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arXiv:1905.01886 · Physical Review Letters

Eigenstate Thermalization from the Clustering Property of Correlation

Tomotaka Kuwahara, Keiji Saito

Published May 20, 2020• 30 citations
arXivHTMLPDF

Abstract

The clustering property of an equilibrium bipartite correlation is one of the most general thermodynamic properties in noncritical many-body quantum systems. Herein, we consider the thermalization properties of a system class exhibiting the clustering property. We investigate two regimes, namely, regimes of high and low density of states corresponding to high- and low-energy regimes, respectively. We show that the clustering property is connected to several properties on the eigenstate thermalization through the density of states. Remarkably, the eigenstate thermalization is obtained in the low-energy regime with a sparse density of states, which is typically seen in gapped systems. For the high-energy regime, we demonstrate the ensemble equivalence between microcanonical and canonical ensembles even for a subexponentially small energy shell with respect to the system size, which eventually leads to the weak version of eigenstate thermalization.

DOI
10.1103/physrevlett.124.200604

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The clustering property of an equilibrium bipartite correlation is one of the most general thermodynamic properties in noncritical many-body quantum systems. Herein, we consider the thermalization properties of a system class exhibiting the clustering property. We investigate two regimes, namely, regimes of high and low density of states corresponding to high- and low-energy regimes, respectively. We show that the clustering property is connected to several properties on the eigenstate thermalization through the density of states. Remarkably, the eigenstate thermalization is obtained in the low-energy regime with a sparse density of states, which is typically seen in gapped systems. For the high-energy regime, we demonstrate the ensemble equivalence between microcanonical and canonical ensembles even for a subexponentially small energy shell with respect to the system size, which eventually leads to the weak version of eigenstate thermalization.
We investigate eigenstate thermalization from the point of view of vanishing particle and heat currents between a few-body fermionic Hamiltonian prepared in one of its eigenstates and an external, weakly coupled Fermi-Dirac gas. The latter acts as a thermometric probe, with its temperature and chemical potential set so that there is neither particle nor heat current between the two subsystems. We argue that the probe temperature can be attributed to the few-fermion eigenstate in the sense that (i) it varies smoothly with energy from eigenstate to eigenstate, (ii) it is equal to the temperature obtained from a thermodynamic relation in a wide energy range, (iii) it is independent of details of the coupling between the two systems in a finite parameter range, (iv) it satisfies the transitivity condition underlying the zeroth law of thermodynamics, and (v) it is consistent with Carnot's theorem. For the spinless fermion model considered here, these conditions are essentially independent of the interaction strength. When the latter is weak, however, orbital occupancies in the few-fermion system differ from the Fermi-Dirac distribution so that partial currents from or to the probe will eventually change its state. We find that (vi) above a certain critical interaction strength, orbital occupancies become close to the Fermi-Dirac distribution, leading to a true equilibrium between the few-fermion system and the probe. In that case, the coupling between the Fermi-Dirac gas and few-fermion system does not modify the state of the latter, which justifies our approach a posteriori. From these results, we conjecture that for few-body systems with sufficiently strong interaction, the eigenstate thermalization hypothesis is complemented by ensemble equivalence: individual many-body eigenstates define a microcanonical ensemble that is equivalent to a canonical ensemble with grand canonical orbital occupancies.
The emergence of statistical mechanics from quantum dynamics is conventionally understood through quantum chaos, the Eigenstate Thermalization Hypothesis (ETH), and canonical typicality, which together explain the thermal behavior of local observables in quantum many-body systems. We provide a distinct mechanism in which, for a quantum many-body system under strong random perturbation, the chaotic behavior of the system's eigenvectors and a constraint on the total energy directly generate a canonical ensemble for the entire system. The canonical ensemble occurs as the first moment of the Porter-Thomas distribution of the system's chaotic eigenstates, and the constraint on the total energy sets the temperature in the ensemble. This yields canonically distributed expectation values without invoking ETH, a microcanonical ensemble, or a subsystem-bath partition for local and global observables. We numerically demonstrate the mechanism for the 1D transverse-field Ising model by showing canonically distributed eigenstate projectors and spin-spin correlators with distinctive temperature dependence of the correlation length. An implementation of this thermalization approach on a quantum computer can be utilized for thermal state preparation.
