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arXiv:1906.11937 · Physical review. B./Physical review. B

Orthogonal metal in the Hubbard model with liberated slave spins

Martin Hohenadler, Fakher F. Assaad

Published Sep 16, 2019• 8 citations
arXivHTMLPDF

Abstract

A two-dimensional Falicov-Kimball model, equivalent to the Hubbard model in an unconstrained slave-spin representation, is studied by quantum Monte Carlo simulations. The focus is on a fractionalized metallic phase that is characterized in terms of spectral, thermodynamic, and transport properties, including a comparison to the half-filled Hubbard model. The properties of this phase, most notably a single-particle gap but gapless spin and charge excitations, can in principle be understood in the framework of orthogonal metals. However, important and interesting differences arise in the present setting compared to single-particle mean-field theories and other models. We also discuss the role of the local constraints from the slave-spin representation within an extended phase diagram that includes the spatial dimension as a parameter, thereby making contact with previous work in infinite dimensions. Finally, we highlight the absence of $\ensuremath{\pi}$-flux configurations in the slave-spin formulation, in particular in the context of topologically ordered fractional phases predicted at the mean-field level.

DOI
10.1103/physrevb.100.125133

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A two-dimensional Falicov-Kimball model, equivalent to the Hubbard model in an unconstrained slave-spin representation, is studied by quantum Monte Carlo simulations. The focus is on a fractionalized metallic phase that is characterized in terms of spectral, thermodynamic, and transport properties, including a comparison to the half-filled Hubbard model. The properties of this phase, most notably a single-particle gap but gapless spin and charge excitations, can in principle be understood in the framework of orthogonal metals. However, important and interesting differences arise in the present setting compared to single-particle mean-field theories and other models. We also discuss the role of the local constraints from the slave-spin representation within an extended phase diagram that includes the spatial dimension as a parameter, thereby making contact with previous work in infinite dimensions. Finally, we highlight the absence of \ensuremathπ\ensuremath{\pi}\ensuremathπ-flux configurations in the slave-spin formulation, in particular in the context of topologically ordered fractional phases predicted at the mean-field level.
Quantum Monte Carlo simulations reveal an exotic metallic phase with a single-particle gap but gapless spin and charge excitations and a nonsaturating resistivity in a two-dimensional SU(2) Falicov-Kimball model. An exact duality between this model and an unconstrained slave-spin theory leads to a classification of the phase as a fractionalized or orthogonal metal whose low-energy excitations have different quantum numbers than the original electrons. Whereas the fractionalized metal corresponds to the regime of disordered slave spins, the regime of ordered slave spins is a Fermi liquid. At a critical temperature, an Ising phase transition to a spontaneously generated constrained slave-spin theory of the Hubbard model is observed.
We review a representation of Hubbard-like models that is based on auxiliary pseudospin variables. These pseudospins refer to the local charge modulo two in the original model and display a local Z2{\mathsf{Z}}_{2}Z2​ gauge freedom. We discuss the associated mean-field theory in a variety of different contexts which are related to the problem of the interaction-driven metal-insulator transition at half-filling including Fermi surface deformation and spectral features beyond the local approximation. Notably, on the mean-field level, the Hubbard bands are derived from the excitations of an Ising model in a transverse field and the quantum critical point of this model is identified with the Brinkman-Rice criticality of the almost localized Fermi liquid state. Nonlocal correlations are included using a cluster mean-field approximation and the Schwinger boson theory for the auxiliary quantum Ising model.
In this work, we study a slave-rotor mean-field theory of an extended Hubbard model, applicable to transition metal dichalcogenide moir\'e systems, that captures both the formation of Wigner crystals as well as exotic spin states on top of these charge backgrounds. Phase diagrams are mapped out for different choices of long-range Coulomb repulsion strength, reproducing several experimentally found Wigner crystal states. Assuming unbroken time-reversal symmetry, we find several spin-liquid states as well as dimer states at fractional fillings. While spin dimer states are always found to have the lowest mean-field energy, several spin-liquid states are energetically competitive and may be stabilized by including gauge fluctuations or further interaction terms. We further discuss possible experimental signatures of these states pertinent to two-dimensional moir\'e heterostructures.
