret-key rate. Previous works established security proofs for discrete-modulation CV-QKD protocols that use two or three coherent states. The main constituents of our approach include approximating a complex, isotropic Gaussian probability distribution by a finite-size Gauss-Hermite constellation, applying entropic continuity bounds, and leveraging previous security proofs for Gaussian-modulation protocols. As an application of our method, we calculate secret-key rates achievable over a lossy thermal bosonic channel. We show that the rates for discrete-modulation protocols approach the rates achieved by a Gaussian-modulation protocol as the constellation size is increased. For pure-loss channels, our results indicate that in the high-loss regime and for sufficiently large constellation size, the achievable key rates scale optimally, i.e., proportional to the channel's transmissivity.