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arXiv:1907.08186 · Nature Communications

Generalization properties of neural network approximations to frustrated magnet ground states

Tom Westerhout, Nikita Astrakhantsev, Konstantin S. Tikhonov, Mikhail I. Katsnelson, Andrey A. Bagrov

Published Mar 27, 2020• 134 citations
arXivHTMLPDF

Abstract

Neural quantum states (NQS) attract a lot of attention due to their potential to serve as a very expressive variational ansatz for quantum many-body systems. Here we study the main factors governing the applicability of NQS to frustrated magnets by training neural networks to approximate ground states of several moderately-sized Hamiltonians using the corresponding wave function structure on a small subset of the Hilbert space basis as training dataset. We notice that generalization quality, i.e. the ability to learn from a limited number of samples and correctly approximate the target state on the rest of the space, drops abruptly when frustration is increased. We also show that learning the sign structure is considerably more difficult than learning amplitudes. Finally, we conclude that the main issue to be addressed at this stage, in order to use the method of NQS for simulating realistic models, is that of generalization rather than expressibility.

DOI
10.1038/s41467-020-15402-w

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Neural quantum states (NQS) attract a lot of attention due to their potential to serve as a very expressive variational ansatz for quantum many-body systems. Here we study the main factors governing the applicability of NQS to frustrated magnets by training neural networks to approximate ground states of several moderately-sized Hamiltonians using the corresponding wave function structure on a small subset of the Hilbert space basis as training dataset. We notice that generalization quality, i.e. the ability to learn from a limited number of samples and correctly approximate the target state on the rest of the space, drops abruptly when frustration is increased. We also show that learning the sign structure is considerably more difficult than learning amplitudes. Finally, we conclude that the main issue to be addressed at this stage, in order to use the method of NQS for simulating realistic models, is that of generalization rather than expressibility.
In this paper, we demonstrate the expressibility of artificial neural networks (ANNs) in quantum many-body physics by showing that a feed-forward neural network with a small number of hidden layers can be trained to approximate with high precision the ground states of some notable quantum many-body systems. We consider the one-dimensional free bosons and fermions, spinless fermions on a square lattice away from half-filling, as well as frustrated quantum magnetism with a rapidly oscillating ground-state characteristic function. In the latter case, an ANN with a standard architecture fails, while that with a slightly modified one successfully learns the frustration-induced complex sign rule in the ground state and approximates the ground states with high precisions. As an example of practical use of our method, we also perform the variational method to explore the ground state of an antiferromagnetic ${J}_{1}\text{\ensuremath{-}}{J}_{2}$ Heisenberg model.
The use of artificial neural networks to represent quantum wave functions has recently attracted interest as a way to solve complex many-body problems. The potential of these variational parametrizations has been supported by analytical and numerical evidence in controlled benchmarks. While approaching the end of the early research phase in this field, it becomes increasingly important to show how neural-network states perform for models and physical problems that constitute a clear open challenge for other many-body computational methods. In this paper, we start addressing this aspect, concentrating on a presently unsolved model describing two-dimensional frustrated magnets. Using a fully convolutional neural network model as a variational ans\"atz, we study the frustrated spin-1/$2{J}_{1}\text{\ensuremath{-}}{J}_{2}$ Heisenberg model on the square lattice. We demonstrate that the resulting predictions for both ground-state energies and properties are competitive with, and often improve upon, existing state-of-the-art methods. In a relatively small region in the parameter space, corresponding to the maximally frustrated regime, our ans\"atz exhibits comparatively good but not the best performance. The gap between the complexity of the models adopted here and those routinely adopted in deep-learning applications is, however, still substantial, such that further improvements in future generations of neural-network quantum states are likely to be expected.
Strongly interacting quantum systems described by non-stoquastic Hamiltonians exhibit rich low-temperature physics. Yet, their study poses a formidable challenge, even for state-of-the-art numerical techniques. Here, we investigate systematically the performance of a class of universal variational wave-functions based on artificial neural networks, by considering the frustrated spin- 1/2 1 / 2 J_1-J_2 J 1 − J 2 Heisenberg model on the square lattice. Focusing on neural network architectures without physics-informed input, we argue in favor of using an ansatz consisting of two decoupled real-valued networks, one for the amplitude and the other for the phase of the variational wavefunction. By introducing concrete mitigation strategies against inherent numerical instabilities in the stochastic reconfiguration algorithm we obtain a variational energy comparable to that reported recently with neural networks that incorporate knowledge about the physical system. Through a detailed analysis of the individual components of the algorithm, we conclude that the rugged nature of the energy landscape constitutes the major obstacle in finding a satisfactory approximation to the ground state wavefunction, and prevents learning the correct sign structure. In particular, we show that in the present setup the neural network expressivity and Monte Carlo sampling are not primary limiting factors.
Neural quantum states (NQS) provide flexible and compact wave-function parametrizations for numerical studies of quantum many-body physics. In particular, NQS aim to circumvent the exponential scaling of the Hilbert space by compressing quantum many-body wave functions with a tractable amount of parameters. While inspired by deep learning, it remains unclear to what extent NQS share characteristics with neural networks used for standard machine learning tasks. We demonstrate that, in a simplified supervised setting, NQS exhibit the double descent phenomenon, a key feature of modern deep learning, where generalization worsens as network size increases before improving again in an overparameterized regime. Notably, we find the second descent to occur only for network sizes much larger than the Hilbert space dimension, i.e., network sizes that are out of reach for problems of practical interest. Within our setting, this observation places typical NQS in the underparameterized regime. We also observe that the optimal network size in the underparameterized regime depends on the number of unique training samples. While the double descent phenomenon does indeed translate to the NQS setting, potential practical consequences of our findings point more toward the need for symmetry-aware, physics-informed architecture design, rather than directly adopting machine learning heuristics.
Strongly interacting quantum systems described by non-stoquastic Hamiltonians exhibit rich low-temperature physics. Yet, their study poses a formidable challenge, even for state-of-the-art numerical techniques. Here, we investigate systematically the performance of a class of universal variational wave-functions based on artificial neural networks, by considering the frustrated spin-1/2 J1 − J2 Heisenberg model on the square lattice. Focusing on neural network architectures without physics-informed input, we argue in favor of using an ansatz consisting of two decoupled real-valued networks, one for the amplitude and the other for the phase of the variational wavefunction. By introducing concrete mitigation strategies against inherent numerical instabilities in the stochastic reconfiguration algorithm we obtain a variational energy comparable to that reported recently with neural networks that incorporate knowledge about the physical system. Through a detailed analysis of the individual components of the algorithm, we conclude that the rugged nature of the energy landscape constitutes the major obstacle in finding a satisfactory approximation to the ground state wavefunction, and prevents learning the correct sign structure. In particular, we show that in the present setup the neural network expressivity and Monte Carlo sampling are not primary limiting factors.
Neural quantum states provide flexible variational representations of quantum many-body wave functions by combining neural-network parametrizations with Monte Carlo sampling. In this perspective, we review recent advances in their application to condensed-matter systems, focusing on frustrated quantum magnets, interacting lattice fermions, and non-equilibrium dynamics. We discuss the architectures, symmetry constraints, optimization methods, and sampling strategies underlying state-of-the-art calculations, and summarize practical guidelines for reliable simulations. We also examine the principal remaining challenges, including learning non-trivial sign and phase structures, controlling variational bias, enforcing physical symmetries, scaling optimization to large networks, and achieving stable real-time evolution. Finally, we outline promising directions in which neural quantum states may extend the reach of classical simulations of strongly correlated quantum matter.