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arXiv:1905.02696 · Physical review. B./Physical review. B

Robust cusps near topological phase transitions: Signatures of Majorana fermions and interactions with fluctuations

Fan Yang, Shao-Jian Jiang, Fei Zhou

Published Aug 12, 2019• 10 citations
arXivHTMLPDF

Abstract

In this paper, we study nonanalyticities or cusps near a topological phase transition driven by changes of global topologies rather than by the formation of conventional (local) order. The particular phase transitions between topologically ordered superfluids and nontopological superfluids studied in this paper are always accompanied by the emergence or disappearance of Majorana boundary modes, while at the critical point these boundary modes are liberated and evolve into the bulk. Proliferation of massless Majorana fermions in the bulk at the transition leaves unique thermodynamic signatures. For a very broad class of isotropic superfluids or superconductors (with or without time-reversal symmetry), the resultant transitions in $d$ spatial dimensions will be of $(d+1)\mathrm{th}$ order. The $(d+1)\mathrm{th}$-order derivatives of the grand potential are either discontinuous in even dimensions or logarithmically divergent in odd dimensions. Bulk quantities such as compressibility can develop a cusp along with the change of topology of the superfluids. We compute quantitatively the cusp structures and further investigate the effect of interactions induced by massive fluctuation fields. These cusps are robust as direct manifestations of Majorana fermions and these interactions, and can be potentially considered as an alternative approach for detecting these puzzling particles.

