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arXiv:1901.10640 · Electronic Proceedings in Theoretical Computer Science

Contexts in Convex and Sequential Effect Algebras

Stanley Gudder

Published Jan 31, 2019• 5 citations
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Abstract

A convex sequential effect algebra (COSEA) is an algebraic system with three physically motivated operations, an orthogonal sum, a scalar product and a sequential product. The elements of a COSEA correspond to yes-no measurements and are called effects. In this work we stress the importance of contexts in a COSEA. A context is a finest sharp measurement and an effect will act differently according to the underlying context with which it is measured. Under a change of context, the possible values of an effect do not change but the way these values are obtained may be different. In this paper we discuss direct sums and the center of a COSEA. We also consider conditional probabilities and the spectra of effects. Finally, we characterize COSEA's that are isomorphic to COSEA's of positive operators on a complex Hilbert space. These result in the traditional quantum formalism. All of this work depends heavily on the concept of a context.

DOI
10.4204/eptcs.287.11

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A convex sequential effect algebra (COSEA) is an algebraic system with three physically motivated operations, an orthogonal sum, a scalar product and a sequential product. The elements of a COSEA correspond to yes-no measurements and are called effects. In this work we stress the importance of contexts in a COSEA. A context is a finest sharp measurement and an effect will act differently according to the underlying context with which it is measured. Under a change of context, the possible values of an effect do not change but the way these values are obtained may be different. In this paper we discuss direct sums and the center of a COSEA. We also consider conditional probabilities and the spectra of effects. Finally, we characterize COSEA's that are isomorphic to COSEA's of positive operators on a complex Hilbert space. These result in the traditional quantum formalism. All of this work depends heavily on the concept of a context.
We present a mathematical framework for quantum mechanics in which the basic entities and operations have physical significance. In this framework the primitive concepts are states and effects and the resulting mathematical structure is a convex effect algebra. We characterize the convex effect algebras that are classical and those that are quantum mechanical. The quantum mechanical ones are those that can be represented on a complex Hilbert space. We next introduce the sequential product of effects to form a convex sequential effect algebra. This product makes it possible to study conditional probabilities and expectations.
Our basic structure is a finite-dimensional complex Hilbert space HHH. We point out that the set of effects on HHH form a convex effect algebra. Although the set of operators on HHH also form a convex effect algebra, they have a more detailed structure. W introduce sequential products of effect and operations. Although these have already been studied, we introduce the new concept of sequential products of effects with operations and operations with effects. We then consider various special types of operations. After developing properties of these concepts, the results are generalized to include observables and instruments. In particular, sequential products of observables with instruments and instruments with observables are developed. Finally, we consider conditioning and coexistence of observables and instruments.
Our basic concept is the set E(H)\mathcal{E}(H)E(H) of effects on a finite dimensional complex Hilbert space HHH. If a,b∈E(H)a,b\in\mathcal{E}(H)a,b∈E(H), we define the sequential product a[I]ba[\mathcal{I}]ba[I]b of aaa then bbb. The sequential product depends on the operation I\mathcal{I}I used to measure aaa. We begin by studying the properties of this sequential product. It is observed that b↦a[I]bb\mapsto a[\mathcal{I}]bb↦a[I]b is an additive, convex morphism and we show by examples that a↦a[I]ba\mapsto a[\mathcal{I}]ba↦a[I]b enjoys very few conditions. This is because a measurement of aaa can interfere with a later measurement of bbb. We study sequential products relative to Kraus, Lüders and Holevo operations and find properties that characterize these operations. We consider repeatable effects and conditions on a[I]ba[\mathcal{I}]ba[I]b that imply commutativity. We introduce the concept of an effect bbb given an effect aaa and study its properties. We next extend the sequential product to observables and instruments and develop statistical properties of real-valued observables. This is accomplished by employing corresponding stochastic operators. Finally, we introduce an uncertainty principle for conditioned observables.
A sequential effect algebra (SEA) is an effect algebra equipped with a sequential product operation modeled after the Lüders product (a,b)↦aba on C ∗ -algebras. A SEA is called normal when it has all suprema of directed sets, and the sequential product interacts suitably with these suprema. The effects on a Hilbert space and the unit interval of a von Neumann or JBW algebra are examples of normal SEAs that are in addition convex , i.e. possess a suitable action of the real unit interval on the algebra. Complete Boolean algebras form normal SEAs too, which are convex only when 0=1 .We show that any normal SEA E splits as a direct sum E=Eb⊕Ec⊕Eac of a complete Boolean algebra Eb , a convex normal SEA Ec , and a newly identified type of normal SEA Eac we dub purely almost-convex .Along the way we show, among other things, that a SEA which contains only idempotents must be a Boolean algebra; and we establish a spectral theorem using which we settle for the class of normal SEAs a problem of Gudder regarding the uniqueness of square roots. After establishing our main result, we propose a simple extra axiom for normal SEAs that excludes the seemingly pathological a-convex SEAs. We conclude the paper by a study of SEAs with an associative sequential product. We find that associativity forces normal SEAs satisfying our new axiom to be commutative, shedding light on the question of why the sequential product in quantum theory should be non-associative.
The aim of this paper is to show that there can be either only one or uncountably many contexts in any spectral effect algebra, answering a question posed in [S. Gudder, Convex and Sequential Effect Algebras, (2018), arXiv:1802.01265]. We also provide some results on the structure of spectral effect algebras and their state spaces and investigate the direct products and direct convex sums of spectral effect algebras. In the case of spectral effect algebras with sharply determining state space, stronger properties can be proved: the spectral decompositions are essentially unique, the algebra is sharply dominating and the set of its sharp elements is an orthomodular lattice. The article also contains a list of open questions that might provide interesting future research directions.
This article begins with a study of convex effect-state spaces. We point out that such spaces are equivalent to interval effect algebras that generate an ordered linear space and possess an order-determining set of states. We then discuss operations and instruments on interval effect algebras under the assumption of an unrestrictive condition. Effects measured by operations and sequential products of effects relative to operations are considered. Observables are introduced and coexistence of effects are discussed. We also present properties of sequential products of observables and conditioning of observables related to instruments. The final section is devoted to Holevo instruments. Pure and mixed Holevo operations are defined and extended to instruments. The Holevo sequential product of two observables is defined and the marginals of these products are computed. We define the commutant of two effects and derive its properties. Examples are given that illustrate the properties of previously presented concepts.