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arXiv:1912.12307 · Physical Review Letters

Rigorous Results on Topological Superconductivity with Particle Number Conservation

Matthew F. Lapa, Michael Levin

Published Jun 26, 2020• 24 citations
arXivHTMLPDF

Abstract

Most theoretical studies of topological superconductors and Majorana-based quantum computation rely on a mean-field approach to describe superconductivity. A potential problem with this approach is that real superconductors are described by number-conserving Hamiltonians with long-range interactions, so their topological properties may not be correctly captured by mean-field models that violate number conservation and have short-range interactions. To resolve this issue, reliable results on number-conserving models of superconductivity are essential. As a first step in this direction, we use rigorous methods to study a number-conserving toy model of a topological superconducting wire. We prove that this model exhibits many of the desired properties of the mean-field models, including a finite energy gap in a sector of fixed total particle number, the existence of long-range Majorana-like correlations between the ends of an open wire, and a change in the ground state fermion parity for periodic vs antiperiodic boundary conditions. These results show that many of the remarkable properties of mean-field models of topological superconductivity persist in more realistic models with number-conserving dynamics.

DOI
10.1103/physrevlett.124.257002

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Most theoretical studies of topological superconductors and Majorana-based quantum computation rely on a mean-field approach to describe superconductivity. A potential problem with this approach is that real superconductors are described by number-conserving Hamiltonians with long-range interactions, so their topological properties may not be correctly captured by mean-field models that violate number conservation and have short-range interactions. To resolve this issue, reliable results on number-conserving models of superconductivity are essential. As a first step in this direction, we use rigorous methods to study a number-conserving toy model of a topological superconducting wire. We prove that this model exhibits many of the desired properties of the mean-field models, including a finite energy gap in a sector of fixed total particle number, the existence of long-range Majorana-like correlations between the ends of an open wire, and a change in the ground state fermion parity for periodic vs antiperiodic boundary conditions. These results show that many of the remarkable properties of mean-field models of topological superconductivity persist in more realistic models with number-conserving dynamics.
The study of topological superconductivity is largely based on the analysis of simple mean-field models that do not conserve particle number. A major open question in the field is whether the remarkable properties of these mean-field models persist in more realistic models with a conserved total particle number and long-range interactions. For applications to quantum computation, two key properties that one would like to verify in more realistic models are (i) the existence of a set of low-energy states (the qubit states) that are separated from the rest of the spectrum by a finite energy gap, and (ii) an exponentially small (in system size) bound on the splitting of the energies of the qubit states. It is well known that these properties hold for mean-field models, but so far only property (i) has been verified in a number-conserving model. In this work we fill this gap by rigorously establishing both properties (i) and (ii) for a number-conserving toy model of two topological superconducting wires coupled to a single bulk superconductor. Our result holds in a broad region of the parameter space of this model, suggesting that properties (i) and (ii) are robust properties of number-conserving models and not just artifacts of the mean-field approximation.
Topological superconductors are believed to host exotic quasiparticle excitations known as Majorana zero modes (MZMs), with much of the evidence based on BCS mean-field theory. The direct application of mean-field arguments is tenuous in finite, isolated systems relevant in some experiments. Here, we develop a new correlation-based method for identifying MZMs in interacting, number-conserving systems. Using the density matrix renormalization group, we study fermion number-conserving models with long-range interactions, which under periodic boundary conditions exhibit robust topological and nontopological superconductivity, tuned by the strength of interaction [Ortiz et al., Phys. Rev. Lett. 113, 267002 (2014)PRLTAO0031-900710.1103/PhysRevLett.113.267002]. We find evidence that, on the topological side, Majorana edge modes appear in open chains, manifesting as the vanishing of the energy splitting between odd- and even-parity ground states with increasing system size. Additionally, off-diagonal two-point correlation functions show nonlocal, parity-dependent edge effects. These correlations reveal the spatial structure of Majorana modes in the many-body wave function. We show that the correlation diagnostic applies broadly, including to short-range interacting models, where topological superconductivity is more fragile due to the absence of a bulk excitation gap.
We present a method to construct number-conserving Hamiltonians whose ground states exactly reproduce an arbitrarily chosen BCS-type mean-field state. Such parent Hamiltonians can be constructed not only for the usual sss-wave BCS state, but also for more exotic states of this form, including the ground states of Kitaev wires and two-dimensional topological superconductors. This method leads to infinite families of locally interacting fermion models with exact topological superconducting ground states. After explaining the general technique, we apply this method to construct two specific classes of models. The first one is a one-dimensional double wire lattice model with Majorana-like degenerate ground states. The second one is a two-dimensional px+ipy{p}_{x}+i{p}_{y}px​+ipy​ superconducting model, where we also obtain analytic expressions for topologically degenerate ground states in the presence of vortices. Our models may provide a deeper conceptual understanding of how Majorana zero modes could emerge in condensed matter systems, as well as inspire novel routes to realize them in experiment.
What distinguishes trivial superfluids from topological superfluids in interacting many-body systems where the number of particles is conserved? Building on a class of integrable pairing Hamiltonians, we present a number-conserving, interacting variation of the Kitaev model, the Richardson-Gaudin-Kitaev chain, that remains exactly solvable for periodic and antiperiodic boundary conditions. Our model allows us to identify fermion parity switches that distinctively characterize topological superconductivity (fermion superfluidity) in generic interacting many-body systems. Although the Majorana zero modes in this model have only a power-law confinement, we may still define many-body Majorana operators by tuning the flux to a fermion parity switch. We derive a closed-form expression for an interacting topological invariant and show that the transition away from the topological phase is of third order.
One-dimensional topological superconductors treated at the mean-field level host zero-energy edge Majorana modes, which encode topological degeneracy of their ground states. Geometric manipulations (braiding) of multiple wires can be used to induce topologically robust transformations within the ground state subspace. The mean-field ground states do not have a definite number of particles and thus cannot describe an isolated system. Projecting such states onto fixed particle number gives a very good approximation to the true ground state of an isolated superconductor. In previous work, we showed that so projecting the prototypical Kitaev wave function of a single wire retains key features of the mean-field description, such as the zero-energy single-particle spectral peaks near the wire edges. Here we consider the case of multiple wires with conserved total charge. Again, using the projected Kitaev wave functions as the template, we identify the many-body counterparts of the mean-field topologically degenerate ground states. We then demonstrate how the quantum gates equivalent to braiding of Majorana zero modes can be implemented, albeit with reduced protection from noise and disorder.
Semiconducting nanowires in proximity to superconductors are among promising candidates to search for Majorana fermions and topologically protected degeneracies, which may ultimately be used as building blocks for topological quantum computers. The prediction of neutral Majorana fermions in the proximity-induced superconducting systems ignores number conservation and thus leaves open the conceptual question of how a topological degeneracy that is robust to all local perturbations arises in a number-conserving system. In this work, we study how local attractive interactions generate a topological ground-state near-degeneracy in a quasi-one-dimensional superfluid using bosonization of the fermions. The local attractive interactions opens a topological quasiparticle gap in the odd channel wires (with more than one channel) with end Majorana modes associated with a topological near-degeneracy. We explicitly study the robustness of the topological degeneracy to local perturbations and find that such local perturbations result in quantum phase slips, which split of the topological degeneracy by an amount that does not decrease exponentially with the length of the wire, but still decreases rapidly if the number of channels is large. Therefore a bulk superconductor with a large number of channels is crucial for true topological degeneracy.