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arXiv:1903.02925 · Physical Review Letters

Quantum Martingale Theory and Entropy Production

Gonzalo Manzano, Rosario Fazio, Édgar Roldán

Published Jun 7, 2019• 32 citations
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Abstract

We employ martingale theory to describe fluctuations of entropy production for open quantum systems in nonequilbrium steady states. Using the formalism of quantum jump trajectories, we identify a decomposition of entropy production into an exponential martingale and a purely quantum term, both obeying integral fluctuation theorems. An important consequence of this approach is the derivation of a set of genuine universal results for stopping-time and infimum statistics of stochastic entropy production. Finally, we complement the general formalism with numerical simulations of a qubit system.

DOI
10.1103/physrevlett.122.220602

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We employ martingale theory to describe fluctuations of entropy production for open quantum systems in nonequilbrium steady states. Using the formalism of quantum jump trajectories, we identify a decomposition of entropy production into an exponential martingale and a purely quantum term, both obeying integral fluctuation theorems. An important consequence of this approach is the derivation of a set of genuine universal results for stopping-time and infimum statistics of stochastic entropy production. Finally, we complement the general formalism with numerical simulations of a qubit system.
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In thermodynamics, entropy production and work quantify irreversibility and the consumption of useful energy, respectively, when a system is driven out of equilibrium. For quantum systems, these quantities can be identified at the stochastic level by unravelling the system's evolution in terms of quantum jump trajectories. We here derive a general formula for computing the joint statistics of work and entropy production in Markovian driven quantum systems, whose instantaneous steady states are of Gibbs form. If the driven system remains close to the instantaneous Gibbs state at all times, then we show that the corresponding two-variable cumulant generating function implies a joint detailed fluctuation theorem so long as detailed balance is satisfied. As a corollary, we derive a modified fluctuation-dissipation relation (FDR) for the entropy production alone, applicable to transitions between arbitrary steady states, and for systems that violate detailed balance. This FDR contains a term arising from genuinely quantum fluctuations, and extends an analogous relation from classical thermodynamics to the quantum regime.
We analyze the production of entropy along nonequilibrium processes in quantum systems coupled to generic environments.First, we show that the entropy production due to final measurements and the loss of correlations obeys a fluctuation theorem in detailed and integral forms.Second, we discuss the decomposition of the entropy production into two positive contributions, adiabatic and nonadiabatic, based on the existence of invariant states of the local dynamics.Fluctuation theorems for both contributions hold only for evolutions verifying a specific condition of quantum origin.We illustrate our results with three relevant examples of quantum thermodynamic processes far from equilibrium.
The celebrated Evans--Searles, respectively Gallavotti--Cohen, fluctuation theorem concerns certain universal statistical features of the entropy production rate of a classical system in a transient, respectively steady, state. In this paper, we review and compare several possible extensions of these fluctuation theorems to quantum systems. We present, in an introductory way, the approach proposed in a recent series of works [Lett. Math. Phys. 114, 32 (2024): doi:10.1007/s11005-024-01777-0], [Rev. Math. Phys 38, 2461006 (2026): doi:10.1142/S0129055X24610063], [Commun. Math. Phys. 406, 201 (2025): 10.1007/s00220-025-05360-z] and [J. Math. Phys. 67, 022101 (2026): doi:10.1063/5.0311182] including a previously missing extension of the Gallavotti--Cohen (steady state) version of the FT to two-time measurement entropy production in the algebraic setting of quantum dynamical systems. We focus on the open quantum systems, where a small system interacts with several (infinitely extended) reservoirs, and discuss the following approaches: naive, two-time measurement, phase space contraction and ancilla state tomography. We review the connection with modular theory. The latter provides a way to extend the classical notions to the quantum domain. We discuss the quantum version of the principle of regular entropic fluctuations, introduced in the classical context in [Nonlinearity 24, 699 (2011): doi:10.1088/0951-7715/24/3/003]. Finally, we relate the statistical properties of these various notions of entropy production to spectral resonances of quantum transfer operators and apply this approach to a paradigmatic model of non-equilibrium statistical mechanics: the spin-fermion model. The results presented here shed a new light on the nature of entropic fluctuations in quantum statistical mechanics.
The thermodynamic behavior of Markovian open quantum systems can be described at the level of fluctuations by using continuous monitoring approaches. However, practical applications require assessing imperfect detection schemes, where the definition of main thermodynamic quantities becomes subtle and universal fluctuation relations are unknown. Here, we fill this gap by deriving a universal fluctuation relation that links thermodynamic entropy production and information-theoretical irreversibility along single trajectories in inefficient monitoring setups. This relation provides as a corollary an irreversibility estimator of dissipation using imperfect detection records that lower bounds the underlying entropy production at the level of visible trajectories. We illustrate our findings with a driven-dissipative two-level system following quantum jump trajectories and discuss the experimental applicability of our results for thermodynamic inference.
Abstract Thermodynamic irreversibility is well characterized by the entropy production arising from non-equilibrium quantum processes. We show that the entropy production of a quantum system undergoing open-system dynamics can be formally split into a term that only depends on population unbalances, and one that is underpinned by quantum coherences. This allows us to identify a genuine quantum contribution to the entropy production in non-equilibrium quantum processes. We discuss how these features emerge both in Lindblad-Davies differential maps and finite maps subject to the constraints of thermal operations. We also show how this separation naturally leads to two independent entropic conservation laws for the global system-environment dynamics, one referring to the redistribution of populations between system and environment and the other describing how the coherence initially present in the system is distributed into local coherences in the environment and non-local coherences in the system-environment state. Finally, we discuss how the processing of quantum coherences and the incompatibility of non-commuting measurements leads to fundamental limitations in the description of quantum trajectories and fluctuation theorems.