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arXiv:2001.00019

Not all doped Mott insulators have a pseudogap: key role of van Hove singularities

Wéi Wú, Mathias S. Scheurer, Michel Ferrero, Antoine Georges

Published Dec 31, 2019• 3 citations
arXivHTMLPDF

Abstract

The Mott insulating phase of the parent compounds is frequently taken as starting point for the underdoped high-$T_c$ cuprate superconductors. In particular, the pseudogap state is often considered as deriving from the Mott insulator. In this work, we systematically investigate different weakly-doped Mott insulators on the square and triangular lattice to clarify the relationship between the pseudogap and Mottness. We show that doping a two-dimensional Mott insulator does not necessarily lead to a pseudogap phase. Despite its inherent strong-coupling nature, we find that the existence or absence of a pseudogap depends sensitively on non-interacting band parameters and identify the crucial role played by the van Hove singularities of the system. Motivated by a SU(2) gauge theory for the pseudogap state, we propose and verify numerically a simple equation that governs the evolution of characteristic features in the electronic scattering rate.

DOI
10.48550/arxiv.2001.00019

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The Mott insulating phase of the parent compounds is frequently taken as starting point for the underdoped high-TcT_cTc​ cuprate superconductors. In particular, the pseudogap state is often considered as deriving from the Mott insulator. In this work, we systematically investigate different weakly-doped Mott insulators on the square and triangular lattice to clarify the relationship between the pseudogap and Mottness. We show that doping a two-dimensional Mott insulator does not necessarily lead to a pseudogap phase. Despite its inherent strong-coupling nature, we find that the existence or absence of a pseudogap depends sensitively on non-interacting band parameters and identify the crucial role played by the van Hove singularities of the system. Motivated by a SU(2) gauge theory for the pseudogap state, we propose and verify numerically a simple equation that governs the evolution of characteristic features in the electronic scattering rate.
Abstract We investigate the interplay between the pseudogap state and d-wave superconductivity in the two-dimensional doped Hubbard model by employing an eight-site cluster dynamical mean-field theory method. By tuning electron hopping parameters, the strong-coupling pseudogap in the two-dimensional Hubbard model can be either enhanced or suppressed in the doped Mott insulator regime. We find that in underdoped cases, the closing of pseudogap leads to a significant enhancement of superconductivity, indicating competition between the two in the underdoped regime. In contrast, at large dopings, suppressing the pseudogap is accompanied by a concurrent decrease in the superconducting transition temperature T c, which can be attributed to a reduction in antiferromagnetic correlations behind both the pseudogap and superconductivity. We elucidate this evolving relationship between pseudogap and superconductivity across different doping regimes.
To clarify the origin of the pseudogap and strange metal states as well as their mutual relationship in cuprate superconductors, a comprehensive study on the spectral function, Fermi surface, resistivity and dynamical spin susceptivity of the Hubbard model on the square lattice has been conducted by means of the ladder dual-fermion approximation with an electron self-energy correction. It is found that the appearance of these two states requires that the characteristic hole concentration below which the Mott-Heisenberg and Slater mechanisms of electron localization occurs pMSp_{\rm MS}pMS​ nearly coincides with the hole concentration where the Van Hove singularity (VHS) point is placed at the vicinity of the Fermi level. When this condition is met the VHS point is pinned at which the nesting condition of the antiferromagnetic (AFM) fluctuation is fulfilled almost everywhere on the Fermi surface in wide range of the hole concentration in a metallic state, i.e., the strange metal state. The spin fluctuation of the strange metal state is nearly quantum critical and the dynamical spin susceptivity is well described by overdamped spin wave having the ω/Tω/Tω/T scaling with the relaxation rate at the Planckian limit. Because of these distinctive features of the strange metal state, the kkk dependence of scattering rate of electrons is small and electrons behave as the marginal Fermi liquid, resulting in TTT-linear resistivity. In contrast, the pseudogap state is magnetically in the renormalized classical regime and the pseudogap is formed near the X point where the nesting condition of the short-range AFM order is fulfilled.
We study the evolution of a Mott-Hubbard insulator into a correlated metal upon doping in the two-dimensional Hubbard model using the cellular dynamical mean-field theory. Short-range spin correlations create two additional bands apart from the familiar Hubbard bands in the spectral function. Even a tiny doping into this insulator causes a jump of the Fermi energy to one of these additional bands and an immediate momentum-dependent suppression of the spectral weight at this Fermi energy. The pseudogap is closely tied to the existence of these bands. This suggests a strong-coupling mechanism that arises from short-range spin correlations and large scattering rates for the pseudogap phenomenon seen in several cuprates.
Underdoped Mott insulators provide us with a challenge of many-body physics. Recent renewed understanding is discussed in terms of the evolution of pole and zero structure of the single-particle Green's function. Pseudogap as well as Fermi arc/pocket structure in the underdoped cuprates is well reproduced from the recent cluster extension of the dynamical mean-field theory. Emergent coexisting zeros and poles set the underdoped Mott insulator apart from the Fermi liquid, separated by topological transitions. Cofermion proposed as a generalization of exciton in the slave-boson framework accounts for the origin of the zero surface formation. The cofermion-quasiparticle hybridization gap offers a natural understanding of the pseudogap and various unusual Mottness. Furthermore the cofermion offers a novel pairing mechanism, where the cofermion has two roles: It reinforces the Cooper pair as a pair partner of the quasiparticle and acts as a glue as well. It provides a strong insight for solving the puzzle found in the dichotomy of the gap structure.
High-temperature superconductivity emerges upon doping a state of matter that is insulating because of interactions. A widely studied model considers one orbital per CuO2{\mathrm{CuO}}_{2}CuO2​ unit cell on a square lattice with a strong intraorbital repulsion that leads to a so-called Mott-Hubbard insulator. Here we solve a model that takes into account, within each unit cell, two oxygen orbitals where there is no electron-electron repulsion and a copper orbital with strong electron-electron repulsion. The insulating phase is a so-called charge-transfer insulator, not a Mott-Hubbard insulator. Using cluster dynamical mean-field theory with continuous-time quantum Monte Carlo as an impurity solver and 12 atoms per cluster, we report the normal and superconducting phase diagram of this model as a function of doping, interaction strength, and temperature. As expected, the three-orbital model is consistent with the experimental observation that doped holes are located predominantly on oxygens, a result that goes beyond the one-orbital model. Nevertheless, the phase boundary between pseudogap and correlated metal, the Widom line, and the origin of the pairing energy (kinetic vs potential) are similar to the one-orbital model, demonstrating that these are emergent phenomena characteristic of doped Mott insulators, independently of many microscopic details. Broader implications are discussed.