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arXiv:1910.02314 · Acta Physica Polonica A

Dynamical Phase Transitions in Topological Insulators

Nicholas Sedlmayr

Published Jun 1, 2019• 15 citations
arXivHTMLPDF

Abstract

The traditional concept of phase transitions has, in recent years, been widened in a number of interesting ways.The concept of a topological phase transition separating phases with a different ground state topology, rather than phases of different symmetries, has become a widely studied field in its own right.Additionally, an analogy between phase transitions, described by non-analyticities in the derivatives of the free energy, and non-analyticities which occur in dynamically evolving correlation functions has been drawn.These are called dynamical phase transitions and one is often now far from the equilibrium situation.In these lecture notes we will give a short overview of the history of these concepts, focusing in particular on the way in which dynamical phase transitions themselves can be used to shed light on topological phase transitions and topological phases.We will go on to focus, first, on the effect which the topologically protected edge states, which are one of the interesting consequences of topological phases, have on dynamical phase transitions.Second we will study what happens in the experimentally relevant situations where the system begins either in a thermal state rather than the ground state, or exchanges particles with an external environment.

DOI
10.12693/aphyspola.135.1191

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The traditional concept of phase transitions has, in recent years, been widened in a number of interesting ways.The concept of a topological phase transition separating phases with a different ground state topology, rather than phases of different symmetries, has become a widely studied field in its own right.Additionally, an analogy between phase transitions, described by non-analyticities in the derivatives of the free energy, and non-analyticities which occur in dynamically evolving correlation functions has been drawn.These are called dynamical phase transitions and one is often now far from the equilibrium situation.In these lecture notes we will give a short overview of the history of these concepts, focusing in particular on the way in which dynamical phase transitions themselves can be used to shed light on topological phase transitions and topological phases.We will go on to focus, first, on the effect which the topologically protected edge states, which are one of the interesting consequences of topological phases, have on dynamical phase transitions.Second we will study what happens in the experimentally relevant situations where the system begins either in a thermal state rather than the ground state, or exchanges particles with an external environment.
In this paper, starting from a lattice model of topological insulators, we study the quantum phase transitions among different quantum states, including quantum spin Hall state, quantum anomalous Hall state and normal band insulator state by calculating their topological properties (edge states, quantized spin Hall conductivities and the number of zero mode on a Pi-flux). We find that there exist universal features for the topological quantum phase transitions (TQPTs) in different cases : the emergence of nodal fermions at high symmetry points, the non-analytic third derivative of ground state energy and the jumps of the topological "order parameters". In particular, the relation between TQPTs and symmetries of the systems are explored : different TQPTs are protected by different (global) symmetries and then described by different topological "order parameters".
Dynamical quantum phase transitions occur in dynamically evolving quantum systems when nonanalyticities occur at critical times in the return rate, a dynamical analog of the free energy. This extension of the concept of phase transitions can be brought into contact with another, namely, that of topological phase transitions in which the phase transition is marked by a change in a topological invariant. Following a quantum quench dynamical quantum phase transitions can happen in topological matter, a fact which has already been explored in one-dimensional topological insulators and in two-dimensional Chern insulators. Additionally, in one-dimensional systems a dynamical bulk boundary correspondence has been seen, related to the periodic appearance of zero modes of the Loschmidt echo itself. Here we extend both of these concepts to two-dimensional higher-order topological matter in which the topologically protected boundary modes are corner modes. We consider a minimal model which encompasses all possible forms of higher-order topology in two-dimensional topological band structures. We find that dynamical quantum phase transitions can still occur, and can occur for quenches which cross both bulk and boundary gap closings. Furthermore, a dynamical bulk boundary correspondence is also found, which takes a different form to that in one dimension.
One problem of paramount importance in physics over various fields such as elementary particle physics, condensed matter physics, and statistical mechanics has been to make classification of phases of matter, including nontrivial structures of the vacuum. The triumphant history of theory on the phase classification and the phase transition can be traced back to Landau, which is based on the spontaneous breaking of symmetry. It is known, however, that other kinds of phases exist that cannot be characterized by conventional arguments of symmetry breaking, namely, topological phases. Topological phases are gapped phases at zero temperature without symmetry breaking. Examples of the topological phases include a quantum phase in a fractional quantum Hall system, where the ground state exhibits degeneracy, and an anyon, a quasi-particle with nontrivial statistical nature, neither boson nor fermion, emerges as a low-energy excitation. In contemporary physics of the 21st century, it has been revealed that, among various topological states, there exists a nontrivial ground state that does not have ground state degeneracy and yet can be distinguished from a trivial state. This nontrivial ground state, i.e., a topological insulator, has been recognized first in free electron systems [1–3] and later extended to more general quantum many-body systems with interactions including bosonic (spin) systems. Now, such a generalized situation is called a symmetry protected topological (SPT) phase [4–7]. From the point of a modern view of the SPT phase, nontrivial states, such as the Haldane state proposed in antiferromagnetic quantum spin systems in the 1980’s [8] and the ground state in the Affleck-Kennedy-Lieb-Tasaki model [9], belong to the SPT phase. A remarkable feature of the SPT phase is that, if the system has a surface, gapless surface states appear and they are stable against disturbances which do not break the symmetry. One way to understand these surface states is the quantum anomaly on the surface. That is, as long as the surface is concerned, the quantum anomaly arises, but the whole system has no quantum anomaly, and the symmetry is preserved due to cancellation from the bulk contribution. This canceling mechanism of the quantum anomaly has been long known as the anomaly inflow in elementary particle physics [10]. In fact, the classification of the SPT phases can be identified as the classification of the quantum anomaly through the bulk-boundary correspondence. This type of the quantum anomaly closely related to the SPT phase can provide us with a useful theoretical device to constrain phases that can or cannot be realized under the ’t Hooft anomaly matching condition [11–13]. It is quite difficult to scrutinize nonperturbatively interacting systems, but the ’t Hooft anomaly matching condition can be applied to those systems, and possible phases can be constrained. Nowadays, our understanding of the SPT phases has been so developed that applications of the anomaly matching condition can cover systems with finite groups and/or extending objects [14–16]. In this way, the concept of the topological phases has been essential by now in a wide range of physics, particularly in elementary particle physics, condensed matter physics, and statistical mechanics, as mentioned in the beginning. This special section is a collection of papers related to the topological aspects of physics including the topological phases. We would like to express our sincere gratitude to all the authors who made excellent contributions.
