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arXiv:1902.03654 · Free-space laser communication technologies. Conference

Approaching the ultimate capacity limit in deep-space optical communication

Konrad Banaszek, Ludwig Kunz, Marcin Jarzyna, Michał Jachura

Published Mar 4, 2019• 17 citations
arXivHTMLPDF

Abstract

The information capacity of an optical channel under power constraints is ultimately limited by the quantum nature of transmitted signals. We discuss currently available and emerging photonic technologies whose combination can be shown theoretically to enable nearly quantum-limited operation of a noisy optical communication link in the photon-starved regime, with the information rate scaling linearly in the detected signal power. The key ingredients are quantum pulse gating to facilitate mode selectivity, photon-number-resolved direct detection, and a photon-efficient high-order modulation format such as pulse position modulation, frequency shift keying, or binary phase shift keyed Hadamard words decoded optically using structured receivers.

DOI
10.1117/12.2506963

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The information capacity of an optical channel under power constraints is ultimately limited by the quantum nature of transmitted signals. We discuss currently available and emerging photonic technologies whose combination can be shown theoretically to enable nearly quantum-limited operation of a noisy optical communication link in the photon-starved regime, with the information rate scaling linearly in the detected signal power. The key ingredients are quantum pulse gating to facilitate mode selectivity, photon-number-resolved direct detection, and a photon-efficient high-order modulation format such as pulse position modulation, frequency shift keying, or binary phase shift keyed Hadamard words decoded optically using structured receivers.
Deep-space optical communication links operate under severely limited signal power, approaching the photon-starved regime that requires a receiver capable of measuring individual incoming photons. This makes the photon information efficiency (PIE), i.e., the number of bits that can be retrieved from a single received photon, a relevant figure of merit to characterize data rates achievable in deep-space scenarios. We review theoretical PIE limits assuming a scalable modulation format, such as pulse position modulation (PPM), combined with a photon counting direct detection receiver. For unrestricted signal bandwidth, the attainable PIE is effectively limited by the background noise acquired by the propagating optical signal. The actual PIE limit depends on the effectiveness of the noise rejection mechanism implemented at the receiver, which can be improved by the nonlinear optical technique of quantum pulse gating. Further enhancement is possible by resorting to photon number resolved detection, which improves discrimination of PPM pulses against weak background noise. The results are compared with the ultimate quantum mechanical PIE limit implied by the Gordon–Holevo capacity bound, which takes into account general modulation formats as well as any physically permitted measurement techniques.
We provide a summary of the classical information capacity of single-mode free-space optical communication for pure-loss channels. We compare the capacities afforded by structured transmitters and receivers to that of the ultimate communication capacity dictated by the quantum nature of light, and we draw the following conclusions. The ultimate capacity can be achieved with classical coherent states (i.e., ideal laser light), but the capacity-achieving receiver (measurement) is yet to be determined. In photon-starved pure-loss channels, binary phase modulation in combination with the optimal receiver is near-capacity achieving, and more importantly, it is superior to on-off keying with either the optimal receiver (as yet to be determined) or with a photon-counter. Heterodyne detection approaches the ultimate capacity at high mean photon numbers.
We investigate theoretically the efficiency of deep-space optical communication in the presence of background noise. With decreasing average signal power spectral density, a scaling gap opens up between optimized simple-decoded pulse position modulation and generalized on-off keying with direct detection. The scaling of the latter follows the quantum mechanical capacity of an optical channel with additive Gaussian noise. Efficient communication is found to require a highly imbalanced distribution of instantaneous signal power. This condition can be alleviated through the use of structured receivers which exploit optical interference over multiple time bins to concentrate the signal power before the detection stage.
Laser-light (coherent-state) modulation is sufficient to achieve the ultimate (Holevo) capacity of classical communication over a lossy and noisy optical channel, but requires a receiver that jointly detects long modulated code words with highly nonlinear quantum operations, which are near-impossible to realize using current technology. We analyze the capacity of the lossy-noisy optical channel when the transmitter uses coherent-state modulation but the receiver is restricted to a general quantum-limited Gaussian receiver, i.e., one that may involve arbitrary combinations of Gaussian operations [passive linear optics: beam splitters and phase shifters; second-order nonlinear optics (or active linear optics): squeezers, along with homodyne or heterodyne detection measurements] and any amount of classical feedforward within the receiver. Under these assumptions, we show that the Gaussian receiver that attains the maximum mutual information is either homodyne detection, heterodyne detection, or time sharing between the two, depending upon the received power level. In other words, our result shows that to exceed the theoretical limit of conventional coherent optical communication, one has to incorporate non-Gaussian, i.e., third- or higher-order nonlinear operations in the receiver. Finally we compare our Gaussian receiver limit with experimentally feasible non-Gaussian receivers and show that in the regime of low received photon flux, it is possible to overcome the Gaussian receiver limit by relatively simple non-Gaussian receivers based on photon counting.
Laser-light (coherent-state) modulation is sufficient to achieve the ultimate (Holevo) capacity of classical communication over a lossy and noisy optical channel, but requires a receiver that jointly detects long modulated codewords with highly nonlinear quantum operations, which are near-impossible to realize using current technology. We analyze the capacity of the lossy-noisy optical channel when the transmitter uses coherent state modulation but the receiver is restricted to a general quantum-limited Gaussian receiver, i.e., one that may involve arbitrary combinations of Gaussian operations (passive linear optics: beamsplitters and phase-shifters, second order nonlinear process (squeezers), along with homodyne or heterodyne detection measurements) and any amount of classical feedforward within the receiver. Under these assumptions, we show that the Gaussian receiver that attains the maximum mutual information is either homodyne detection, heterodyne detection, or time sharing between the two, depending upon the received power level. In other words, our result shows that to exceed the theoretical limit of conventional coherent optical communications, one has to incorporate non-Gaussian (i.e. higher order nonlinear) operations in the receiver.