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arXiv:2004.04383 · Physical Review Research

Security proof of practical quantum key distribution with detection-efficiency mismatch

Yanbao Zhang, Patrick J. Coles, Adam Winick, Jie Lin, Norbert Lütkenhaus

Published Jan 25, 2021• 50 citations
arXivHTMLPDF

Abstract

Quantum key distribution (QKD) protocols with threshold detectors are driving high-performance QKD demonstrations.The corresponding security proofs usually assume that all physical detectors have the same detection efficiency.However, the efficiencies of the detectors used in practice might show a mismatch depending on the manufacturing and setup of these detectors.A mismatch can also be induced as the different spatialtemporal modes of an incoming signal might couple differently to a detector.Here we develop a method that allows to provide security proofs without the usual assumption.Our method can take the detection-efficiency mismatch into account without having to restrict the attack strategy of the adversary.Especially, we do not rely on any photon-number cutoff of incoming signals such that our security proof is directly applicable to practical situations.We illustrate our method for a receiver that is designed for polarization encoding and is sensitive to a number of spatial-temporal modes.In our detector model, the absence of quantum interference between any pair of spatial-temporal modes is assumed.For a QKD protocol with this detector model, we can perform a security proof with characterized efficiency mismatch and without photon-number cutoff assumption.Our method also shows that in the absence of efficiency mismatch in our detector model, the key rate increases if the loss due to detection inefficiency is assumed to be outside of the adversary's control, as compared to the view where for a security proof this loss is attributed to the action of the adversary.

DOI
10.1103/physrevresearch.3.013076

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Quantum key distribution (QKD) protocols with threshold detectors are driving high-performance QKD demonstrations.The corresponding security proofs usually assume that all physical detectors have the same detection efficiency.However, the efficiencies of the detectors used in practice might show a mismatch depending on the manufacturing and setup of these detectors.A mismatch can also be induced as the different spatialtemporal modes of an incoming signal might couple differently to a detector.Here we develop a method that allows to provide security proofs without the usual assumption.Our method can take the detection-efficiency mismatch into account without having to restrict the attack strategy of the adversary.Especially, we do not rely on any photon-number cutoff of incoming signals such that our security proof is directly applicable to practical situations.We illustrate our method for a receiver that is designed for polarization encoding and is sensitive to a number of spatial-temporal modes.In our detector model, the absence of quantum interference between any pair of spatial-temporal modes is assumed.For a QKD protocol with this detector model, we can perform a security proof with characterized efficiency mismatch and without photon-number cutoff assumption.Our method also shows that in the absence of efficiency mismatch in our detector model, the key rate increases if the loss due to detection inefficiency is assumed to be outside of the adversary's control, as compared to the view where for a security proof this loss is attributed to the action of the adversary.
Detection-efficiency mismatch is a common problem in practical quantum key distribution (QKD) systems. Current security proofs of QKD with detection-efficiency mismatch rely either on the assumption of the single-photon light source on the sender side or on the assumption of the single-photon input of the receiver side. These assumptions impose restrictions on the class of possible eavesdropping strategies. Here we present a rigorous security proof without these assumptions and, thus, solve this important problem and prove the security of QKD with detection-efficiency mismatch against general attacks (in the asymptotic regime). In particular, we adapt the decoy state method to the case of detection-efficiency mismatch.
The security analysis of quantum key distribution is difficult to perform when there is efficiency mismatch between various threshold detectors involved in an experimental setup. Even the verification that the device actually performs in the quantum domain, referred to as the task of entanglement verification, is hard to perform. In this article we provide such an entanglement-verification method for characterized detection-efficiency mismatch. Our method does not rely on a cutoff of photon numbers in the optical signal. It can be applied independently of the degrees of freedom involved, thus covering, for example, efficiency mismatch in polarization and time-bin modes, but also in spatial modes. The evaluation of typical experimental scenarios suggests that an increase of detection-efficiency mismatch will drive the performance of a given setup out of the quantum domain.
Security verification for the physical implementation of a cryptography system is an important step to ensure the security level promised by theory. As has been shown many times, any physical device has characteristics and behavior that deviate from theoretical expectations. Frequently, those lead to new security loopholes. \n \nThis thesis presents three experimental studies of attacks on quantum key distribution (QKD) systems. The first is the detection efficiency mismatch on free-space systems, which takes advantage of alignment imperfections in Bob's detector to control detection efficiencies. The experiment was done on a polarization-encoding free-space receiver to find the detection efficiencies of each detector for different spatial modes of an incoming photon. Those results were put into an optimization program, which modeled an intercept-and-resend attack on a non-decoy Bennett-Brassard 1984 (BB84) protocol. The result shows that an adversary is able to gain information about the key without being detected by Alice and Bob. The second study is an experimental test of reliability of a spatial filter (a pinhole), which is proposed as a countermeasure for the previous attack. The result shows that, by sending a high-power laser beam focused on the pinhole, the pinhole can be widened without affecting other components in the receiver. Thus, the ability to perform a spatial mode detection efficiency-mismatch attack is recovered. The last experiment is a demonstration of Eve's ability to force a commercial system to distill a key from a raw key of a short length, where the asymptotic assumption of security claimed by the manufacturer might not hold. It was shown that this could be done by inducing transmission loss in the channel at an appropriate time.
Quantum key distribution (QKD) is a promising technology for secure communication. Nevertheless, QKD is still treated with caution in certain contexts due to potential gaps between theoretical models and actual QKD implementations. A common assumption in security proofs is that the detection probability at the receiver, for a given input state, is independent of the measurement basis, which might not always be verified and could lead to security loopholes. This paper presents a security proof for QKD protocols that does not rely on the aforementioned assumption and is thus applicable in scenarios with detection probability mismatches, even when induced by the adversary. We demonstrate, through simulations, that our proof can extract positive key rates for setups vulnerable to large detection probability mismatches. This is achieved by one monitoring whether an adversary is actively exploiting such vulnerabilities, instead of considering the worst-case scenario as in previous proofs. Our work highlights the importance of accounting for basis-dependent detection probabilities and provides a concrete solution for improving the security of practical QKD systems.
In free-space quantum key distribution (QKD), the sensitivity of the receiver's detector channels may depend differently on the spatial mode of incoming photons. Consequently, an attacker can control the spatial mode to break security. We experimentally investigate a standard polarization QKD receiver and identify sources of efficiency mismatch in its optical scheme. We model a practical intercept-and-resend attack and show that it would break security in most situations. We show experimentally that adding an appropriately chosen spatial filter at the receiver's entrance may be an effective countermeasure.
We demonstrate a practical countermeasure against a well-known class of attacks on quantum key distribution (QKD) systems that exploit detection efficiency mismatch, where the receiver's detectors do not exhibit identical responses to incoming photons across all degrees of freedom. This class of quantum hacking strategies is broad and significantly includes the time-shift attack, which targets an arrival-time-dependent side channel at the receiver. The four-state countermeasure, previously only proven to be secure in theory, is implemented here on a GHz-clocked prototype QKD system and evaluated for its security and performance. We show that its presence enables almost complete recovery of the system's ideal secret key rate. Our results provide strong justification for adopting this countermeasure as a standard component in future scalable and practical QKD systems.