We consider the set of all initial states within a microcanonical energy shell of an isolated many-body quantum system, which exhibit an arbitrary but fixed nonequilibrium expectation value for some given observable A. On the condition that this set is not too small, it is shown by means of a dynamical typicality approach that most such initial states exhibit thermalization if and only if A satisfies the so-called weak eigenstate thermalization hypothesis (wETH). Here, thermalization means that the expectation value of A spends most of its time close to the microcanonical value after initial transients have died out. The wETH means that, within the energy shell, most eigenstates of the pertinent system Hamiltonian exhibit very similar expectation values of A.
Eigenstate thermalization refers to the property that an energy eigenstate of a many-body system is indistinguishable from a thermal equilibrium ensemble at the same energy as far as expectation values of local observables are concerned. In systems with degeneracies, the choice of an energy eigenbasis is not unique and the fraction of basis states exhibiting eigenstate thermalization can vary. We present a simple example where this fraction vanishes in the thermodynamic limit for one basis choice, but remains nonzero for another choice. In other words, the weak eigenstate thermalization hypothesis is satisfied in the first, but violated in the second basis. We furthermore prove that degeneracies must abound whenever a system is simultaneously symmetric under spatial translations and reflection. Finally, we derive general bounds on how strongly eigenstate thermalization may depend on the choice of the basis, and we reveal some interesting implications regarding the temporal relaxation properties of such systems.
The eigenstate thermalization hypothesis (ETH) posits how isolated quantum many-body systems thermalize, assuming that individual eigenstates at the same energy density have identical expectation values of local observables in the limit of large systems. While the ETH apparently holds across a wide range of interacting quantum systems, in this work we show that it requires generalization in the presence of thermal first-order phase transitions. We introduce a class of all-to-all spin models, featuring first-order thermal phase transitions that stem from two distinct mean-field solutions (two ``branches'') that exchange dominance in the many-body density of states as the energy is varied. We argue that for energies in the vicinity of the thermal phase transition, eigenstate expectation values do not need to converge to the same thermal value. The system has a regime with coexistence of two classes of eigenstates corresponding to the two branches with distinct expectation values at the same energy density, and another regime with Schrodinger-cat-like eigenstates that are inter-branch superpositions; these two regimes are separated by an eigenstate phase transition. We support our results by semiclassical calculations and an exact diagonalization study of a microscopic spin model, and argue that the structure of eigenstates in the vicinity of thermal first-order phase transitions can be experimentally probed via non-equilibrium dynamics.
The canonical ensemble plays a crucial role in statistical mechanics in and out of equilibrium. For example, the standard derivation of the fluctuation theorem relies on the assumption that the initial state of the heat bath is the canonical ensemble. On the other hand, the recent progress in the foundation of statistical mechanics has revealed that a thermal equilibrium state is not necessarily described by the canonical ensemble but can be a quantum pure state or even a single energy eigenstate, as formulated by the eigenstate thermalization hypothesis (ETH). Then a question raised is how these two pictures, the canonical ensemble and a single energy eigenstate as a thermal equilibrium state, are compatible in the fluctuation theorem. In this paper, we theoretically and numerically show that the fluctuation theorem holds in both of the long- and short-time regimes, even when the initial state of the bath is a single energy eigenstate of a many-body system. Our proof of the fluctuation theorem in the long-time regime is based on the ETH, while it was previously shown in the short-time regime on the basis of the Lieb-Robinson bound and the ETH [Phys. Rev. Lett. 119, 100601 (2017)0031-900710.1103/PhysRevLett.119.100601]. The proofs for these time regimes are theoretically independent and complementary, implying the fluctuation theorem in the entire time domain. We also perform a systematic numerical simulation of hard-core bosons by exact diagonalization and verify the fluctuation theorem in both of the time regimes by focusing on the finite-size scaling. Our results contribute to the understanding of the mechanism that the fluctuation theorem emerges from unitary dynamics of quantum many-body systems and can be tested by experiments with, e.g., ultracold atoms.