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arXiv:2005.03014 · Physical Review Research

Efficient learning of a one-dimensional density functional theory

M. Michael Denner, Mark H. Fischer, Titus Neupert

Published Sep 10, 2020• 18 citations
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Abstract

This work presents a machine learning scheme to free density functional theory that represents the density functional of a one dimensional fermionic system by a neural network, and allows predictions of ground-state energies and density-density correlators of symmetry-breaking and topological phase transitions.
DOI
10.1103/physrevresearch.2.033388

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Density functional theory underlies the most successful and widely used numerical methods for electronic structure prediction of solids. However, it has the fundamental shortcoming that the universal density functional is unknown. In addition, the computational result—energy and charge density distribution of the ground state—is useful for electronic properties of solids mostly when reduced to a band structure interpretation based on the Kohn-Sham approach. Here, we demonstrate how machine learning algorithms can help to free density functional theory from these limitations. We study a theory of spinless fermions on a one-dimensional lattice. The density functional is implicitly represented by a neural network, which predicts, besides the ground-state energy and density distribution, density-density correlation functions. At no point do we require a band structure interpretation. The training data, obtained via exact diagonalization, feeds into a learning scheme inspired by active learning, which minimizes the computational costs for data generation. We show that the network results are of high quantitative accuracy and, despite learning on random potentials, capture both symmetry-breaking and topological phase transitions correctly.
Density functional theory underlies the most successful and widely used numerical methods for electronic structure prediction of solids. However, it has the fundamental shortcoming that the universal density functional is unknown. In addition, the computational result---energy and charge density distribution of the ground state---is useful for electronic properties of solids mostly when reduced to a band structure interpretation based on the Kohn-Sham approach. Here, we demonstrate how machine learning algorithms can help to free density functional theory from these limitations. We study a theory of spinless fermions on a one-dimensional lattice. The density functional is implicitly represented by a neural network, which predicts, besides the ground-state energy and density distribution, density-density correlation functions. At no point do we require a band structure interpretation. The training data, obtained via exact diagonalization, feeds into an active learning scheme which minimizes the computational costs for data generation. We show that the network results are of high quantitative accuracy and, despite learning on random potentials, capture both symmetry-breaking and topological phase transitions correctly.
The solution of complex many-body lattice models can often be found by defining an energy functional of the relevant density of the problem. For instance, in the case of the Hubbard model the spin-resolved site occupation is enough to describe the system's total energy. Similarly to standard density functional theory, however, the exact functional is unknown, and suitable approximations need to be formulated. By using a deep-learning neural network trained on exact-diagonalization results, we demonstrate that one can construct an exact functional for the Hubbard model. In particular, we show that the neural network returns a ground-state energy numerically indistinguishable from that obtained by exact diagonalization and, most importantly, that the functional satisfies the two Hohenberg-Kohn theorems: for a given ground-state density it yields the external potential, and it is fully variational in the site occupation.
A striking consequence of the Hohenberg-Kohn theorem of density functional theory is the existence of a bijection between the local density and the ground-state many-body wave function. Here we study the problem of constructing approximations to the Hohenberg-Kohn map using a statistical learning approach. Using supervised deep learning with synthetic data, we show that this map can be accurately constructed for a chain of one-dimensional interacting spinless fermions in different phases of this model including the charge ordered Mott insulator and metallic phases and the critical point separating them. However, we also find that the learning is less effective across quantum phase transitions, suggesting an intrinsic difficulty in efficiently learning nonsmooth functional relations. We further study the problem of directly reconstructing complex observables from simple local density measurements, proposing a scheme amenable to statistical learning from experimental data.
We compute the ground-state properties of fully polarized, trapped, one-dimensional fermionic systems interacting through a Gaussian potential. We use an antisymmetric artificial neural network, or neural quantum state, as an Ansatz for the wave function and use machine learning techniques to variationally minimize the energy of systems from two to six particles. We provide extensive benchmarks for this toy model with other many-body methods, including exact diagonalization and the Hartree-Fock approximation. The neural quantum state provides the best energies across a wide range of interaction strengths. We find very different ground states depending on the sign of the interaction. In the nonperturbative repulsive regime, the system asymptotically reaches crystalline order. In contrast, the strongly attractive regime shows signs of bosonization. The neural quantum state continuously learns these different phases with an almost constant number of parameters and a very modest increase in computational time with the number of particles.