A slave-spin representation of fermion operators has recently been proposed for the half-filled single and multiband Hubbard model. We show that with the addition of a gauge variable, the formalism can be extended to finite doping. We solve the resulting spin problem using the cluster mean-field approximation. This approximation takes short-range correlations into account by exact diagonalization on the cluster, whereas long-range correlations beyond the size of clusters are treated at the mean-field level. In the limit where the cluster has only one site and the interaction strength UUU is infinite, this approach reduces to the Gutzwiller approximation. There are some qualitative differences when the size of the cluster is finite. We first compute the critical UUU for the Mott transition as a function of a frustrating nearest-neighbor interaction on lattices relevant for various correlated systems, namely, the cobaltates, the layered organic superconductors and the high-temperature superconductors. For the triangular lattice, we also study the extended Hubbard model with nearest-neighbor repulsion. In addition to a uniform metallic state, we find a $\sqrt{(3)}\ifmmode\times\else\texttimes\fi{}\sqrt{(3)}$ charge density wave in a broad doping regime, including commensurate ones. We find that in the large UUU limit, intersite Coulomb repulsion VVV strongly suppresses the single-particle weight of the metallic state.
We discuss the appearance of quantum orders in the Hubbard model for interacting electrons, at half-filling. Such phases do not have local order parameters and need to be characterized by the quantum mechanical properties of their ground state. On one hand, we study the Mott transition from a metal to a spin liquid insulator in two dimensions, of potential relevance to some layered organic compounds. The correlation-driven transition occurs at fixed filling and involves fractionalization of the electron: upon entering the insulator, a Fermi surface of neutral spinons coupled to an internal gauge field emerges. We focus on the transport properties near the quantum critical point and find that the emergent gauge fluctuations play a key role in determining the universal scaling. Second, motivated by a class of three-dimensional transition metal oxides, the pyrochlore iridates, we study the interplay of non-trivial band topology and correlations. Building on the strong spin orbit coupling in these compounds, we construct a general microscopic Hubbard model and determine its mean-field phase diagram, which contains topological insulators, Weyl semimetals, axion insulators and various antiferromagnets. We also discuss the effects many-body correlations on theses phases. We close by examining a fractionalized topological insulator that combines the two main themes of the thesis: fractionalization and non-trivial band topology. Specifically, we study how the two-dimensional protected surface states of a topological Mott insulator interact with a three-dimensional emergent gauge field. Various correlation effects on observables are identified.
The cluster slave-spin method is employed to investigate systematically the ground state properties of the Hubbard model on a square lattice with doping $\ensuremath{\delta}$ and coupling strength UUU being its parameters. At half-filling, a relation between the staggered magnetization MMM and the antiferromagnetic (AFM) gap ${\mathrm{\ensuremath{\Delta}}}_{\text{AFM}}$ is established in the small UUU limit to compare with that from the Hartree-Fock theory, and a first-order metal-insulator Mott transition in the paramagnetic state is substantiated, which is characterized by discontinuities and hystereses at UMott=10t{U}_{\text{Mott}}=10tUMott​=10t. The interaction Uc{U}_{c}Uc​ for the crossover in the AFM state, separating the weak- and strong-coupling regimes, is found to remain almost unchanged with large dopings, and smaller than UMott{U}_{\text{Mott}}UMott​ at half-filling because of long range AFM correlations. Finally, an overall phase diagram in the $U\ensuremath{-}\ensuremath{\delta}$ plane is presented, which is composed of four regimes: the AFM insulator at half-filling, the AFM metal with the compressibility $\ensuremath{\kappa}>0$ or $\ensuremath{\kappa}<0$, and the paramagnetic metal, as well as three phase transitions: (i) From the AFM metal to the paramagnetic metal, (ii) between the AFM metal phases with positive and negative $\ensuremath{\kappa}$, and (iii) separating the AFM insulating phase at $\ensuremath{\delta}=0$ from the AFM metal phase for $\ensuremath{\delta}>0$.