Topological phases of matter are understood to be characterized by particular configurations of entanglement encoded within the ground states of many-body quantum systems. In this thesis, we discuss how novel phenomena associated with topological phases can arise in systems that are driven out of equilibrium or coupled to their surroundings, which are not described by ground state physics. Firstly, we consider systems undergoing unitary time evolution due to some external driving. We show how the entanglement features of the time-dependent wavefunction can be topologically characterized, and demonstrate that these topological properties are reflected in the dynamics of various quantities usually associated with topological phases in equilibrium. We introduce a new non-equilibrium topological classification scheme which can be used to predict whether or not the topological features of a given system will be preserved under time evolution. In brief, this classification captures the fact that certain symmetries (namely antiunitary symmetries) are inevitably broken once the system is driven out of equilibrium; thus any topological phenomena protected by such symmetries cannot be expected to persist in non-equilibrium scenarios. Secondly, we investigate how topologically non-trivial systems are affected by dissipative effects, i.e.~coupling to an external environment. We demonstrate that system-environment interactions facilitate processes in the system that effectively break any antiunitary symmetries, regardless of the symmetries of the microscopic Hamiltonian. Accordingly, those phases that were shown to be unstable against time-dependent driving are also fragile against coupling to an environment. To illustrate the consequences of this fragility, we consider the effects of dissipation on the coherence properties of topological bound states, as well as the conductance properties of chiral and helical topological edge modes. We find that the decoherence rate of the former and the deviation from quantized conductivity of the latter are (not) exponentially suppressed in the inverse temperature when the phase in question is protected by unitary (antiunitary) symmetries. These results regarding open systems can be connected to the same non-equilibrium classification developed in the context of isolated systems undergoing unitary dynamics. Our findings highlight a distinction between topological phases that are either robust or fragile against non-equilibrium effects and/or system-environment coupling. The ramifications for the use of such systems in quantum technologies are discussed.
In recent years, quantum phase transitions have attracted the interest of both theorists and experimentalists in condensed matter physics. These transitions, which are accessed at zero temperature by variation of a non-thermal control parameter, can influence the behaviour of electronic systems over a wide range of the phase diagram. Quantum phase transitions occur as a result of competing ground state phases. The cuprate superconductors which can be tuned from a Mott insulating to a d -wave superconducting phase by carrier doping are a paradigmatic example. This review introduces important concepts of phase transitions and discusses the interplay of quantum and classical fluctuations near criticality. The main part of the article is devoted to bulk quantum phase transitions in condensed matter systems. Several classes of transitions will be briefly reviewed, pointing out, e.g., conceptual differences between ordering transitions in metallic and insulating systems. An interesting separate class of transitions is boundary phase transitions where only degrees of freedom of a subsystem become critical; this will be illustrated in a few examples. The article is aimed at bridging the gap between high-level theoretical presentations and research papers specialized in certain classes of materials. It will give an overview on a variety of different quantum transitions, critically discuss open theoretical questions, and frequently make contact with recent experiments in condensed matter physics.
The growing field of topological orders has been extensively studied both form the communities of condensed matter and quantum simulation. However, very little is known about the fate of topological order in the presence of disturbing effects such as external noise or dissipation. In the first part of this thesis, we start by studying how the edge states of a topological insulator become unstable when interacting with thermal baths. Motivated by these results, we generalise the notion of Chern insulators from the well-known Hamiltonian case to Liouvillian dynamics. We achieve this goal by defining a new topological witness that is still related to the quantum Hall conductivity at finite temperature. The mixed character of edge states is also well captured by our formalism, and explicit models for topological insulators and dissipative channels are considered. Additionally, we find new topological phases that remain quantised at finite temperature. The construction is based on the Uhlmann phase, a geometric quantum phase defined for general density matrices. Using this new tool, we are able to characterise topological insulators and superconductors at finite temperature both in one and two spatial dimensions. From the experimental side, we propose a state-independent protocol to measure the topological Uhlmann phase in the context of quantum simulation. Symmetry-protected topological orders have traditionally emerged from shortrange interactions. It remains very much unknown what the role played by longrange interactions is, within the physics of these topological systems. In the second part of this thesis, we analyse how topological superconducting phases are affected by the inclusion of long-range couplings. Remarkably, we unveil new topological quasi-particles due to long-range interactions, that were absent in short-range models. We also study how topological invariants are modified by the presence of long-range effects. In the appendix section of the thesis, we explore new numerical methods for driven-dissipative phase transitions. We consider quantum systems with a dissipative term driving the system into a non-equilibrium steady state. The inclusion of short-range fluctuations out-of-equilibrium deeply modifies the shape of the phase-diagram, something never observed in equilibrium thermodynamics.