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arXiv:2002.03106 · IEEE Transactions on Wireless Communications

Physical-Layer Security in the Finite Blocklength Regime Over Fading Channels

Tong-Xing Zheng, Hui‐Ming Wang, Derrick Wing Kwan Ng, Jinhong Yuan

Published Feb 19, 2020• 41 citations
arXivHTMLPDF

Abstract

This paper studies physical-layer secure transmissions from a transmitter to a legitimate receiver against an eavesdropper over slow fading channels, taking into account the impact of finite blocklength secrecy coding. A comprehensive analysis and optimization framework is established to investigate secrecy throughput for both single- and multi-antenna transmitter scenarios. Both adaptive and non-adaptive design schemes are devised, in which the secrecy throughput is maximized by exploiting the instantaneous and statistical channel state information of the legitimate receiver, respectively. Specifically, optimal transmission policy, blocklength, and code rates are jointly designed to maximize the secrecy throughput. Additionally, null-space artificial noise is employed to improve the secrecy throughput for the multi-antenna setup with the optimal power allocation derived. Various important insights are developed. In particular, 1) increasing blocklength benefits both reliability and secrecy under the proposed transmission policy; 2) secrecy throughput monotonically increases with blocklength; 3) secrecy throughput initially increases but then decreases as secrecy rate increases, and the optimal secrecy rate maximizing the secrecy throughput should be carefully chosen in order to strike a good balance between rate and decoding correctness. Numerical results are eventually presented to verify theoretical findings.