DOI
10.1103/physrevb.100.054508

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In this paper, we study nonanalyticities or cusps near a topological phase transition driven by changes of global topologies rather than by the formation of conventional (local) order. The particular phase transitions between topologically ordered superfluids and nontopological superfluids studied in this paper are always accompanied by the emergence or disappearance of Majorana boundary modes, while at the critical point these boundary modes are liberated and evolve into the bulk. Proliferation of massless Majorana fermions in the bulk at the transition leaves unique thermodynamic signatures. For a very broad class of isotropic superfluids or superconductors (with or without time-reversal symmetry), the resultant transitions in ddd spatial dimensions will be of (d+1)th(d+1)\mathrm{th}(d+1)th order. The (d+1)th(d+1)\mathrm{th}(d+1)th-order derivatives of the grand potential are either discontinuous in even dimensions or logarithmically divergent in odd dimensions. Bulk quantities such as compressibility can develop a cusp along with the change of topology of the superfluids. We compute quantitatively the cusp structures and further investigate the effect of interactions induced by massive fluctuation fields. These cusps are robust as direct manifestations of Majorana fermions and these interactions, and can be potentially considered as an alternative approach for detecting these puzzling particles.
Superfluids and superconductors can be either fully gapped or gapless with nodal structures in momentum space. Both the gapped and nodal phases can be topologically protected and possess nontrivial topological invariants. Topological quantum phase transitions exist at zero temperature between different gapped phases or between gapped and nodal phases. These phase transitions can be driven by chemical potential and/or spin exchange fields. The two phases separated by the phase transition can have the same local order but differ in global topology. Thus, these topological quantum phase transitions cannot be described by the Landau paradigm of symmetry breaking. Although some aspects of these transitions, such as the change of topological invariants and gapless boundary states, have been discussed before, a complete theory of these transitions has yet to be developed. In this dissertation, we construct effective field theories to study the universality and thermodynamic signatures of these transitions. We find four different universality classes in superfluids and superconductors. Certain thermodynamic quantities, such as compressibility or spin susceptibility, change non-analytically across the transitions. For certain time-reversal symmetry breaking fields that lead to bulk phase transitions, there also exist topological phase transitions on the surface. All the topological phase transitions studied in this dissertation only exist at zero temperature. At finite temperature, different states are connected by smooth crossovers. There exists a quantum critical region at finite temperature near the quantum critical point (QCP). In this quantum critical region, thermodynamic quantities have universal scaling dependence on temperature dictated by the universality class of the QCP. We argue that these scaling properties can be used to probe and differentiate these QCPs. These bulk and surface topological quantum phase transitions are discussed in various concrete models, such as chiral and time-reversal invariant p-wave superfluids, topological superconductors of emergent Dirac fermions, and topological superconducting model of CuₓBi₂Se₃.
We study symmetry breaking quantum phase transitions in topological insulators and superconductors where the single electron gap remains open in the bulk. Specifically, we consider spontaneous breaking of the symmetry that protects the gapless boundary modes, so that in the ordered phase these modes are gapped. Here we determine the fate of the topological boundary modes right at the transition where they are coupled to the strongly fluctuating order parameter field. Using a combination of exact solutions and renormalization group techniques, we find that the surface fermionic modes either decouple from the bulk fluctuations, or flow to a strongly coupled fixed point which remains gapless. In addition, we study transitions where the critical fluctuations are confined only to the surface and find that in several cases the critical point is naturally supersymmetric. This allows a determination of critical exponents and points to an underlying connection between band topology and supersymmetry. Finally, we study the fate of gapless Majorana modes localized on point and line defects in topological superconductors at bulk criticality, which is analogous to a quantum impurity problem. Again, an interplay of topology and strong correlations causes these modes to remain gapless but in a strongly coupled state. Experimental candidates for realizing these phenomena are discussed.
Topological quantum phases cannot be characterized by local order parameters in the bulk. In this work, however, we show that nonanalytic signatures of a topological quantum critical point do remain in local observables in the bulk, and manifest themselves as nonanalyticities in their expectation values taken over a family of nonequilibrium states generated using a quantum quench protocol. The signature can be used for precisely locating the critical points in parameter space. A large class of initial states can be chosen for the quench, including finite temperature states. We demonstrate these results in tractable models of noninteracting fermions exhibiting topological phase transitions in one and two spatial dimensions. We also show that the nonanalyticities can be absent if the gap closing is nontopological, i.e., when it corresponds to no phase transition.
In this paper, we discuss strong coupling limits of topological quantum critical points (TQCPs) where quantum phase transitions between two topological distinct superconducting states take place. We illustrate that while superconducting phases on both sides of TQCPs spontaneously break the same symmetries, universality classes of critical states can be identified only when global symmetries in topological states are further specified. In dimensions d=2and3d=2\phantom{\rule{4.pt}{0ex}}\text{and}\phantom{\rule{4.pt}{0ex}}3d=2and3, we find that continuous (d+1)th(d+1)\mathrm{th}(d+1)th-order transitions at weakly interacting TQCPs that were pointed out previously in the presence of the emergent Lorentz symmetry can be terminated by strongly interacting fixed points of Majorana fields. For 2d2d2d time reversal symmetry breaking TQCPs, termination points are supersymmetric with N=4Nf=1\mathcal{N}=4{N}_{f}=1N=4Nf​=1 (where Nf{N}_{f}Nf​ is the number of four-component Dirac fermions and N\mathcal{N}N is the number of two-component real fermions) beyond which transitions are discontinuous first-order ones. For 2d2d2d time reversal symmetric TQCPs without other global symmetries, termination points of (d+1)th(d+1)\mathrm{th}(d+1)th-order continuous transition lines are generically conformal invariant without supersymmetry. Beyond these strong coupling fixed points, there are first-order discontinuous transitions as far as the protecting symmetry is not spontaneously broken but no direct transitions if the protecting symmetry is spontaneously broken in the presence of strong interactions. In this case, termination points can become supersymmetric with N=4Nf=2\mathcal{N}=4{N}_{f}=2N=4Nf​=2 only when interacting Majorana fermions further display an emergent global U(1)\text{U}(1)U(1) symmetry. In 3d3d3d, strong coupling termination points can be further effectively represented by new emergent gapless real bosons weakly coupled with free gapless Majorana fermions. However, in 1d1d1d, time reversal symmetric (d+1)th(d+1)\mathrm{th}(d+1)th continuous transition lines of TQCPs are terminated by simple free Majorana fermion fixed points.
Majorana zero modes are well studied in the gapped phases of topological systems. We investigate Majorana zero modes at the topological quantum criticality in one dimensional topological superconducting model with longer range interaction. We identify stable localized Majorana zero modes appearing at criticality under certain conditions. Topological invariant number for these non-trivial criticalities is obtained from zeros of a complex function associated with the Hamiltonian. Behavior of parametric curve at criticalities validate the invariant obtained and account for the appearance of Majorana zero modes at criticality. Trivial and non-trivial topological nature of criticality due to the presence of multicritical point cause an unusual topological transition along the critical line. We observe and investigate this unique transition in terms of eigenvalue spectrum. Appearance of MZMs at criticality demands integer value of topological invariant number in order to validate the concept of bulk-boundary correspondence. Hence we propose a scheme to separate the invariant number into fractional and integer contribution to establish bulk-boundary correspondence at criticality.
We study one-component fermions in chain lattices with proximity-induced superconducting gap and interparticle short-range interaction, capable of hosting Majorana fermions. By systematically tracking various physical quantities, we show that topological states and topological phase transitions in the system can be identified by multiple signatures in thermodynamic quantities and pair-condensate properties, in good agreement with the known signatures in the ground-state energy and entanglement spectrum. We find the disappearance of the topological phase in a largely attractive regime, in which the system undergoes a first-order transition between two topologically trivial states. In addition, the stability of the signatures against finite size, disorder, and inhomogeneity is analyzed. Our results provide additional degrees of freedom for the characterization of topological states with interaction and for the experimental detection of emergent Majorana fermions.