DOI
10.1109/twc.2020.2973083

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This paper studies physical-layer secure transmissions from a transmitter to a legitimate receiver against an eavesdropper over slow fading channels, taking into account the impact of finite blocklength secrecy coding. A comprehensive analysis and optimization framework is established to investigate secrecy throughput for both single- and multi-antenna transmitter scenarios. Both adaptive and non-adaptive design schemes are devised, in which the secrecy throughput is maximized by exploiting the instantaneous and statistical channel state information of the legitimate receiver, respectively. Specifically, optimal transmission policy, blocklength, and code rates are jointly designed to maximize the secrecy throughput. Additionally, null-space artificial noise is employed to improve the secrecy throughput for the multi-antenna setup with the optimal power allocation derived. Various important insights are developed. In particular, 1) increasing blocklength benefits both reliability and secrecy under the proposed transmission policy; 2) secrecy throughput monotonically increases with blocklength; 3) secrecy throughput initially increases but then decreases as secrecy rate increases, and the optimal secrecy rate maximizing the secrecy throughput should be carefully chosen in order to strike a good balance between rate and decoding correctness. Numerical results are eventually presented to verify theoretical findings.
This paper studies physical-layer security over slow fading channels, considering the impact of finite-blocklength secrecy coding. A comprehensive analysis and optimization framework is established to investigate the secrecy throughput (ST) of a legitimate user pair coexisting with an eavesdropper. Specifically, we devise both adaptive and non-adaptive optimization schemes to maximize the ST, where we derive optimal parameters including the transmission policy, blocklength, and code rates based on the instantaneous and statistical channel state information of the legitimate pair, respectively. Various important insights are provided. In particular, 1) increasing blocklength improves both reliability and secrecy with our transmission policy; 2) ST monotonically increases with blocklength; 3) ST initially increases and then decreases with secrecy rate, and there exists a critical secrecy rate that maximizes the ST. Numerical results are presented to verify theoretical findings.
In this paper, we study the secure multi-antenna transmission with artificial noise (AN) under slow fading channels coexisting with randomly located eavesdroppers. We provide a comprehensive secrecy performance analysis and system design/optimization under a stochastic geometry framework. Specifically, we first evaluate the secrecy outage performance, and derive a closed-form expression for the optimal power allocation ratio of the information signal power to the total transmit power that minimizes the secrecy outage probability (SOP). Subject to a SOP constraint, we then propose a dynamic parameter transmission scheme (DPTS) and a static parameter transmission scheme (SPTS) to maximize secrecy throughput, and provide explicit solutions on the optimal transmission parameters, including the wiretap code rates, the on-off transmission threshold and the power allocation ratio. Our results give new insight into secure transmission designs. For example, secrecy rate is a concave function of the power allocation ratio in DPTS, and AN plays a significant role under SOP constraints and in dense eavesdropper scenarios. In SPTS, transmission probability is a concave function of the power allocation ratio, and secrecy throughput is a quasi-concave function of the secrecy rate. Numerical results are demonstrated to validate our theoretical analysis.
Exploiting the randomness embedded in wireless channels, the physical-layer security techniques can provide additional security robustness against malicious eavesdropping at the physical layer of communication systems. To further this line of study, this thesis focuses on developing advanced multi-antenna transmission strategies for enhancing the secrecy performance of wireless communication systems. Assuming perfect channel feedback from the desired receiver and none from the eavesdropper, we consider beamforming with smartly injected artificial noise, aiming to confuse the eavesdropper whilst leaving the desired receiver unaffected. The system parameters are either chosen to be fixed for all transmissions, or adaptively adjusted based on the channel feedback from the desired receiver. For both cases, we provide novel and explicit design solutions for achieving the maximum throughput subject to a secrecy outage constraint. We then derive accurate approximations for the maximum throughput, and give new insights into the additional power cost for achieving a higher security level and the throughput gain of adaptive transmission over non-adaptive transmission. Having investigated the perfect feedback scenario, we then relax the feedback assumption and consider practical effects imposed by limited feedback constraints on the channel from the desired receiver to the transmitter. To deal with quantization error due to limited feedback whilst also accounting for unknown channel of the eavesdropper, we specify a connection outage constraint to guarantee the reliability of desired communication and a secrecy outage constraint to guard against malicious eavesdropping. Under dual outage constraints, we derive a novel optimized rate-adaptive transmission design to maximize the average secrecy throughput. New insights regarding the optimal power/feedback allocation and the number of feedback bits required for efficient quantization are obtained through our analysis. Our preceding study focused on isolated point-to-point transmission without any interference. However, the performance of contemporary wireless networks is often limited by interference from concurrent transmissions. To characterize the impact of interference on secure communication, we consider an interference-limited large-scale network. To confuse the malicious eavesdroppers, in addition to information-bearing signals, the transmitters are designed to generate artificial noise through either beamforming or antenna sectoring in a distributed manner. For both cases, using tools from stochastic geometry, we provide a statistical characterization of the reliability performance of desired communication and the secrecy performance against eavesdropping. We then investigate the networkwide secrecy throughput performance and optimize the transmit power allocation. Our analysis reveals interesting differences between the beamforming and sectoring approaches in terms of the optimal power allocation and the maximum networkwide secrecy throughput.
In this paper, we investigate the design of artificial-noise-aided secure multi-antenna transmission in slow fading channels. The primary design concerns include the transmit power allocation and the rate parameters of the wiretap code. We consider two scenarios with different complexity levels: 1) the design parameters are chosen to be fixed for all transmissions; and 2) they are adaptively adjusted based on the instantaneous channel feedback from the intended receiver. In both scenarios, we provide explicit design solutions for achieving the maximal throughput subject to a secrecy constraint, given by a maximum allowable secrecy outage probability. We then derive accurate approximations for the maximal throughput in both scenarios in the high signal-to-noise ratio region, and give new insights into the additional power cost for achieving a higher security level while maintaining a specified target throughput. In the end, the throughput gain of adaptive transmission over non-adaptive transmission is also quantified and analyzed.
Physical-layer security (PLS) is a promising technique to complement more traditional means of communication security in beyond-5G wireless networks. However, studies of PLS are often based on ideal assumptions such as infinite coding blocklengths or perfect knowledge of the wiretap link’s channel state information (CSI). In this work, we study the performance of finite blocklength (FBL) transmissions using a new secrecy metric — the average information leakage (AIL). We evaluate the exact and approximate AIL with Gaussian signaling and arbitrary fading channels, assuming that the eavesdropper’s instantaneous CSI is unknown. We then conduct case studies that use artificial noise (AN) beamforming to analyze the AIL in both Rayleigh and Rician fading channels. The accuracy of the analytical expressions is verified through extensive simulations, and various insights regarding the impact of key system parameters on the AIL are obtained. Particularly, our results reveal that allowing a small level of AIL can potentially lead to significant reliability enhancements. To improve the system performance, we formulate and solve an average secrecy throughput (AST) optimization problem via both non-adaptive and adaptive design strategies. Our findings highlight the significance of blocklength design and AN power allocation, as well as the impact of their trade-off on the AST.
In this paper, we investigate the design of the artificial-noise-aided multi-antenna transmission in slow fading channels coexisting with randomly located eavesdroppers. Our objective is to maximize the outage-constrained secrecy throughput under an on-off transmission strategy in which when to start information exchange depends on the main channel's quality. To achieve our goal, we propose to adjust all the transmission parameters, including the wiretap code rates, the transmission threshold of the on-off strategy, and the power allocation between the confidential signal and artificial noise, adaptively according to the main channel's instantaneous channel state information. We formulate the optimization issue and provide explicit solutions on these transmission parameters. We further demonstrate numerical results to verify our theoretical analysis and show some insights into the secure transmission design.